0001438133-23-000172.txt : 20230817 0001438133-23-000172.hdr.sgml : 20230817 20230817163235 ACCESSION NUMBER: 0001438133-23-000172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230815 FILED AS OF DATE: 20230817 DATE AS OF CHANGE: 20230817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANSEN BRIAN B CENTRAL INDEX KEY: 0001542377 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36189 FILM NUMBER: 231182368 MAIL ADDRESS: STREET 1: 10210 GENETIC CENTER DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC CENTRAL INDEX KEY: 0001438133 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 204327508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE CITY: San Diego STATE: CA ZIP: 92130 BUSINESS PHONE: 858-366-6900 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE CITY: San Diego STATE: CA ZIP: 92130 4 1 wk-form4_1692304345.xml FORM 4 X0508 4 2023-08-15 0 0001438133 TANDEM DIABETES CARE INC TNDM 0001542377 HANSEN BRIAN B 12400 HIGH BLUFF DRIVE SAN DIEGO CA 92130 0 1 0 0 EVP & CHIEF COMMERCIAL OFFICER 0 Common Stock 2023-08-15 4 M 0 162 0 A 11390 D Common Stock 2023-08-15 4 F 0 54 28.88 D 11336 D Common Stock 2023-08-15 4 M 0 474 0 A 11810 D Common Stock 2023-08-15 4 F 0 157 28.88 D 11653 D Restricted Stock Unit 2023-08-15 4 M 0 162 0 D Common Stock 162 1137 D Restricted Stock Unit 2023-08-15 4 M 0 474 0 D Common Stock 474 3320 D Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold. Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the 2013 Plan) Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the2013 Plan. RSU vest as to twenty-five percent (25%) of the total number of shares subject to the RSU on 5/15/2022, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter. Awarded on May 25, 2022 pursuant to the 2013 Plan, as amended, and the agreements related thereto. RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on the 15th day of the month that corresponds to the anniversary of the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter, subject to the terms of the 2013 Plan. /s/ Rachel Malina, Attorney-in-Fact for Brian B. Hansen 2023-08-17