N-PX 1 fp0021153_npx.htm
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number
811-22213
  

AlphaMark Investment Trust
(Exact name of registrant as specified in charter)

250 Grandview Drive, Suite 175     Ft. Mitchell, Kentucky
41017
(Address of principal executive offices)
(Zip code)

Wade R. Bridge, Esq.

Ultimus Fund Solutions, LLC   225 Pictoria Drive, Suite 450   Cincinnati, Ohio 45246
(Name and address of agent for service)

Registrant's telephone number, including area code:
(513) 587-3400
  
 
Date of fiscal year end:
July 31
  
     
Date of reporting period:
July 1, 2015 – June 30, 2016
  

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

ITEM 1. PROXY VOTING RECORD.

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
 
(a) The name of the issuer of the portfolio security;

(b) The exchange ticker symbol of the portfolio security;

(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

(d) The shareholder meeting date;

(e) A brief identification of the matter voted on;

(f) Whether the matter was proposed by the issuer or by a security holder;

(g) Whether the registrant cast its vote on the matter;

(h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

(i) Whether the registrant cast its vote for or against management.


SIGNATURES

[See General Instruction F]

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)   AlphaMark Investment Trust 
     
By (Signature and Title)*
 /s/ Michael L. Simon  
 
Michael L. Simon, President
  
     
Date
August 24, 2016
    
 
* Print the name and title of each signing officer under his or her signature.
 
ALPHAMARK LARGE CAP GROWTH FUND 
PROXY VOTING RECORD: July 1, 2015 to June 30, 2016 
                   
Issuer Name
Ticker
Symbol
CUSIP
Shareholder
Meeting
Date
Agenda
Item #
 
Proposed
by Issuer or
Shareholder?
Did the
Fund
Vote?
How did the Fund
Cast its Vote?
For, Against, Abstain
Did the Fund Vote
 For or Against
Management?
Akamai Technologies, Inc.
AKAM
00971T101
5/11/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
TO APPROVE OUR EXECUTIVE OFFICER COMPENSATION.
Issuer
Yes
For
For
 
 
 
 
3
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2016
Issuer
Yes
For
For
Amgen Inc.
AMGN
031162100
5/19/2016
1
ELECTION OF DIRECTORS FOR A TERM EXP 2017
Issuer
Yes
For
For
 
 
 
 
2
RATIFICATION OF ERNST & YOUNG  LLP AS AUDITORS ENDING DECEMBER 31, 2016
Issuer
Yes
For
For
 
 
 
 
3
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
4
STOCKHOLDER PROPOSAL TO CHANGE NONBINDING PROPOSALS SUBMITTED BY STOCKHOLDERS
Shareholder
Yes
Against
For
Amphenol Corporation
APH
032095101
5/25/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
RATIFICATION OF DELOITTE & TOUCHE LLP AS ACCOUNTANTS
Issuer
Yes
For
For
 
 
 
 
3
ADVISORY VOTE TO APPROVE COMPENSATION OF EXECUTIVE OFFICERS
Issuer
Yes
For
For
 
 
 
 
4
TO APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION
Issuer
Yes
For
For
Apple Inc.
AAPL
037833100
2/26/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
RATIFICATION OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016
Issuer
Yes
For
For
 
 
 
 
3
AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.
Issuer
Yes
For
For
 
 
 
 
4
APPROVAL OF THE AMENDED AND RESTATED APPLE 2014 INC. EMPLOYEE STOCK PLAN.
Issuer
Yes
For
For
 
 
 
 
5
A SHAREHOLDER PROPOSAL ENTITLED NET-ZERO GREENHOUSE GAS EMISSIONS BY 2030
Shareholder
Yes
Against
For
 
 
 
 
6
A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS
Shareholder
Yes
Against
For
 
 
 
 
7
A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS REVIEW-HIGH RISK REGIONS"
Shareholder
Yes
Against
For
 
 
 
 
8
A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS"
Shareholder
Yes
Against
For
Avago Technologies Limited
AVGO
Y0486S104
11/10/2015
1
AVAGO SCHEME PROPOSAL TO APPROVE THE STATUTORY SCHEME OF ARRANGEMENT BETWEEN AVAGO, THE AVAGO SHAREHOLDERS AND PAVONIA LTD
Issuer
Yes
For
For
 
 
 
