0001438574-13-000002.txt : 20130515 0001438574-13-000002.hdr.sgml : 20130515 20130515101512 ACCESSION NUMBER: 0001438574-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sterneck Capital Management, LLC CENTRAL INDEX KEY: 0001438574 IRS NUMBER: 222988722 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13362 FILM NUMBER: 13844288 BUSINESS ADDRESS: STREET 1: 4510 BELLEVIEW AVE, SUITE 204 CITY: KANSAS CITY STATE: MO ZIP: 66209 BUSINESS PHONE: 816-531-2254 MAIL ADDRESS: STREET 1: 4510 BELLEVIEW AVE, SUITE 204 CITY: KANSAS CITY STATE: MO ZIP: 66209 13F-HR 1 scmf1320130331.txt 3-31-2013 FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manger Filing this Report Name: Sterneck Capital Management, LLC Address: 4510 Belleview, Suite 204 Kansas City, MO 64111 Form 13F File Number: 28-13362 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frank Sterneck Title: Chief Investment Officer Phone: 816-531-2254 Signature, Place and Date of Signing: Frank Sterneck_______ Kansas City, MO 3/31/2013 [Signature] [City, State] [Date] Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other reporting managers(s).) List of Other Mangers Reporting for this Manger: -- section omitted -- EDGAR FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 146 Form 13F Information Table Value Total: $147,911 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE (x$10SHRS OR PRSH/ PPUT/ INVESTMENT OTHER MANA VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP OTHER MANA SOLE SHARED NONE ACCO BRANDS CORP COM 00081T108 199 29800SH SOLE 20000 9800 ALPS ETF TR ALERIAN MLP 00162Q866 266 15000SH SOLE 0 15000 AT&T INC COM 00206R102 1349 36766SH SOLE 0 36766 ABBOTT LABS COM 002824100 794 22486SH SOLE 0 22486 ABBVIE INC COM 00287Y109 1170 28697SH SOLE 0 28697 ADVANCED MICRO DEVICES INC NOTE 6.000% 5/007903AL1 149 150000PRN SOLE 150000 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 826 5100SH SOLE 0 5100 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 492 22457SH SOLE 0 22457 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 616 25290SH SOLE 0 25290 AMERICAN INCOME FD INC COM 02672T109 941 113007SH SOLE 0 113007 APPLE INC COM 037833100 5226 11807SH SOLE 0 11807 ARCTIC CAT INC COM 039670104 384 8793SH SOLE 5093 3700 ARVINMERITOR INC FRNT 4.000% 2/043353AH4 199 250000PRN SOLE 165000 85000 AUTOZONE INC COM 053332102 238 600SH SOLE 0 600 AVATAR HLDGS INC NOTE 7.500% 2/053494AG5 35 35000PRN SOLE 0 35000 BP PLC SPONSORED ADR 055622104 286 6764SH SOLE 0 6764 BAKER HUGHES INC COM 057224107 371 8000SH SOLE 0 8000 BANK OF AMERICA CORPORATION COM 060505104 492 40429SH SOLE 0 40429 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 716 28105SH SOLE 0 28105 BERKSHIRE HATHAWAY INC DEL CL A 084670108 313 2SH SOLE 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 324 3110SH SOLE 0 3110 BOEING CO COM 097023105 1457 16976SH SOLE 0 16976 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 271 13526SH SOLE 0 13526 CVS CAREMARK CORPORATION COM 126650100 2622 47682SH SOLE 0 47682 CALAMOS ASSET MGMT INC CL A 12811R104 771 65514SH SOLE 0 65514 CASEYS GEN STORES INC COM 147528103 510 8750SH SOLE 4500 4250 CENTURYLINK INC COM 156700106 1232 35077SH SOLE 5000 30077 CHEVRON CORP NEW COM 166764100 746 6276SH SOLE 0 6276 CHURCH & DWIGHT INC COM 171340102 536 8300SH SOLE 0 8300 CISCO SYS INC COM 17275R102 2782 133137SH SOLE 6000 127137 CITIGROUP INC COM NEW 172967424 561 12687SH SOLE 0 12687 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET18383M506 239 10000SH SOLE 0 10000 COCA COLA CO COM 191216100 220 5430SH SOLE 0 5430 CONOCOPHILLIPS COM 20825C104 279 4639SH SOLE 2000 