Chief Financial Officer

0001085146-20-001599.txt : 20200515 0001085146-20-001599.hdr.sgml : 20200515 20200515124641 ACCESSION NUMBER: 0001085146-20-001599 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OXFORD ASSET MANAGEMENT LLP CENTRAL INDEX KEY: 0001438284 IRS NUMBER: 981018347 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13149 FILM NUMBER: 20882890 BUSINESS ADDRESS: STREET 1: OXAM HOUSE STREET 2: 6 GEORGE STREET CITY: OXFORD STATE: X0 ZIP: OX1 2BW BUSINESS PHONE: 441865248248 MAIL ADDRESS: STREET 1: OXAM HOUSE STREET 2: 6 GEORGE STREET CITY: OXFORD STATE: X0 ZIP: OX1 2BW FORMER COMPANY: FORMER CONFORMED NAME: OxFORD Asset Management LLP DATE OF NAME CHANGE: 20170710 FORMER COMPANY: FORMER CONFORMED NAME: OXFORD ASSET MANAGEMENT DATE OF NAME CHANGE: 20080620 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001438284 XXXXXXXX 03-31-2020 03-31-2020 false OXFORD ASSET MANAGEMENT LLP

OxAM House 6 George Street Oxford X0 OX1 2BW

13F HOLDINGS REPORT 028-13149 N Richard Blastland Chief Financial Officer 44-186-524-8248 /s/ Richard Blastland Oxford X0 05-11-2020 0 195 485129 true INFORMATION TABLE 2 infotable.xml INFORMATION TABLE KBL MERGER CORP IV RIGHT 04/09/2020 48242A120 283 1895635 SH SOLE 1895635 0 0 ANDINA ACQUISITION CORP III RIGHT 07/31/2020 G04415132 42 239000 SH SOLE 239000 0 0 AFFIMED N V COM N01045108 19 11827 SH SOLE 11827 0 0 SPARK NETWORKS SE SPONSORED ADR 846517100 83 32324 SH SOLE 32324 0 0 UNISYS CORP COM NEW 909214306 321 25999 SH SOLE 25999 0 0 AMAZON COM INC COM 023135106 9887 5071 SH SOLE 5071 0 0 EVENTBRITE INC COM CL A 29975E109 3607 494063 SH SOLE 494063 0 0 CALIX INC COM 13100M509 91 12902 SH SOLE 12902 0 0 HARVARD BIOSCIENCE INC COM 416906105 281 127175 SH SOLE 127175 0 0 CEDAR REALTY TRUST INC COM NEW 150602209 22 23200 SH SOLE 23200 0 0 SORL AUTO PTS INC COM 78461U101 55 13238 SH SOLE 13238 0 0 DONNELLEY R R & SONS CO COM 257867200 17 18084 SH SOLE 18084 0 0 SIRIUS XM HLDGS INC COM 82968B103 80 16168 SH SOLE 16168 0 0 CHINA BIOLOGIC PRODS HLDGS I COM G21515104 28252 261761 SH SOLE 261761 0 0 GREENVISION ACQUISITION CORP COM 39678G103 2205 225000 SH SOLE 225000 0 0 TUESDAY MORNING CORP COM NEW 899035505 18 30785 SH SOLE 30785 0 0 ZYNGA INC CL A 98986T108 101 14713 SH SOLE 14713 0 0 TILLYS INC CL A 886885102 44 10750 SH SOLE 10750 0 0 LEGACY ACQUISITION CORP COM CL A 524643103 2109 203366 SH SOLE 203366 0 0 VICOR CORP COM 925815102 269 6036 SH SOLE 6036 0 0 CLEARSIDE BIOMEDICAL INC COM 185063104 21 12291 SH SOLE 12291 0 0 UPWORK INC COM 91688F104 2561 397033 SH SOLE 397033 0 0 AIRGAIN INC COM 00938A104 230 31057 SH SOLE 31057 0 0 ISHARES INC MSCI MEXICO ETF 464286822 905 31924 SH SOLE 31924 0 0 BUILD A BEAR WORKSHOP COM 120076104 20 14181 SH SOLE 14181 0 0 APTINYX INC COM 03836N103 23 10779 SH SOLE 10779 0 0 8I ENTERPRISES ACQUISITION C SHS G2956M104 4148 414750 SH