 
2
EQUITY ISSUANCE PROPOSAL TO APPROVE THE ALLOTMENT AND ISSUANCE OF ORDINARY SHARES IN THE CAPITAL OF PAVONIA LTD AND/OR LIMITED PARTNERSHIP INTERESTS OF SAFARI CAYMAN L.P.
Issuer
Yes
For
For
Broadcom Corporation
BRCM
111320107
4/6/2016
1
ELECTION OF BOARD OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
TO APPROVE THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS BROADCOM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Issuer
Yes
For
For
 
 
 
 
3
TO APPROVE THE GENERAL AUTHORIZATION FOR THE DIRECTORS OF BROADCOM TO ALLOT AND ISSUE SHARES
Issuer
Yes
For
For
 
 
 
 
4
TO APPROVE THE CASH COMPENSATION FOR BROADCOM'S NON-EMPLOYEE DIRECTORS FOR SERVICES RENDERED THROUGH BROADCOM'S 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS
Issuer
Yes
For
For
Cadence Design Systems, Inc
CDNS
127387108
5/5/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
APPROVAL OF THE AMENDMENT AND REINSTATEMENT OF THE OMNIBUS EQUITY INCENTIVE PLAN
Issuer
Yes
For
For
 
 
 
 
3
REAPPROVAL OF THE PERFORMANCE GOALS UNDER THE SENIOR EXECUTIVE BONUS PLAN
Issuer
Yes
For
For
 
 
 
 
4
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
5
RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Issuer
Yes
For
For
Celanese Corporation
CE
150870103
4/21/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
3
RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016
Issuer
Yes
For
For
 
 
 
 
4
TO APPROVE AMENDMENTS TO OUR CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
Issuer
Yes
For
For
Centene Corporation
CNC
15135B101
4/26/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
3
RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016
Issuer
Yes
For
For
CenturyLink, Inc.
CTL
156700106
5/18/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2016
Issuer
Yes
For
For
 
 
 
 
3
APPROVE AN AMENDMENT TO OUR 2011 EQUITY INCENTIVE PLAN
Issuer
Yes
For
For
 
 
 
 
4
ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
5
SHAREHOLDER PROPOSAL REGARDING EQUITY RETENTION
Shareholder
Yes
Against
For
Continental Resources, Inc.
CLR
212015101
5/19/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Issuer
Yes
For
For
 
 
 
 
3
SHAREHOLDER PROPOSAL REPORT ON STEPS TAKEN TO FOSTER BOARD GENDER DIVERSITY
Shareholder
Yes
Against
For
 
 
 
 
4
SHAREHOLDER PROPOSAL REPORT ON MONITORING AND MANAGING THE LEVEL OF METHANE EMISSIONS
Shareholder
Yes
Against
For
 
 
 
 
5
SHAREHOLDER PROPOSAL REPORT ON RESULTS OF POLICIES AND PRACTICES TO MINIMIZE THE IMPACT OF HYDRAULIC FRACTURING
Shareholder
Yes
Against
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
1
ELECTION OF  DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
APPROVAL OF COMPENSATION OF EXECUTIVE OFFICERS
Issuer
Yes
For
For
 
 
 
 
3
TO APPROVE THE REINSTATEMENT OF PERFORMANCE COMPENSATION PLAN
Issuer
Yes
For
For
 
 
 
 
4
RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2016.
Issuer
Yes
For
For
 
 
 
 
5
A STOCKHOLDER PROPOSAL FOR SENIOR EXECUTIVES TO RETAIN STOCK.
Shareholder
Yes
Against
For
Eastman Chemical Co.
EMN
277432100
5/5/2016
1
ELECTION OF  DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
3
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS
Issuer
Yes
For
For
 
 
 
 
4
ADVISORY VOTE ON WRITTEN CONSENT STOCKHOLDERS PROPOSAL
Shareholder
Yes
Against
For
EMC Corp.
EMC
268648102
5/12/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2016
Issuer
Yes
For
For
 
 
 
 
3
APPROVAL OF EXECUTIVE COMPENSATION
Issuer
Yes
For
For
EOG Resources Inc.
EOG
26875P101
4/26/2016
1
ELECTION OF NOMINEE DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
RATIFICATION OF DELOITTE TOUCHE LLP AS AUDITORS FOR 2016
Issuer
Yes
For
For
 
 
 
 
3
APPROVAL OF EXECUTIVE COMPENSATION
Issuer
Yes
For
For
Fairfax Financial Holdings LTD
FRFHF
303901102
4/14/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION
Issuer
Yes
For
For
Fifth Third Bancorp
FITB
316773100
4/19/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
APPROVAL OF DELOITTE AND TOUCHE LLP TO SERVE AS EXTERNAL AUDIT FIRM.
Issuer
Yes
For
For
 
 
 
