The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
THE ADT CORPORATION | COM | 00101J106 | 238 | 6,575 | SH | SOLE | 5,500 | 0 | 1,075 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 263 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
AT&T INC | COM | 00206R102 | 6,194 | 184,413 | SH | SOLE | 10,000 | 0 | 174,413 | ||
AIR PRODS & CHEMS INC | COM | 9158106 | 268 | 1,860 | SH | SOLE | 0 | 0 | 1,860 | ||
ALCOA INC | COM | 13817101 | 1,258 | 79,702 | SH | SOLE | 0 | 0 | 79,702 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 18581108 | 930 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
ALLIANCEBERNSTEIN HOLDING LP | UNIT LTD PARTN | 01881G106 | 232 | 8,970 | SH | SOLE | 0 | 0 | 8,970 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 3,963 | 181,539 | SH | SOLE | 0 | 0 | 181,539 | ||
ANNALY CAP MGMT INC | COM | 35710409 | 395 | 36,500 | SH | SOLE | 12,500 | 0 | 24,000 | ||
APACHE CORP | COM | 37411105 | 247 | 3,943 | SH | SOLE | 0 | 0 | 3,943 | ||
APPLE INC | COM | 37833100 | 9,857 | 89,297 | SH | SOLE | 2,100 | 0 | 87,197 | ||
ARBOR RLTY TR INC | COM | 38923108 | 68 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ARVINMERITOR INC | FRNT 4.000% 2/1 | 043353AH4 | 91 | 85,000 | PRN | SOLE | 0 | 0 | 85,000 | ||
AUTOZONE INC | COM | 53332102 | 371 | 600 | SH | SOLE | 0 | 0 | 600 | ||
AVATAR HLDGS INC | NOTE 7.500% 2/1 | 053494AG5 | 35 | 35,000 | PRN | SOLE | 0 | 0 | 35,000 | ||
BP PLC | SPONSORED ADR | 55622104 | 327 | 8,582 | SH | SOLE | 0 | 0 | 8,582 | ||
BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | 661 | 25,595 | SH | SOLE | 0 | 0 | 25,595 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 84670108 | 452 | 2 | SH | SOLE | 0 | 0 | 2 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 84670702 | 1,189 | 7,920 | SH | SOLE | 0 | 0 | 7,920 | ||
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 228 | 17,000 | SH | SOLE | 0 | 0 | 17,000 | ||
BLACKSTONE GSO FLTING RTE FU | COM | 09256U105 | 539 | 32,200 | SH | SOLE | 0 | 0 | 32,200 | ||
BLOCK H & R INC | COM | 93671105 | 223 | 6,615 | SH | SOLE | 0 | 0 | 6,615 | ||
BOEING CO | COM | 97023105 | 3,318 | 25,525 | SH | SOLE | 1,400 | 0 | 24,125 | ||
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 349 | 49,842 | SH | SOLE | 0 | 0 | 49,842 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 427 | 7,226 | SH | SOLE | 0 | 0 | 7,226 | ||
CVS HEALTH CORP | COM | 126650100 | 1,186 | 12,320 | SH | SOLE | 0 | 0 | 12,320 | ||
CA INC | COM | 12673P105 | 4,994 | 164,017 | SH | SOLE | 8,000 | 0 | 156,017 | ||
CANCER GENETICS INC | COM | 13739U104 | 405 | 60,650 | SH | SOLE | 3,000 | 0 | 57,650 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,508 | 13,445 | SH | SOLE | 0 | 0 | 13,445 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 615 | 7,800 | SH | SOLE | 0 | 0 | 7,800 | ||
CISCO SYS INC | COM | 17275R102 | 3,183 | 114,425 | SH | SOLE | 5,500 | 0 | 108,925 | ||
CITIGROUP INC | COM NEW | 172967424 | 2,812 | 51,968 | SH | SOLE | 2,050 | 0 | 49,918 | ||
COCA COLA CO | COM | 191216100 | 494 | 11,694 | SH | SOLE | 0 | 0 | 11,694 | ||
CONOCOPHILLIPS | COM | 20825C104 | 329 | 4,761 | SH | SOLE | 0 | 0 | 4,761 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 214 | 3,236 | SH | SOLE | 0 | 0 | 3,236 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 1,688 | 27,576 | SH | SOLE | 0 | 0 | 27,576 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 593 | 6,301 | SH | SOLE | 0 | 0 | 6,301 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 386 | 5,215 | SH | SOLE | 0 | 0 | 5,215 | ||
DYNEX CAP INC | COM NEW | 26817Q506 | 117 | 14,164 | SH | SOLE | 0 | 0 | 14,164 | ||
