0001209191-21-056302.txt : 20210915 0001209191-21-056302.hdr.sgml : 20210915 20210915211658 ACCESSION NUMBER: 0001209191-21-056302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210913 FILED AS OF DATE: 20210915 DATE AS OF CHANGE: 20210915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gjerdrum Thor CENTRAL INDEX KEY: 0001437553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36347 FILM NUMBER: 211256777 MAIL ADDRESS: STREET 1: 5 FRANCIS J. CLARKE CIRCLE CITY: BETHEL STATE: CT ZIP: 06801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A-Mark Precious Metals, Inc. CENTRAL INDEX KEY: 0001591588 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094] IRS NUMBER: 112464169 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-587-1414 MAIL ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-13 0 0001591588 A-Mark Precious Metals, Inc. AMRK 0001437553 Gjerdrum Thor 2121 ROSECRANS AVE SUITE 6300 EL SEGUNDO CA 90245 0 1 0 0 President Common Stock, par value $0.01 per share 2021-09-13 4 M 0 5000 17.00 A 5000 D Common Stock, par value $0.01 per share 2021-09-13 4 M 0 5000 10.20 A 10000 D Common Stock, par value $0.01 per share 2021-09-13 4 M 0 8333 10.34 A 18333 D Common Stock, par value $0.01 per share 2021-09-13 4 M 0 8333 12.34 A 26666 D Common Stock, par value $0.01 per share 2021-09-13 4 S 0 10417 55.5651 D 16249 D Common Stock, par value $0.01 per share 2021-09-13 4 S 0 10509 56.5221 D 5740 D Common Stock, par value $0.01 per share 2021-09-13 4 S 0 4367 57.5751 D 1373 D Common Stock, par value $0.01 per share 2021-09-13 4 S 0 1373 58.3881 D 0 D Stock Option (Right to Buy) 17.00 2021-09-13 4 M 0 5000 0.00 D 2026-09-07 Common Stock, par value $0.01 per share 5000 21667 D Stock Option (Right to Buy) 10.20 2021-09-13 4 M 0 5000 0.00 D 2028-08-30 Common Stock, par value $0.01 per share 5000 0 D Stock Option (Right to Buy) 10.34 2021-09-13 4 M 0 8333 0.00 D 2029-07-31 Common Stock, par value $0.01 per share 8333 8334 D Stock Option (Right to Buy) 12.34 2021-09-13 4 M 0 8333 0.00 D 2029-07-31 Common Stock, par value $0.01 per share 8333 8334 D The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $55.05 to not more than $56.03. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $56.05 to not more than $57.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $57.13 to not more than $58.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $58.19 to not more than $58.51. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The option granted covered 66,667 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019. The option granted covered 15,000 shares, and vested 33.3% per year on August 30, 2019, 2020 and 2021. The option granted covered 25,000 shares, and vested or vests 33.3% per year on June 30, 2020, 2021 and 2022. /s/ Carol Meltzer, by power of attorney 2021-09-15