SOLE 414750 0 0 PRECISION DRILLING CORP COM 2010 74022D308 9 29660 SH SOLE 29660 0 0 BRIGHT SCHOLAR ED HLDGS LTD SPONSORED ADS 109199109 338 50233 SH SOLE 50233 0 0 KBL MERGER CORP IV COM 48242A104 1322 132235 SH SOLE 132235 0 0 FONAR CORP COM NEW 344437405 209 14272 SH SOLE 14272 0 0 GALILEO ACQUISITION CORP SHS G3770A102 5252 542600 SH SOLE 542600 0 0 CHIMERIX INC COM 16934W106 147 101795 SH SOLE 101795 0 0 PRIMO WATER CORPORATION COM 74167P108 577 63706 SH SOLE 63706 0 0 GX ACQUISITION CORP COM CL A 36251A107 2002 204266 SH SOLE 204266 0 0 LIV CAP ACQUISITION CORP CL A G5510C108 2618 275000 SH SOLE 275000 0 0 GILEAD SCIENCES INC COM 375558103 204 2728 SH SOLE 2728 0 0 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 39 20479 SH SOLE 20479 0 0 PROTECTIVE INS CORP CL B 74368L203 181 13182 SH SOLE 13182 0 0 KROGER CO COM 501044101 239 7950 SH SOLE 7950 0 0 YUNHONG INTL UNIT 99/99/9999 G98882114 1940 200000 SH SOLE 200000 0 0 DIAMOND S SHIPPING INC COM Y20676105 5427 459495 SH SOLE 459495 0 0 LONGEVITY ACQUISITION CORP ORD SHS G56372132 3388 321182 SH SOLE 321182 0 0 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 10 15793 SH SOLE 15793 0 0 ANDINA ACQUISITION CORP III SHS G04415108 6549 650315 SH SOLE 650315 0 0 FORTY SEVEN INC COM 34983P104 19044 199580 SH SOLE 199580 0 0 PROVIDENT BANCORP INC COM NEW 74383L105 199 23053 SH SOLE 23053 0 0 ACCURAY INC COM 004397105 24 12760 SH SOLE 12760 0 0 MUSTANG BIO INC COM 62818Q104 77 28687 SH SOLE 28687 0 0 TRANSGLOBE ENERGY CORP COM 893662106 14 37871 SH SOLE 37871 0 0 CIDARA THERAPEUTICS INC COM 171757107 144 58225 SH SOLE 58225 0 0 PROPETRO HLDG CORP COM 74347M108 54 21513 SH SOLE 21513 0 0 TWO HBRS INVT CORP COM NEW 90187B408 50 13178 SH SOLE 13178 0 0 ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 19 171055 SH SOLE 171055 0 0 YUNJI INC ADS RP CL A 98873N107 41 11257 SH SOLE 11257 0 0 CLEAN ENERGY FUELS CORP COM 184499101 57 31748 SH SOLE 31748 0 0 RA PHARMACEUTICALS INC COM 74933V108 22133 461016 SH SOLE 461016 0 0 INNATE PHARMA S A SPONSORED ADS 45781K204 196 29397 SH SOLE 29397 0 0 ANGI HOMESERVICES INC COM CL A 00183L102 78 14931 SH SOLE 14931 0 0 SUPER MICRO COMPUTER INC COM 86800U104 247 11629 SH SOLE 11629 0 0 MDC PARTNERS INC CL A SUB VTG 552697104 89 61087 SH SOLE 61087 0 0 SPRINGWORKS THERAPEUTICS INC COM 85205L107 253 9355 SH SOLE 9355 0 0 OSMOTICA PHARMACEUTICALS PLC SHS G6S41R101 123 38710 SH SOLE 38710 0 0 ORION GROUP HOLDINGS INC COM 68628V308 132 50928 SH SOLE 50928 0 0 RYERSON HLDG CORP COM 783754104 81 15271 SH SOLE 15271 0 0 EAST STONE ACQUISITION CORP UNIT 12/31/2026 G2911D124 4410 450000 SH SOLE 450000 0 0 ASSERTIO THERAPEUTICS INC COM 04545L107 168 258824 SH SOLE 258824 0 0 HAMILTON BEACH BRANDS HLDG C COM CL A 40701T104 115 12135 SH SOLE 12135 0 0 NORTHRIM BANCORP INC COM 666762109 206 7629 SH SOLE 7629 0 0 SOFTWARE ACQUISITION