0001127602-16-067807.txt : 20161118 0001127602-16-067807.hdr.sgml : 20161118 20161118172311 ACCESSION NUMBER: 0001127602-16-067807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001674862 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 812587835 STATE OF INCORPORATION: DE FISCAL YEAR END: 1216 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 859-815-4644 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schumann Anne T. CENTRAL INDEX KEY: 0001438239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-211719 FILM NUMBER: 162008627 MAIL ADDRESS: STREET 1: 8145 BLAZER DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-16 0001674862 ASHLAND GLOBAL HOLDINGS INC ASH 0001438239 Schumann Anne T. 1313 N MARKET STREET WILMINGTON DE 19894 1 Vice President Common Stock 2016-11-16 4 A 0 2133 109.15 A 12756 D Common Stock 2016-11-16 4 D 0 640 109.15 D 12116 D Common Stock 1301 I 401(K) Restricted Stock Units 2016-11-16 4 A 0 750 109.15 A Common Stock 750 1612 D Stock Appreciation Right 109.15 2016-11-16 4 A 0 4650 109.15 A 2017-11-16 2026-12-16 Common Stock 4650 4650 D Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d). Includes 5,410 shares of unvested Restricted Stock. Deferral of a portion of securities acquired in relation to the settlement of LTIP award referenced in footnote 1 above pursuant to Ashland's deferred compensation plan. Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available. Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. /s/ Jennifer I. Henkel, Attorney-in-Fact 2016-11-18