E M C CORP MASS | COM | 268648102 | 273 | 9,172 | SH | SOLE | 0 | 0 | 9,172 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 395 | 28,000 | SH | SOLE | 5,000 | 0 | 23,000 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 1,252 | 131,940 | SH | SOLE | 0 | 0 | 131,940 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 1,295 | 121,507 | SH | SOLE | 0 | 0 | 121,507 | ||
ENBRIDGE ENERGY PARTNERS L P | COM | 29250R106 | 234 | 5,870 | SH | SOLE | 0 | 0 | 5,870 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 959 | 14,754 | SH | SOLE | 0 | 0 | 14,754 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 658 | 18,218 | SH | SOLE | 0 | 0 | 18,218 | ||
EXXON MOBIL CORP | COM | 30231G102 | 742 | 8,029 | SH | SOLE | 0 | 0 | 8,029 | ||
FACEBOOK INC | CL A | 30303M102 | 3,052 | 39,118 | SH | SOLE | 2,000 | 0 | 37,118 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 3,455 | 152,146 | SH | SOLE | 1,000 | 0 | 151,146 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 1,044 | 43,907 | SH | SOLE | 0 | 0 | 43,907 | ||
FIRSTENERGY CORP | COM | 337932107 | 1,418 | 36,375 | SH | SOLE | 5,000 | 0 | 31,375 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 4,046 | 160,128 | SH | SOLE | 0 | 0 | 160,128 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 4,074 | 95,314 | SH | SOLE | 5,000 | 0 | 90,314 | ||
GOODRICH PETE CORP | NOTE 5.000%10/0 | 382410AC2 | 20 | 40,000 | PRN | SOLE | 0 | 0 | 40,000 | ||
GOOGLE INC | CL A | 38259P508 | 2,585 | 4,871 | SH | SOLE | 50 | 0 | 4,821 | ||
GOOGLE INC | CL C | 38259P706 | 1,368 | 2,599 | SH | SOLE | 0 | 0 | 2,599 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 4,399 | 58,130 | SH | SOLE | 3,000 | 0 | 55,130 | ||
HESKA CORP | COM RESTRC NEW | 42805E306 | 2,031 | 112,022 | SH | SOLE | 10,166 | 0 | 101,856 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 3,412 | 136,795 | SH | SOLE | 5,500 | 0 | 131,295 | ||
HOLLYFRONTIER CORP | COM | 436106108 | 2,046 | 54,587 | SH | SOLE | 750 | 0 | 53,837 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 284 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,844 | 11,495 | SH | SOLE | 500 | 0 | 10,995 | ||
INTEROIL CORP | COM | 460951106 | 317 | 6,500 | SH | SOLE | 0 | 0 | 6,500 | ||
ISHARES | NAT AMT FREE BD | 464288414 | 276 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 444 | 29,490 | SH | SOLE | 0 | 0 | 29,490 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 4,016 | 64,170 | SH | SOLE | 0 | 0 | 64,170 | ||
JOHNSON & JOHNSON | COM | 478160104 | 356 | 3,408 | SH | SOLE | 0 | 0 | 3,408 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 595 | 15,590 | SH | SOLE | 0 | 0 | 15,590 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 255 | 6,028 | SH | SOLE | 0 | 0 | 6,028 | ||
KROGER CO | COM | 501044101 | 986 | 15,362 | SH | SOLE | 0 | 0 | 15,362 | ||
LIFE TIME FITNESS INC | COM | 53217R207 | 3,120 | 55,102 | SH | SOLE | 4,500 | 0 | 50,602 | ||
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 101 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
LORILLARD INC | COM | 544147101 | 1,045 | 16,602 | SH | SOLE | 0 | 0 | 16,602 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 493 | 8,830 | SH | SOLE | 3,500 | 0 | 5,330 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 2,212 | 340,257 | SH | SOLE | 0 | 0 | 340,257 | ||
MANNING & NAPIER INC | CL A | 56382Q102 | 1,840 | 133,170 | SH | SOLE | 5,000 | 0 | 128,170 | ||
MARKEL CORP | COM | 570535104 | 2,473 | 3,621 | SH | SOLE | 0 | 0 | 3,621 | ||
MARKWEST ENERGY PARTNERS L P | UNIT LTD PARTN | 570759100 | 485 | 7,212 | SH | SOLE | 0 | 0 | 7,212 | ||