GROUP I COM CL A 83406B101 4406 457550 SH SOLE 457550 0 0 ACACIA COMMUNICATIONS INC COM 00401C108 16545 246281 SH SOLE 246281 0 0 UNION ACQUISITION CORP II SHS G9402Q100 2445 250000 SH SOLE 250000 0 0 SUTRO BIOPHARMA INC COM 869367102 201 19694 SH SOLE 19694 0 0 SCHULTZE SPL PURP ACQUSTN CO COM 80821R109 5308 524462 SH SOLE 524462 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 52 10404 SH SOLE 10404 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 9588 1250000 SH Call SOLE 1250000 0 0 FLOTEK INDS INC DEL COM 343389102 12 12927 SH SOLE 12927 0 0 CASTLIGHT HEALTH INC CL B 14862Q100 117 161350 SH SOLE 161350 0 0 FARMERS NATIONAL BANC CORP COM 309627107 172 14775 SH SOLE 14775 0 0 LAWSON PRODS INC COM 520776105 250 9341 SH SOLE 9341 0 0 SILICOM LTD ORD M84116108 231 8543 SH SOLE 8543 0 0 MONOCLE ACQUISITION CORP COM 609754106 7981 794100 SH SOLE 794100 0 0 JUNIPER INDL HLDGS INC COM CL A 48205G106 722 75000 SH SOLE 75000 0 0 AMCI ACQUISITION CORP CLASS A 00165R101 6348 624759 SH SOLE 624759 0 0 SIGNET JEWELERS LIMITED SHS G81276100 67 10392 SH SOLE 10392 0 0 CHANNELADVISOR CORP COM 159179100 145 19937 SH SOLE 19937 0 0 GAIN CAP HLDGS INC COM 36268W100 2275 407766 SH SOLE 407766 0 0 LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 7 16606 SH SOLE 16606 0 0 PROPTECH ACQUISITION CORP COM CL A 74349F101 746 75750 SH SOLE 75750 0 0 RMG ACQUISITION CORP CL A 749641106 8437 850100 SH SOLE 850100 0 0 LONGEVITY ACQUISITION CORP RIGHT 07/31/2020 G56372124 80 530441 SH SOLE 530441 0 0 SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 4650 472528 SH SOLE 472528 0 0 ATLANTIC POWER CORP COM NEW 04878Q863 102 47490 SH SOLE 47490 0 0 WRIGHT MED GROUP N V ORD SHS N96617118 5269 183898 SH SOLE 183898 0 0 MACATAWA BK CORP COM 554225102 126 17763 SH SOLE 17763 0 0 BEAM THERAPEUTICS INC COM 07373V105 2198 122123 SH SOLE 122123 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 25977 761133 SH SOLE 761133 0 0 ORISUN ACQUISITION CORP COM 68632T109 2430 245000 SH SOLE 245000 0 0 EGAIN CORP COM NEW 28225C806 144 19642 SH SOLE 19642 0 0 SPOK HLDGS INC COM 84863T106 511 47768 SH SOLE 47768 0 0 COMCAST CORP NEW CL A 20030N101 10416 302977 SH SOLE 302977 0 0 TOTTENHAM ACQUISITION I LTD *W EXP 05/06/202 G8959N114 8 200000 SH SOLE 200000 0 0 BHP GROUP PLC SPONSORED ADR 05545E209 7830 258087 SH SOLE 258087 0 0 CASPER SLEEP INC COM 147626105 1648 384247 SH SOLE 384247 0 0 MEGALITH FINL ACQUISITION CO CL A COM 58518F109 9997 971487 SH SOLE 971487 0 0 NETFIN ACQUISITION CORP SHS CL A G6455A107 9983 1012000 SH SOLE 1012000 0 0 LANDCADIA HLDGS II INC CL A 51476X105 986 99820 SH SOLE 99820 0 0 CNX RESOURCES CORPORATION COM 12653C108 57 10693 SH SOLE 10693 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 22 13809 SH SOLE 13809 0 0 GREENROSE ACQUISITION CORP UNIT 02/28/2024 395392202 2910 300000 SH SOLE 300000 0 0 MERIDA