0001127602-16-068213.txt : 20161122 0001127602-16-068213.hdr.sgml : 20161122 20161122175442 ACCESSION NUMBER: 0001127602-16-068213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161118 FILED AS OF DATE: 20161122 DATE AS OF CHANGE: 20161122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001674862 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 812587835 STATE OF INCORPORATION: DE FISCAL YEAR END: 1216 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 859-815-4644 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schumann Anne T. CENTRAL INDEX KEY: 0001438239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-211719 FILM NUMBER: 162014320 MAIL ADDRESS: STREET 1: 8145 BLAZER DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-18 0001674862 ASHLAND GLOBAL HOLDINGS INC ASH 0001438239 Schumann Anne T. 1313 N MARKET STREET WILMINGTON DE 19894 1 Vice President Common Stock 2016-11-18 4 M 0 283 0 A 12399 D Common Stock 2016-11-18 4 F 0 97 111.12 D 12302 D Common Stock 1301 I 401(K) Restricted Stock Units 2016-11-18 4 M 0 283 0 D Common Stock 283 1329 D Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Includes 5,410 shares of unvested Restricted Stock. Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available. Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. /s/ Jennifer I. Henkel, Attorney-in-Fact 2016-11-22