2639 CORNING INC COM 219350105 2930 219779SH SOLE 15100 204679 DST SYS INC DEL COM 233326107 998 14005SH SOLE 2000 12005 DEVON ENERGY CORP NEW COM 25179M103 3425 60714SH SOLE 4000 56714 DISNEY WALT CO COM DISNEY 254687106 273 4802SH SOLE 0 4802 DU PONT E I DE NEMOURS & CO COM 263534109 3540 72014SH SOLE 3500 68514 E M C CORP MASS COM 268648102 447 18720SH SOLE 0 18720 EXCO RESOURCES INC COM 269279402 107 15000SH SOLE 0 15000 EATON VANCE TAX MNGD GBL DV COM 27829F108 1028 110295SH SOLE 5000 105295 EATON VANCE RISK MNGD DIV EQ COM 27829G106 1500 136517SH SOLE 10000 126517 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 272 6200SH SOLE 0 6200 EMERSON ELEC CO COM 291011104 812 14526SH SOLE 0 14526 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 880 17369SH SOLE 0 17369 ENTERPRISE PRODS PARTNERS L COM 293792107 531 8809SH SOLE 0 8809 EXELON CORP COM 30161N101 3811 110536SH SOLE 17031 93505 EXXON MOBIL CORP COM 30231G102 1993 22112SH SOLE 0 22112 FEDERATED INVS INC PA CL B 314211103 1256 53048SH SOLE 0 53048 FEDEX CORP COM 31428X106 2221 22617SH SOLE 0 22617 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 270 22342SH SOLE 2000 20342 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 262 6900SH SOLE 0 6900 FIRST TR ENERGY INFRASTRCTR COM 33738C103 809 33966SH SOLE 0 33966 FORD MTR CO DEL COM PAR $0.01 345370860 1049 79804SH SOLE 5000 74804 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1179 35625SH SOLE 2500 33125 GENERAL ELECTRIC CO COM 369604103 3137 135677SH SOLE 1000 134677 GENERAL MOLY INC COM 370373102 288 130459SH SOLE 0 130459 GENERAL MTRS CO JR PFD CNV SRB 37045V209 2541 59185SH SOLE 0 59185 GOODRICH PETE CORP NOTE 5.000%10/382410AC2 199 200000PRN SOLE 100000 100000 GOOGLE INC CL A 38259P508 2533 3189SH SOLE 0 3189 GREAT LAKES DREDGE & DOCK CO COM 390607109 67 10000SH SOLE 0 10000 HARRIS CORP DEL COM 413875105 3342 72109SH SOLE 0 72109 HECKMANN CORP COM 422680108 508 118530SH SOLE 14000 104530 HESKA CORP COM RESTRC NEW 42805E306 563 60578SH SOLE 10462 50116 HILLSHIRE BRANDS CO COM 432589109 2711 77126SH SOLE 4000 73126 INERGY L P UNIT LTD PTNR 456615103 736 36049SH SOLE 0 36049 INTEL CORP COM 458140100 419 19200SH SOLE 10000 9200 INTEROIL CORP COM 460951106 761 10000SH SOLE 0 10000 ISHARES INC MSCI JAPAN 464286848 279 25800SH SOLE 0 25800 ISHARES TR CORE S&P500 ETF464287200 456 2900SH SOLE 0 2900 ISHARES TR RUSSELL1000VAL 464287598 422 5202SH SOLE 0 5202 ISHARES TR RUSL 2000 VALU 464287630 587 7000SH SOLE 0 7000 ISHARES TR S&P NTL AMTFREE464288414 441 4000SH SOLE 0 4000 ISHARES TR HIGH YLD CORP 464288513 566 6000SH SOLE 0 6000 ISHARES SILVER TRUST ISHARES 46428Q109 2059 75082SH SOLE 3500 71582 JPMORGAN CHASE & CO COM 46625H100 2725 57418SH SOLE 0 57418 JOHNSON & JOHNSON COM 478160104 826 10130SH SOLE 0 10130 KAYNE ANDERSON MLP INVSMNT C COM 486606106 560 16140SH SOLE 0 16140 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 581 6477SH SOLE 0 6477 LIFE TIME FITNESS INC COM 53217R207 1641 38355SH SOLE 2000 36355 LIMONEIRA CO COM 532746104 1527 79014SH SOLE 20929 58085 LINN ENERGY LLC UNIT LTD LIAB 536020100 539 14203SH SOLE 0 14203 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 1764 239734SH SOLE 0 239734 MANNING & NAPIER INC CL A 56382Q102 866 52375SH SOLE 6475 45900 MARKEL CORP COM 570535104 2265 4498SH SOLE 0 4498 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 390 6412SH SOLE 0 6412 MCDERMOTT INTL INC COM 580037109 165 15000SH SOLE 0 15000 MCDONALDS CORP COM 580135101 224 2246SH SOLE 0 2246 MICROSOFT CORP COM 594918104 2282 79771SH SOLE 0 79771 MICRON TECHNOLOGY INC NOTE 1.875% 6/595112AH6 405 