0001209191-21-056302.txt : 20210915
0001209191-21-056302.hdr.sgml : 20210915
20210915211658
ACCESSION NUMBER: 0001209191-21-056302
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210913
FILED AS OF DATE: 20210915
DATE AS OF CHANGE: 20210915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gjerdrum Thor
CENTRAL INDEX KEY: 0001437553
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36347
FILM NUMBER: 211256777
MAIL ADDRESS:
STREET 1: 5 FRANCIS J. CLARKE CIRCLE
CITY: BETHEL
STATE: CT
ZIP: 06801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: A-Mark Precious Metals, Inc.
CENTRAL INDEX KEY: 0001591588
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094]
IRS NUMBER: 112464169
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2121 ROSECRANS AVENUE
STREET 2: SUITE 6300
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-587-1414
MAIL ADDRESS:
STREET 1: 2121 ROSECRANS AVENUE
STREET 2: SUITE 6300
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-09-13
0
0001591588
A-Mark Precious Metals, Inc.
AMRK
0001437553
Gjerdrum Thor
2121 ROSECRANS AVE
SUITE 6300
EL SEGUNDO
CA
90245
0
1
0
0
President
Common Stock, par value $0.01 per share
2021-09-13
4
M
0
5000
17.00
A
5000
D
Common Stock, par value $0.01 per share
2021-09-13
4
M
0
5000
10.20
A
10000
D
Common Stock, par value $0.01 per share
2021-09-13
4
M
0
8333
10.34
A
18333
D
Common Stock, par value $0.01 per share
2021-09-13
4
M
0
8333
12.34
A
26666
D
Common Stock, par value $0.01 per share
2021-09-13
4
S
0
10417
55.5651
D
16249
D
Common Stock, par value $0.01 per share
2021-09-13
4
S
0
10509
56.5221
D
5740
D
Common Stock, par value $0.01 per share
2021-09-13
4
S
0
4367
57.5751
D
1373
D
Common Stock, par value $0.01 per share
2021-09-13
4
S
0
1373
58.3881
D
0
D
Stock Option (Right to Buy)
17.00
2021-09-13
4
M
0
5000
0.00
D
2026-09-07
Common Stock, par value $0.01 per share
5000
21667
D
Stock Option (Right to Buy)
10.20
2021-09-13
4
M
0
5000
0.00
D
2028-08-30
Common Stock, par value $0.01 per share
5000
0
D
Stock Option (Right to Buy)
10.34
2021-09-13
4
M
0
8333
0.00
D
2029-07-31
Common Stock, par value $0.01 per share
8333
8334
D
Stock Option (Right to Buy)
12.34
2021-09-13
4
M
0
8333
0.00
D
2029-07-31
Common Stock, par value $0.01 per share
8333
8334
D
The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $55.05 to not more than $56.03. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $56.05 to not more than $57.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $57.13 to not more than $58.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $58.19 to not more than $58.51. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The option granted covered 66,667 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019.
The option granted covered 15,000 shares, and vested 33.3% per year on August 30, 2019, 2020 and 2021.
The option granted covered 25,000 shares, and vested or vests 33.3% per year on June 30, 2020, 2021 and 2022.
/s/ Carol Meltzer, by power of attorney
2021-09-15