0001829126-23-005062.txt : 20230731 0001829126-23-005062.hdr.sgml : 20230731 20230731215905 ACCESSION NUMBER: 0001829126-23-005062 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230721 FILED AS OF DATE: 20230731 DATE AS OF CHANGE: 20230731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Honour Scott CENTRAL INDEX KEY: 0001437760 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40639 FILM NUMBER: 231129414 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BOULEVARD, 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaenzle Rick CENTRAL INDEX KEY: 0001808283 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40639 FILM NUMBER: 231129418 MAIL ADDRESS: STREET 1: 1601 BRYAN STREET, SUITE 4141 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sheridan James J. III CENTRAL INDEX KEY: 0001891058 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40639 FILM NUMBER: 231129416 MAIL ADDRESS: STREET 1: C/O PERCEPTION CAPITAL CORP. II STREET 2: 315 LAKE STREET EAST, SUITE 301 CITY: WAYZATA STATE: MN ZIP: 55391 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tan Tao CENTRAL INDEX KEY: 0001830709 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40639 FILM NUMBER: 231129417 MAIL ADDRESS: STREET 1: 7809 WOODMONT AVENUE, SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Campbell Corey CENTRAL INDEX KEY: 0001891039 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40639 FILM NUMBER: 231129415 MAIL ADDRESS: STREET 1: C/O PERCEPTION CAPITAL CORP. II STREET 2: 315 LAKE STREET EAST, SUITE 301 CITY: WAYZATA STATE: MN ZIP: 55391 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PORTAGE FINTECH ACQUISITION CORP. CENTRAL INDEX KEY: 0001853580 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 981592069 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 161 BAY STREET, SUITE 5000 CITY: TORONTO STATE: A6 ZIP: M5J 2S1 BUSINESS PHONE: (416) 607-2250 MAIL ADDRESS: STREET 1: 161 BAY STREET, SUITE 5000 CITY: TORONTO STATE: A6 ZIP: M5J 2S1 3 1 ownership.xml FORM 3 X0206 3 2023-07-21 0 0001853580 PORTAGE FINTECH ACQUISITION CORP. PFTA 0001808283 Gaenzle Rick 315 LAKE STREET EAST, SUITE 301 WAYZATA MN 55391 1 1 1 0 Chief Executive Officer 0001830709 Tan Tao 315 LAKE STREET EAST, SUITE 301 WAYZATA MN 55391 0 1 1 0 Co-President 0001891058 Sheridan James J. III 315 LAKE STREET EAST, SUITE 301 WAYZATA MN 55391 0 1 1 0 Co-President 0001891039 Campbell Corey 315 LAKE STREET EAST, SUITE 301 WAYZATA MN 55391 0 1 1 0 Chief Financial Officer 0001437760 Honour Scott 315 LAKE STREET EAST, SUITE 301 WAYZATA MN 55391 1 0 0 0 Class B Ordinary Shares Class A Ordinary Shares 4215230 D Warrants 11.50 Class A Ordinary Shares 4392123 D Class B ordinary shares will automatically convert into Class A ordinary shares at a ratio such that the number of Class A ordinary shares issuable upon conversion of all Class B ordinary shares will equal, in the aggregate, on an as-converted basis, 20% of the sum of (i) the total number of ordinary shares issued and outstanding upon completion of the Issuer's initial public offering, plus (ii) the total number of Class A ordinary shares issued or deemed issued or issuable upon conversion or exercise of any equity-linked securities or rights issued or deemed issued, by the Issuer in connection with or in relation to the consummation of the initial business combination. In no event will the Class B ordinary shares convert into Class A ordinary shares at a rate of less than one-to-one. Perception Capital Partners IIIA LLC ("Perception IIIA") is the record holder of the securities reported herein. Perception IIIA. Macabel Holdings, Inc., is the managing member of Perception IIIA. Mr. Gaenzle is the President of Macabel Holdings, Inc. As such, each of Macabel Holdings, Inc., and Mr. Gaenzle may be deemed to beneficially own the securities held by Perception IIIA by virtue of their shared control over Perception IIIA. Messrs. Honour, Sheridan, Tan and Campbell are members of Perception IIIA and may be deemed to own. Each of Macabel Holdings, Inc. and Messrs. Gaenzle, Honour, Sheridan, Tan, and Campbell disclaim beneficial ownership of the securities included in this report, except to the extent of any pecuniary interest therein. The inclusion of securities in this report shall not be deemed an admission of any reporting person's beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Represents private placement warrants that will be exercisable for Class A ordinary shares 30 days after the Issuer completes an initial business combination and will expire five years from the consummation of the Issuer's initial business combination or earlier upon redemption or liquidation. The Class B ordinary shares have no expiration date. /s/ Rick Gaenzle 2023-07-31 /s/ Tan Tao 2023-07-31 /s/ Jim Sheridan 2023-07-31 /s/ Corey Campbell 2023-07-31 /s/ Scott Honour 2023-07-31