0001438284-19-000006.txt : 20190408
0001438284-19-000006.hdr.sgml : 20190408
20190408091144
ACCESSION NUMBER: 0001438284-19-000006
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190329
FILED AS OF DATE: 20190408
DATE AS OF CHANGE: 20190408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OXFORD ASSET MANAGEMENT LLP
CENTRAL INDEX KEY: 0001438284
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38105
FILM NUMBER: 19736546
BUSINESS ADDRESS:
STREET 1: OXAM HOUSE
STREET 2: 6 GEORGE STREET
CITY: OXFORD
STATE: X0
ZIP: OX1 2BW
BUSINESS PHONE: 441865248248
MAIL ADDRESS:
STREET 1: OXAM HOUSE
STREET 2: 6 GEORGE STREET
CITY: OXFORD
STATE: X0
ZIP: OX1 2BW
FORMER NAME:
FORMER CONFORMED NAME: OxFORD Asset Management LLP
DATE OF NAME CHANGE: 20170710
FORMER NAME:
FORMER CONFORMED NAME: OXFORD ASSET MANAGEMENT
DATE OF NAME CHANGE: 20080620
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KBL MERGER CORP. IV
CENTRAL INDEX KEY: 0001690080
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 813832378
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 WEST 56TH STREET SUITE 5901
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-319-5555
MAIL ADDRESS:
STREET 1: 150 WEST 56TH STREET SUITE 5901
CITY: NEW YORK
STATE: NY
ZIP: 10019
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2019-03-29
0
0001690080
KBL MERGER CORP. IV
KBLM
0001438284
OXFORD ASSET MANAGEMENT LLP
OXAM HOUSE
6 GEORGE STREET
OXFORD
X0
OX1 2BW
UNITED KINGDOM
0
0
1
0
Common stock, $0.0001 par value
1140320
I
See footnote 1
This Form 3 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company (OxAM). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP (OxFORD), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
-s- DAVINA GUINNESS, CHIEF COMPLIANCE OFFICER, ON BEHALF OF OxFORD ASSET MANAGEMENT LLP
2019-04-08