395000PRN SOLE 0 395000 MOD PAC CORP COM 607495108 89 12000SH SOLE 0 12000 MONSANTO CO NEW COM 61166W101 280 2650SH SOLE 0 2650 MORGANS HOTEL GROUP CO NOTE 2.375%10/61748WAB4 189 200000PRN SOLE 150000 50000 NATIONAL OILWELL VARCO INC COM 637071101 272 3850SH SOLE 0 3850 NEUSTAR INC CL A 64126X201 379 8150SH SOLE 0 8150 NEWFIELD EXPL CO COM 651290108 673 30000SH SOLE 0 30000 NOVADAQ TECHNOLOGIES INC COM 66987G102 147 14800SH SOLE 6000 8800 NUSTAR ENERGY LP UNIT COM 67058H102 1263 23675SH SOLE 0 23675 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 179 14200SH SOLE 0 14200 OLIN CORP COM PAR $1 680665205 2787 110510SH SOLE 3000 107510 OMNICARE INC DBCV 3.250%12/681904AL2 439 440000PRN SOLE 0 440000 PVR PARTNERS L P COM UNIT REPTG 693665101 1295 53705SH SOLE 0 53705 PAYCHEX INC COM 704326107 1342 38284SH SOLE 0 38284 PEABODY ENERGY CORP COM 704549104 218 10300SH SOLE 0 10300 PENGROWTH ENERGY CORP COM 70706P104 302 59300SH SOLE 0 59300 PENN WEST PETE LTD NEW COM 707887105 140 13000SH SOLE 0 13000 PEPSICO INC COM 713448108 1825 23064SH SOLE 2500 20564 PFIZER INC COM 717081103 2171 75212SH SOLE 0 75212 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 361 6400SH SOLE 0 6400 POTASH CORP SASK INC COM 73755L107 869 22137SH SOLE 0 22137 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 913 164793SH SOLE 0 164793 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 1204 231008SH SOLE 0 231008 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 767 30585SH SOLE 0 30585 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 868 24200SH SOLE 5000 19200 ROYCE VALUE TR INC COM 780910105 3763 249870SH SOLE 0 249870 SPDR S&P 500 ETF TR TR UNIT 78462F103 1202 7671SH SOLE 0 7671 SPDR GOLD TRUST GOLD SHS 78463V107 1380 8936SH SOLE 0 8936 SABA SOFTWARE INC COM NEW 784932600 1049 131945SH SOLE 7500 124445 SCHLUMBERGER LTD COM 806857108 1269 16939SH SOLE 0 16939 SPRINT NEXTEL CORP COM SER 1 852061100 95 15246SH SOLE 0 15246 STRYKER CORP COM 863667101 1295 19850SH SOLE 0 19850 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 350 7873SH SOLE 0 7873 TD AMERITRADE HLDG CORP COM 87236Y108 1083 52525SH SOLE 6000 46525 TTM TECHNOLOGIES INC NOTE 3.250% 5/87305RAC3 150 150000PRN SOLE 150000 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1608 40527SH SOLE 2000 38527 THERMO FISHER SCIENTIFIC INC COM 883556102 275 3600SH SOLE 0 3600 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 886 17948SH SOLE 0 17948 TRAVELERS COMPANIES INC COM 89417E109 387 4600SH SOLE 0 4600 ULTRA PETROLEUM CORP COM 903914109 1246 62000SH SOLE 0 62000 UNION PAC CORP COM 907818108 296 2076SH SOLE 0 2076 UNITED PARCEL SERVICE INC CL B 911312106 524 6100SH SOLE 0 6100 VOC ENERGY TR TR UNIT 91829B103 779 63927SH SOLE 5000 58927 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 227 4898SH SOLE 0 4898 VANGUARD INDEX FDS TOTAL STK MKT 922908769 306 3776SH SOLE 0 3776 VERIZON COMMUNICATIONS INC COM 92343V104 214 4350SH SOLE 0 4350 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 2950 103862SH SOLE 2500 101362 WAL-MART STORES INC COM 931142103 596 7969SH SOLE 0 7969 WELLS FARGO & CO NEW COM 949746101 374 10124SH SOLE 0 10124 WESTERN UN CO COM 959802109 3021 200874SH SOLE 4500 196374 WISDOMTREE TRUST MDCP EARN FUND 97717W570 275 3900SH SOLE 0 3900 ZWEIG TOTAL RETURN FD INC COM NEW 989837208 2226 170869SH SOLE 15550 155319 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 188 15500SH SOLE 0 15500 GARMIN LTD SHS H2906T109 3315 100300SH OTHER 0 100300 TRANSOCEAN LTD REG SHS H8817H100 385 7401SH SOLE 0 7401 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 645 21360SH SOLE 0 21360