0001209191-18-017674.txt : 20180307
0001209191-18-017674.hdr.sgml : 20180307
20180307160549
ACCESSION NUMBER: 0001209191-18-017674
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180306
FILED AS OF DATE: 20180307
DATE AS OF CHANGE: 20180307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allen Dick
CENTRAL INDEX KEY: 0001582779
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36189
FILM NUMBER: 18673397
MAIL ADDRESS:
STREET 1: 11045 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC
CENTRAL INDEX KEY: 0001438133
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 204327508
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11075 ROSELLE STREET
CITY: San Diego
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-366-6900
MAIL ADDRESS:
STREET 1: 11075 ROSELLE STREET
CITY: San Diego
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-06
0
0001438133
TANDEM DIABETES CARE INC
TNDM
0001582779
Allen Dick
C/O TANDEM DIABETES CARE, INC.,
11045 ROSELLE STREET
SAN DIEGO
CA
92121
1
0
0
0
Common Stock
2018-03-06
4
P
0
2418
3.96
A
2500
I
See Footnote
Common Stock
2018-03-06
4
P
0
2418
3.96
A
2500
I
See Footnote
Common Stock
2018-03-06
4
P
0
6300
3.89
A
6300
I
See Footnote
Common Stock
2018-03-06
4
P
0
6300
3.88
A
6300
D
Common Stock
2018-03-06
4
P
0
8103
3.84
A
22001
I
See Footnote
The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.95 and $3.96.
The securities are held by the Gammon Children's 2000 Trust FBP Jake Allen Gammon.The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.
The securities are held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon.
The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.89 and $3.90.
The securities are held in the Mary Allen Roth IRA. The Reporting Person is married to Mary Allen, and the Reporting Person may be deemed to have indirect beneficial ownership of such securities held in the Mary Allen Roth IRA. The Reporting Person disclaims beneficial ownership of such securities held in the Mary Allen Roth IRA.
The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.88 and $3.90.
The securities are held in the Dick Allen Roth IRA.
The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.83 and $3.85.
The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.
David B. Berger, Attorney-in-Fact for Dick P. Allen
2018-03-07