0001438133-23-000226.txt : 20231117
0001438133-23-000226.hdr.sgml : 20231117
20231117160942
ACCESSION NUMBER: 0001438133-23-000226
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231115
FILED AS OF DATE: 20231117
DATE AS OF CHANGE: 20231117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gasser Elizabeth Anne
CENTRAL INDEX KEY: 0001866283
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36189
FILM NUMBER: 231418735
MAIL ADDRESS:
STREET 1: C/O TANDEM DIABETES CARE, INC.
STREET 2: 11075 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC
CENTRAL INDEX KEY: 0001438133
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 204327508
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
CITY: San Diego
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-366-6900
MAIL ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
CITY: San Diego
STATE: CA
ZIP: 92130
4
1
wk-form4_1700255367.xml
FORM 4
X0508
4
2023-11-15
0
0001438133
TANDEM DIABETES CARE INC
TNDM
0001866283
Gasser Elizabeth Anne
12400 HIGH BLUFF DRIVE
SAN DIEGO
CA
92130
0
1
0
0
EVP, Chief Strategy Officer
0
Common Stock
2023-11-15
4
A
0
565
15.47
A
5146
D
Common Stock
2023-11-15
4
M
0
162
0
A
5308
D
Common Stock
2023-11-15
4
F
0
57
18.20
D
5251
D
Common Stock
2023-11-15
4
M
0
474
0
A
5725
D
Common Stock
2023-11-15
4
F
0
164
18.20
D
5561
D
Restricted Stock Unit
2023-11-15
4
M
0
162
0
D
Common Stock
162
975
D
Restricted Stock Unit
2023-11-15
4
M
0
474
0
D
Common Stock
474
2846
D
The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. Amended and Restated 2013 Employee Stock Purchase Plan (ESPP), for the ESPP purchase period of May 16, 2023 through November 15, 2023. This transaction is also exempt under Rule 16b-3(c).
Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold.
Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the 2013 Plan).
Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan.
RSU vest as to twenty-five percent (25%) of the total number of shares subject to the RSU on the 15th day of the month that corresponds to the anniversary of the grant date, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter, subject to the terms of the 2013 Plan.
Awarded on May 25, 2022 pursuant to the 2013 Plan.
RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on the 15th day of the month that corresponds to the anniversary of the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter, subject to the terms of the 2013 Plan.
/s/ Rachel Malina, Attorney-in-Fact for Elizabeth A. Gasser
2023-11-17