MICROSOFT CORP | COM | 594918104 | 5,282 | 113,715 | SH | SOLE | 6,000 | 0 | 107,715 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 220 | 3,350 | SH | SOLE | 0 | 0 | 3,350 | ||
NEUSTAR INC | CL A | 64126X201 | 227 | 8,150 | SH | SOLE | 0 | 0 | 8,150 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 399 | 27,950 | SH | SOLE | 5,750 | 0 | 22,200 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 667 | 86,933 | SH | SOLE | 0 | 0 | 86,933 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 4,127 | 79,631 | SH | SOLE | 5,016 | 0 | 74,615 | ||
OLIN CORP | COM PAR $1 | 680665205 | 1,552 | 68,147 | SH | SOLE | 0 | 0 | 68,147 | ||
PAYCHEX INC | COM | 704326107 | 941 | 20,384 | SH | SOLE | 0 | 0 | 20,384 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 1,981 | 207,834 | SH | SOLE | 0 | 0 | 207,834 | ||
PFIZER INC | COM | 717081103 | 3,352 | 107,618 | SH | SOLE | 0 | 0 | 107,618 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 257 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
POTASH CORP SASK INC | COM | 73755L107 | 745 | 21,086 | SH | SOLE | 0 | 0 | 21,086 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 436 | 4,789 | SH | SOLE | 0 | 0 | 4,789 | ||
PROSHARES TR | ULTRA SH DOW30 | 74347X112 | 206 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 2,093 | 398,615 | SH | SOLE | 0 | 0 | 398,615 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 1,136 | 236,182 | SH | SOLE | 0 | 0 | 236,182 | ||
RENTECH NITROGEN PARTNERS L | COM UNIT | 760113100 | 335 | 31,914 | SH | SOLE | 0 | 0 | 31,914 | ||
ROYCE VALUE TR INC | COM | 780910105 | 2,860 | 199,553 | SH | SOLE | 0 | 0 | 199,553 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,696 | 17,984 | SH | SOLE | 0 | 0 | 17,984 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 846 | 7,452 | SH | SOLE | 0 | 0 | 7,452 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 2,629 | 62,577 | SH | SOLE | 0 | 0 | 62,577 | ||
SCHLUMBERGER LTD | COM | 806857108 | 495 | 5,801 | SH | SOLE | 0 | 0 | 5,801 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 1,153 | 14,570 | SH | SOLE | 0 | 0 | 14,570 | ||
STAG INDL INC | COM | 85254J102 | 2,413 | 98,487 | SH | SOLE | 0 | 0 | 98,487 | ||
STRYKER CORP | COM | 863667101 | 1,941 | 20,572 | SH | SOLE | 0 | 0 | 20,572 | ||
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 282 | 6,516 | SH | SOLE | 0 | 0 | 6,516 | ||
SYMANTEC CORP | COM | 871503108 | 651 | 25,375 | SH | SOLE | 5,000 | 0 | 20,375 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 2,476 | 43,059 | SH | SOLE | 0 | 0 | 43,059 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 410 | 3,275 | SH | SOLE | 0 | 0 | 3,275 | ||
TOOTSIE ROLL INDS INC | COM | 890516107 | 208 | 6,792 | SH | SOLE | 0 | 0 | 6,792 | ||
TORTOISE ENERGY INFRSTRCTR C | COM | 89147L100 | 936 | 21,391 | SH | SOLE | 0 | 0 | 21,391 | ||
TRANSAMERICA INCOME SHS INC | COM | 893506105 | 250 | 12,343 | SH | SOLE | 0 | 0 | 12,343 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 445 | 4,200 | SH | SOLE | 0 | 0 | 4,200 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,643 | 120,633 | SH | SOLE | 5,489 | 0 | 115,144 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 2,954 | 86,445 | SH | SOLE | 3,609 | 0 | 82,836 | ||
WAL-MART STORES INC | COM | 931142103 | 573 | 6,669 | SH | SOLE | 0 | 0 | 6,669 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 433 | 7,899 | SH | SOLE | 0 | 0 | 7,899 | ||
ZOETIS INC | CL A | 98978V103 | 759 | 17,629 | SH | SOLE | 0 | 0 | 17,629 | ||
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 669 | 28,690 | SH | SOLE | 0 | 0 | 28,690 | ||
TEEKAY OFFSHORE PARTNERS L P | PARTNERSHIP UN | Y8565J101 | 1,342 | 50,093 | SH | SOLE | 0 | 0 | 50,093 |