0001127602-16-067807.txt : 20161118
0001127602-16-067807.hdr.sgml : 20161118
20161118172311
ACCESSION NUMBER: 0001127602-16-067807
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161116
FILED AS OF DATE: 20161118
DATE AS OF CHANGE: 20161118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC
CENTRAL INDEX KEY: 0001674862
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160]
IRS NUMBER: 812587835
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1216
BUSINESS ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
BUSINESS PHONE: 859-815-4644
MAIL ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schumann Anne T.
CENTRAL INDEX KEY: 0001438239
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-211719
FILM NUMBER: 162008627
MAIL ADDRESS:
STREET 1: 8145 BLAZER DRIVE
CITY: WILMINGTON
STATE: DE
ZIP: 19808
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-11-16
0001674862
ASHLAND GLOBAL HOLDINGS INC
ASH
0001438239
Schumann Anne T.
1313 N MARKET STREET
WILMINGTON
DE
19894
1
Vice President
Common Stock
2016-11-16
4
A
0
2133
109.15
A
12756
D
Common Stock
2016-11-16
4
D
0
640
109.15
D
12116
D
Common Stock
1301
I
401(K)
Restricted Stock Units
2016-11-16
4
A
0
750
109.15
A
Common Stock
750
1612
D
Stock Appreciation Right
109.15
2016-11-16
4
A
0
4650
109.15
A
2017-11-16
2026-12-16
Common Stock
4650
4650
D
Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d).
Includes 5,410 shares of unvested Restricted Stock.
Deferral of a portion of securities acquired in relation to the settlement of LTIP award referenced in footnote 1 above pursuant to Ashland's deferred compensation plan.
Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available.
Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
/s/ Jennifer I. Henkel, Attorney-in-Fact
2016-11-18