MERGER CORP I COM 58953M106 4560 480000 SH SOLE 480000 0 0 PC-TEL INC COM 69325Q105 110 16549 SH SOLE 16549 0 0 PROFICIENT ALPHA ACQUSTN COR COM 74317H105 3403 337270 SH SOLE 337270 0 0 AGBA ACQUISITION LTD SHS G0120M109 858 84719 SH SOLE 84719 0 0 MARCHEX INC CL B 56624R108 74 51211 SH SOLE 51211 0 0 TEEKAY TANKERS LTD CL A Y8565N300 12152 546424 SH SOLE 546424 0 0 FENNEC PHARMACEUTICALS INC COM 31447P100 770 129646 SH SOLE 129646 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6731 200625 SH SOLE 200625 0 0 AQUESTIVE THERAPEUTICS INC COM 03843E104 30 13660 SH SOLE 13660 0 0 OMNOVA SOLUTIONS INC COM 682129101 8121 800853 SH SOLE 800853 0 0 AGROFRESH SOLUTIONS COM 00856G109 81 49461 SH SOLE 49461 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 5962 50269 SH SOLE 50269 0 0 LEGG MASON INC COM 524901105 11439 234174 SH SOLE 234174 0 0 STUDIO CITY INTL HLDGS LTD SPON ADS 86389T106 313 15513 SH SOLE 15513 0 0 AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M117 4 71955 SH SOLE 71955 0 0 ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 199 1789302 SH SOLE 1789302 0 0 NATIONAL RESH CORP COM NEW 637372202 255 5600 SH SOLE 5600 0 0 VALE S A SPONSORED ADS 91912E105 195 23497 SH SOLE 23497 0 0 POINTS INTL LTD COM NEW 730843208 118 14336 SH SOLE 14336 0 0 ISHARES TR MSCI INDIA ETF 46429B598 10850 450000 SH Put SOLE 450000 0 0 INDEPENDENT BANK CORP MICH COM NEW 453838609 150 11617 SH SOLE 11617 0 0 GRIFOLS S A SP ADR REP B NVT 398438408 7815 388032 SH SOLE 388032 0 0 MICHAELS COS INC COM 59408Q106 21 12732 SH SOLE 12732 0 0 ENDOLOGIX INC COM NEW 29266S304 164 237515 SH SOLE 237515 0 0 GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 1 15000 SH SOLE 15000 0 0 SIERRA BANCORP COM 82620P102 206 11722 SH SOLE 11722 0 0 TRUECAR INC COM 89785L107 29 11880 SH SOLE 11880 0 0 DURECT CORP COM 266605104 16 10102 SH SOLE 10102 0 0 ALICO INC COM 016230104 241 7780 SH SOLE 7780 0 0 TRECORA RES COM 894648104 87 14671 SH SOLE 14671 0 0 BITAUTO HLDGS LTD SPONSORED ADS 091727107 2204 212161 SH SOLE 212161 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 263 26974 SH SOLE 26974 0 0 CLOUDFLARE INC CL A COM 18915M107 7803 332318 SH SOLE 332318 0 0 SUPERIOR INDS INTL INC COM 868168105 16 13233 SH SOLE 13233 0 0 ACAMAR PARTNERS ACQSITION CO CL A 004285102 5467 554999 SH SOLE 554999 0 0 SERES THERAPEUTICS INC COM 81750R102 130 36369 SH SOLE 36369 0 0 BRIGHTCOVE INC COM 10921T101 236 33818 SH SOLE 33818 0 0 FORTRESS BIOTECH INC COM 34960Q109 133 70371 SH SOLE 70371 0 0 NEWBORN ACQUISITION CORP UNIT 99/99/9999 G6463T130 2182 225000 SH SOLE 225000 0 0 GIGCAPITAL2 INC COM 375036100 6523 655565 SH SOLE 655565 0 0 ITERIS INC COM 46564T107 36 11148 SH SOLE 11148 0 0 RIO TINTO PLC SPONSORED ADR 767204100 11697 256728 SH SOLE 256728 0 0 CENTRAL VALLEY CMNTY BANCORP COM 155685100 210 16085 SH SOLE 16085 0 0 STEIN MART INC COM 