0001127602-17-014682.txt : 20170412
0001127602-17-014682.hdr.sgml : 20170412
20170412170732
ACCESSION NUMBER: 0001127602-17-014682
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170410
FILED AS OF DATE: 20170412
DATE AS OF CHANGE: 20170412
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC
CENTRAL INDEX KEY: 0001674862
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160]
IRS NUMBER: 812587835
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1216
BUSINESS ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
BUSINESS PHONE: 859-815-3333
MAIL ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schumann Anne T.
CENTRAL INDEX KEY: 0001438239
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-211719
FILM NUMBER: 17758534
MAIL ADDRESS:
STREET 1: 8145 BLAZER DRIVE
CITY: WILMINGTON
STATE: DE
ZIP: 19808
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-04-10
0001674862
ASHLAND GLOBAL HOLDINGS INC
ASH
0001438239
Schumann Anne T.
1313 N MARKET STREET
WILMINGTON
DE
19894
1
Vice President
Common Stock
2017-04-10
4
M
0
6300
70.37
A
16573
D
Common Stock
2017-04-10
4
M
0
2550
89.69
A
19123
D
Common Stock
2017-04-10
4
M
0
850
89.69
A
19973
D
Common Stock
2017-04-10
4
S
0
1369
125.07
D
10459
D
Common Stock
2017-04-10
4
S
0
186
125.07
D
10273
D
Common Stock
2017-04-10
4
F
0
4486
125.07
D
15487
D
Common Stock
2017-04-10
4
F
0
2074
125.07
D
13413
D
Common Stock
2017-04-10
4
F
0
692
125.07
D
12721
D
Common Stock
2017-04-11
4
S
0
1814
126.00
D
10907
D
Common Stock
2017-04-11
4
S
0
476
126.00
D
10431
D
Common Stock
2017-04-11
4
S
0
158
126.00
D
10273
D
Common Stock
1308
I
401(K)
Stock Appreciation Right
70.37
2017-04-10
4
M
0
6300
0
D
2013-11-14
2022-12-14
Common Stock
6300
0
D
Stock Appreciation Right
89.69
2017-04-10
4
M
0
2550
0
D
2014-11-13
2023-12-13
Common Stock
2550
850
D
Stock Appreciation Right
89.69
2017-04-10
4
M
0
850
0
D
2014-11-13
2023-12-13
Common Stock
850
0
D
The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.
Balance includes 5,443 shares of unvested Restricted Stock, of which 33 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements (17 on December 15, 2016 and 16 on March 15, 2017).
Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below.
Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below.
Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below.
Based on Employee Savings Plan information as of April 11, 2017, the latest date for which such information is reasonably available.
Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
/s/ Jennifer I. Henkel, Attorney-in-Fact
2017-04-12