 
3
APPROVAL OF EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
4
ADVISORY VOTE TO DETERMINE WHETHER THE SHAREHOLDER VOTE ON EXECUTIVE'S COMPENSATION EVERY 1,2 OR 3 YRS
Issuer
Yes
1 year
1 year
Flowserve Corporation
FLS
34354P105
5/19/2016
1
ELECTION OF NOMINEE DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
3
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS PUBLIC ACCOUNTING FIRM FOR 2016
Issuer
Yes
For
For
 
 
 
 
4
SHAREHOLDER PROPOSAL TO AMEND THE PROXY ACCESS BYLAWS, TO REDUCE SHARE OWNERSHIP TO 3% FROM 5%
Shareholder
Yes
Against
For
IntercontinentalExchange Group, Inc.
ICE
45865V100
5/13/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
APPROVAL OF EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
3
APPOINTMENT OF ERNST & YOUNG AS AUDITOR FOR FISCAL YEAR 2016
Issuer
Yes
For
For
 
 
 
 
4
SHAREHOLDER PROPOSAL REGARDING THE PREPARATION OF A SUSTAINABILITY REPORT
Shareholder
Yes
Against
For
IPG Photonics Corporation
IPGP
44980X109
6/1/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Issuer
Yes
For
For
Mylan N.V.
MYL
628530107
1/7/2016
1
RESOLUTION TO REDEEM ALL ISSUED PREFERRED SHARES, PAR VALUE 0.01 EURO PER SHARE IN THE CAPITAL OF MYLAN N.V.
Issuer
Yes
For
For
 
 
 
 
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
ADOPTION OF THE DUTCH ANNUAL ACCOUNTS FOR FISCAL YEAR 2015
Issuer
Yes
For
For
 
 
 
 
3
SELECTION OF DELOITTE & TOUCHE AS REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016
Issuer
Yes
For
For
 
 
 
 
4
INSTRUCTION OF DELOITTE ACCOUNTANTS FOR THE AUDIT OF THE COMPANIES DUTCH ANNUAL ACCOUNTS FOR FISCAL YEAR 2016
Issuer
Yes
For
For
 
 
 
 
5
APPROVAL OF EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
6
RE-APPROVAL OF THE PERFORMANCE GOALS OF THE COMPANIES 2003 LONG TERM INCENTIVE PLAN.
Issuer
Yes
For
For
 
 
 
 
7
AUTHORIZATION TO ACQUIRE ORDINARY SHARES AND PREFERRED SHARES IN THE CAPITAL OF THE COMPANY.
Issuer
Yes
For
For
 
 
 
 
1
APPROVAL UNDER ARTICLE 2:107A OF THE DUTCH CIVIL CODE OF THE ACQUISITION DIRECTLY OR INDIRECTLY OF ALL OR ANY PORTION OF THE ORDINARY SHARES OR PERRIGO COMPANY PLC
Issuer
Yes
For
For
Rockwell Automation, Inc.
ROK
773903109
2/2/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
APPROVAL OF DELOITTE & TOUCHE LLP AS ACCOUNTING FIRM
Issuer
Yes
For
For
 
 
 
 
3
APPROVAL OF COMPENSATION OF EXECUTIVES
Issuer
Yes
For
For
 
 
 
 
4
APPROVAL OF 2012 LONG TERM INCENTIVE PLAN TO INCREASE SHARES AVAILABLE FOR DELIVERY
Issuer
Yes
For
For
 
 
 
 
5
APPROVAL OF AMENDMENT OF BI-LAWS TO ADD AN EXCLUSION FORUM PROVISION.
Issuer
Yes
For
For
Ross Stores Inc.
ROST
778296103
5/18/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
APPROVAL OF THE COMPANY'S SECOND AMENDED AND REINSTATED INCENTIVE PLAN.
Issuer
Yes
For
For
 
 
 
 
3
APPROVAL OF EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
4
APPROVAL OF DELOITTE & TOUCHE AS ACCOUNTING FIRM FOR FISCAL YEAR ENDING 1/28/17
Issuer
Yes
For
For
Starwood Hotels & Resorts Worldwide, Inc.
HOT
85590A401
4/8/2016
1
APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED  11/15/2015 BY STARWOOD, MARRIOTT INTERNATIONAL, INC.
Issuer
Yes
For
For
 
 
 
 
2
APPROVAL OF THE EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
1
APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED  11/15/2015 BY STARWOOD, MARRIOTT INTERNATIONAL, INC.
Issuer
Yes
For
For
 
 
 
