0001438133-21-000123.txt : 20210805 0001438133-21-000123.hdr.sgml : 20210805 20210805175730 ACCESSION NUMBER: 0001438133-21-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210803 FILED AS OF DATE: 20210805 DATE AS OF CHANGE: 20210805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howell Peyton R CENTRAL INDEX KEY: 0001528056 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36189 FILM NUMBER: 211149844 MAIL ADDRESS: STREET 1: C/O TANDEM DIABETES CARE, INC. STREET 2: 11075 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC CENTRAL INDEX KEY: 0001438133 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 204327508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 BUSINESS PHONE: 858-366-6900 MAIL ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 4 1 wf-form4_162820056602947.xml FORM 4 X0306 4 2021-08-03 0 0001438133 TANDEM DIABETES CARE INC TNDM 0001528056 Howell Peyton R C/O TANDEM DIABETES CARE, INC. 11075 ROSELLE STREET SAN DIEGO CA 92121 1 0 0 0 Common Stock 2021-08-03 4 M 0 948 0 A 948 D Restricted Stock Unit 2021-08-03 4 M 0 948 0 A Common Stock 948.0 1898 D Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan (the 2013 Plan). Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock of the Company. This RSU award was granted on August 3, 2020. 33% of the RSU vested on August 3, 2021 and the remaining shares will vest over a period of two years in equal annual installments on the anniversary of the grant, subject to the terms of the 2013 Plan. RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on 8/3/2021, and the remaining shares shall vest in two (2) equal annual installments thereafter. s/ David B. Berger, Attorney-in-Fact for Peyton R. Howell 2021-08-05