0001438133-22-000229.txt : 20221117
0001438133-22-000229.hdr.sgml : 20221117
20221117184711
ACCESSION NUMBER: 0001438133-22-000229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221115
FILED AS OF DATE: 20221117
DATE AS OF CHANGE: 20221117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HANSEN BRIAN B
CENTRAL INDEX KEY: 0001542377
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36189
FILM NUMBER: 221400094
MAIL ADDRESS:
STREET 1: 10210 GENETIC CENTER DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC
CENTRAL INDEX KEY: 0001438133
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 204327508
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11075 ROSELLE STREET
CITY: San Diego
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-366-6900
MAIL ADDRESS:
STREET 1: 11075 ROSELLE STREET
CITY: San Diego
STATE: CA
ZIP: 92121
4
1
wf-form4_166872881141419.xml
FORM 4
X0306
4
2022-11-15
0
0001438133
TANDEM DIABETES CARE INC
TNDM
0001542377
HANSEN BRIAN B
C/O TANDEM DIABETES CARE, INC.
11075 ROSELLE STREET
SAN DIEGO
CA
92121
0
1
0
0
EVP & CHIEF COMMERCIAL OFFICER
Common Stock
2022-11-15
4
M
0
163
0
A
8372
D
Common Stock
2022-11-15
4
F
0
53
42.27
D
8319
D
Common Stock
2022-11-15
4
A
0
1
35.93
A
8320
D
Restricted Stock Unit
2022-11-15
4
M
0
163
0
A
Common Stock
163.0
1624
D
Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold.
The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. Amended and Restated 2013 Employee Stock Purchase Plan ("ESPP"), forthe ESPP purchase period of May 17, 2022 through November 15, 2022. This transaction is also exempt under Rule 16b-3(c).
Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan (the "2013 Plan").
Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan.
RSU granted on 5/18/2021 vest as to twenty-five percent (25%) of the total number of shares subject to the RSU on the one year anniversary of the grant date, and the remaining shares shall vest in twelve (12)equal quarterly installments thereafter, subject to the terms of the 2013 Plan.
/s/ Shannon M. Hansen, Attorney-in-Fact for Brian B. Hansen
2022-11-17