 
2
APPROVAL OF THE EXECUTIVE COMPENSATION
Issuer
Yes
For
For
Tesoro Corp.
TSO
881609101
5/3/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
APPROVAL OF EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
3
APPROVAL OF ERNST & YOUNG AS ACCOUNTING FIRM FOR FISCAL YEAR 2016
Issuer
Yes
For
For
 
 
 
 
4
STOCKHOLDER PROPOSAL SET FOURTH IN THE PROXY STATEMENT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING
Shareholder
Yes
Against
For
The Estee Lauder Companies Inc.
EL
518439104
11/12/2015
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS FOR FISCAL YEAR 2016
Issuer
Yes
For
For
 
 
 
 
3
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
4
APPROVAL OF THE ESTEE LAUDER COMPANIES INC AMENDED AND RESTATED FISCAL 2002 SHARES INCENTIVE PLAN
Issuer
Yes
For
For
 
 
 
 
5
APPROVAL OF THE ESTEE LAUDER COMPANIES INC AMENDED AND RESTATED NON EMPLOYEE SHARES INCENTIVE PLAN
Issuer
Yes
For
For
Total System Services, Inc
TSS
891906109
4/28/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
APPOINTMENT OF KPMG LLP AS AUDITOR FOR 2016
Issuer
Yes
For
For
 
 
 
 
3
APPROVAL OF EXECUTIVE COMPENSATION
Issuer
Yes
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
APPOINTMENT OF INDEPENDENT ACCOUNTING FIRM.
Issuer
Yes
For
For
 
 
 
 
3
APPROVAL OF EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
4
RENEWABLE ENERGY TARGETS
Shareholder
Yes
Against
For
 
 
 
 
5
INDIRECT POLITICAL SPENDING REPORT
Shareholder
Yes
Against
For
 
 
 
 
6
LOBBYING ACTIVITIES REPORT
Shareholder
Yes
Against
For
 
 
 
 
7
INDEPENDENT CHAIR POLICY
Shareholder
Yes
Against
For
 
 
 
 
8
SEVERANCE APPROVAL POLICY
Shareholder
Yes
Against
For
 
 
 
 
9
STOCK RETENTION POLICY
Shareholder
Yes
Against
For
Vonage Holdings Corp.
VG
92886T201
6/3/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
APPROVAL OF BDP USA AS ACCOUNTING FIRM FOR FISCAL YEAR 2016
Issuer
Yes
For
For
Waste Management, Inc.
WM
94106L109
5/12/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
RATIFICATION OF ERNST & YOUNG  LLP AS AUDITORS FOR 2016
Issuer
Yes
For
For
 
 
 
 
3
TO APPROVE EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
4
PROPOSAL REGARDING POLICY ON VESTING OF EQUITY AWARDS
Shareholder
Yes
Against
For
Whole Foods Market, Inc.
WFMI
966837106
9/15/2015
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
APPROVAL OF EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
3
REACTIVATION OF THE APPOINTMENT OF ERNST & YOUNG AS AUDITOR FOR FISCAL YEAR ENDING 9/27/15
Issuer
Yes
For
For
 
 
 
 
4
APPROVAL OF INCREASE IN COMPANY'S COMMON STOCK FROM 600 MILLION TO 1.2 BILLION
Issuer
Yes
For
For
 
 
 
 
5
PROPOSAL TO ADOPT A POLICY TO LIMIT ACCELERATION OF VESTING OF EQUITY
Shareholder
Yes
Against
For
Whole Foods Market, Inc.
WFMI
966837106
3/9/2016
1
ELECTION OF DIRECTORS
Issuer
Yes
For
For
 
 
 
 
2
APPROVAL OF EXECUTIVE COMPENSATION
Issuer
Yes
For
For
 
 
 
 
3
APPOINTMENT OF ERNST & YOUNG AS AUDITOR FOR FISCAL YEAR 2016
Issuer
Yes
For
For
 
 
 
 
4
AMENDMENT OF TEAM MEMBER STOCK PURCHASE PLAN
Issuer
Yes
For
For
 
 
 
 
5
PROPOSAL TO ADOPT A PRESENT FOR SHAREHOLDER APPROVAL REVISIONS TO THE COMPANY'S PROXY ACCESS BYLAW
Shareholder
Yes
Against
For
 
 
 
 
6
PROPOSAL TO ADOPT A POLICY LIMITING ACCELERATION OF VESTING OF EQUITY
Shareholder
Yes
Against
For
 
 
 
 
7
PROPOSAL ASKING THE COMPANY TO ISSUE A REPORT REGARDING FOOD WASTE EFFORTS
Shareholder
Yes
Against
For