858375108 77 166101 SH SOLE 166101 0 0 ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 46 460700 SH SOLE 460700 0 0 MERCHANTS BANCORP IND COM 58844R108 461 30399 SH SOLE 30399 0 0 TRINE ACQUISITION CORP COM CL A 89628U108 2159 217247 SH SOLE 217247 0 0 AMPLITUDE HLTHCRE AQUSTIN CO COM CL A 03212A105 1432 150000 SH SOLE 150000 0 0 NATURAL GROCERS BY VITAMIN C COM 63888U108 336 39524 SH SOLE 39524 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 13 15239 SH SOLE 15239 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 91 12908 SH SOLE 12908 0 0 TUSCAN HOLDINGS CORP COM 90069K104 11466 1150000 SH SOLE 1150000 0 0 STERLING BANCORP INC COM 85917W102 47 10927 SH SOLE 10927 0 0 ALLOT LTD SHS M0854Q105 182 19243 SH SOLE 19243 0 0 FRONTLINE LTD SHS NEW G3682E192 4993 519527 SH SOLE 519527 0 0 FARMER BROS CO COM 307675108 114 16431 SH SOLE 16431 0 0 ELEVATE CREDIT INC COM 28621V101 32 30733 SH SOLE 30733 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 11 11429 SH SOLE 11429 0 0 INTERPRIVATE ACQUISITION COR COM 46064A103 3748 400000 SH SOLE 400000 0 0 CIVEO CORP CDA COM 17878Y108 8 18448 SH SOLE 18448 0 0 CARS COM INC COM 14575E105 237 55152 SH SOLE 55152 0 0 GRAF INDL CORP COM 384278107 15357 1510000 SH SOLE 1510000 0 0 SWITCHBACK ENERGY ACQUISTN C COM CL A 87105M102 3619 375043 SH SOLE 375043 0 0 SUNLANDS TECHNOLOGY GROUP ADS 86740P108 156 113813 SH SOLE 113813 0 0 HUNTSMAN CORP COM 447011107 573 39689 SH SOLE 39689 0 0 BANKFINANCIAL CORP COM 06643P104 266 30171 SH SOLE 30171 0 0 HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 1625 160736 SH SOLE 160736 0 0 DISNEY WALT CO COM DISNEY 254687106 7508 77722 SH SOLE 77722 0 0 ANTERO RESOURCES CORP COM 03674X106 13 18333 SH SOLE 18333 0 0 PIERIS PHARMACEUTICALS INC COM 720795103 23 10014 SH SOLE 10014 0 0 WEALTHBRIDGE ACQUISITION LTD SHS G4887W110 2376 231626 SH SOLE 231626 0 0 BLACK DIAMOND THERAPEUTICS I COM 09203E105 1956 78385 SH SOLE 78385 0 0 ORISUN ACQUISITION CORP *W EXP 05/31/202 68632T117 6 95000 SH SOLE 95000 0 0 QEP RESOURCES INC COM 74733V100 10 28808 SH SOLE 28808 0 0 LF CAP ACQUISITION CORP CL A 50200K108 9682 940000 SH SOLE 940000 0 0 PARSLEY ENERGY INC CL A 701877102 61 10656 SH SOLE 10656 0 0 SPARTAN ENERGY ACQUISITION C CL A COM STK 846784106 6578 650000 SH SOLE 650000 0 0 ENDO INTL PLC SHS G30401106 61 16542 SH SOLE 16542 0 0 ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J101 9676 1007900 SH SOLE 1007900 0 0 GREENVISION ACQUISITION CORP *W EXP 10/28/202 39678G111 30 218919 SH SOLE 218919 0 0 STABLE RD ACQUISITION CORP COM CL A 85236Q109 1950 200000 SH SOLE 200000 0 0 CORVUS PHARMACEUTICALS INC COM 221015100 73 34709 SH SOLE 34709 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 106 11829 SH SOLE 11829 0 0 LINE CORP SPONSORED ADR 53567X101 527 10945 SH SOLE 10945 0 0 TECHNIPFMC PLC COM G87110105 91 13441 SH SOLE 13441 0 0