0001438133-20-000045.txt : 20200508
0001438133-20-000045.hdr.sgml : 20200508
20200508162510
ACCESSION NUMBER: 0001438133-20-000045
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200507
FILED AS OF DATE: 20200508
DATE AS OF CHANGE: 20200508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allen Dick
CENTRAL INDEX KEY: 0001582779
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36189
FILM NUMBER: 20860959
MAIL ADDRESS:
STREET 1: 11045 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC
CENTRAL INDEX KEY: 0001438133
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 204327508
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11075 ROSELLE STREET
CITY: San Diego
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-366-6900
MAIL ADDRESS:
STREET 1: 11075 ROSELLE STREET
CITY: San Diego
STATE: CA
ZIP: 92121
4
1
wf-form4_158896949182434.xml
FORM 4
X0306
4
2020-05-07
0
0001438133
TANDEM DIABETES CARE INC
TNDM
0001582779
Allen Dick
C/O TANDEM DIABETES CARE, INC.,
11075 ROSELLE STREET
SAN DIEGO
CA
92121
1
0
0
0
Common Stock
2020-05-07
4
S
0
2500
89
D
7526
I
See Footnotes)
Common Stock
2020-05-07
4
S
0
500
89
D
1000
I
See Footnote(s)
Common Stock
2020-05-07
4
S
0
500
89
D
1000
I
See Footnotes
Common Stock
37179
I
See Footnote
The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 04, 2020.
The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.
The securities are held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon.
The securities are held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.
The securities are held by the Allen Family Trust dated October 12, 1981.
David B. Berger, Attorney-in-Fact for Dick Allen
2020-05-08