0001438284-19-000009.txt : 20190618 0001438284-19-000009.hdr.sgml : 20190618 20190618083816 ACCESSION NUMBER: 0001438284-19-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190614 FILED AS OF DATE: 20190618 DATE AS OF CHANGE: 20190618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OXFORD ASSET MANAGEMENT LLP CENTRAL INDEX KEY: 0001438284 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38105 FILM NUMBER: 19902711 BUSINESS ADDRESS: STREET 1: OXAM HOUSE STREET 2: 6 GEORGE STREET CITY: OXFORD STATE: X0 ZIP: OX1 2BW BUSINESS PHONE: 441865248248 MAIL ADDRESS: STREET 1: OXAM HOUSE STREET 2: 6 GEORGE STREET CITY: OXFORD STATE: X0 ZIP: OX1 2BW FORMER NAME: FORMER CONFORMED NAME: OxFORD Asset Management LLP DATE OF NAME CHANGE: 20170710 FORMER NAME: FORMER CONFORMED NAME: OXFORD ASSET MANAGEMENT DATE OF NAME CHANGE: 20080620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KBL MERGER CORP. IV CENTRAL INDEX KEY: 0001690080 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 813832378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 WEST 56TH STREET SUITE 5901 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-319-5555 MAIL ADDRESS: STREET 1: 150 WEST 56TH STREET SUITE 5901 CITY: NEW YORK STATE: NY ZIP: 10019 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-06-14 0 0001690080 KBL MERGER CORP. IV KBLM 0001438284 OXFORD ASSET MANAGEMENT LLP OXAM HOUSE 6 GEORGE STREET OXFORD X0 OX1 2BW UNITED KINGDOM 0 0 1 0 Common stock, $0.0001 par value 2019-06-14 4 S 0 300 10.48 D 1139085 I See footnote 1 This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company ('OxAM'). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP ('OxFORD'), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. -s- DAVINA GUINNESS, CHIEF COMPLIANCE OFFICER, ON BEHALF OF OxFORD ASSET MANAGEMENT LLP 2019-06-18