0001209191-20-061408.txt : 20201203 0001209191-20-061408.hdr.sgml : 20201203 20201203130116 ACCESSION NUMBER: 0001209191-20-061408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201201 FILED AS OF DATE: 20201203 DATE AS OF CHANGE: 20201203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gjerdrum Thor CENTRAL INDEX KEY: 0001437553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36347 FILM NUMBER: 201366330 MAIL ADDRESS: STREET 1: 5 FRANCIS J. CLARKE CIRCLE CITY: BETHEL STATE: CT ZIP: 06801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A-Mark Precious Metals, Inc. CENTRAL INDEX KEY: 0001591588 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094] IRS NUMBER: 112464169 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-587-1414 MAIL ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-01 0 0001591588 A-Mark Precious Metals, Inc. AMRK 0001437553 Gjerdrum Thor 2121 ROSECRANS AVE SUITE 6300 EL SEGUNDO CA 90245 0 1 0 0 President Common Stock, par value $0.01 per share 2020-12-01 4 M 0 11111 14.67 A 11111 D Common Stock, par value $0.01 per share 2020-12-01 4 S 0 8025 29.3781 D 3086 D Common Stock, par value $0.01 per share 2020-12-01 4 S 0 1483 30.3869 D 1603 D Common Stock, par value $0.01 per share 2020-12-01 4 S 0 1603 31.305 D 0 D Common Stock, par value $0.01 per share 2020-12-01 4 M 0 8058 14.86 A 8058 D Common Stock, par value $0.01 per share 2020-12-01 4 S 0 6291 29.4154 D 1767 D Common Stock, par value $0.01 per share 2020-12-01 4 S 0 850 30.7193 D 917 D Common Stock, par value $0.01 per share 2020-12-01 4 S 0 917 31.3844 D 0 D Stock Option (Right to Buy) 14.67 2020-12-01 4 M 0 11111 0.00 D 2026-09-07 Common Stock, par value $0.01 per share 11111 0 D Stock Option (Right to Buy) 14.86 2020-12-01 4 M 0 8058 0.00 D 2017-09-07 2027-09-08 Common Stock, par value $0.01 per share 8058 0 D The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $28.97 to not more than $29.96. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $29.98 to not more than $30.85. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $30.99 to not more than $31.62. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $28.97 to not more than $29.87. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $30.075 to not more than $31.025. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $31.26 to not more than $31.62. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The option vests, originally for 33,333 shares, 33.3% per year on June 30,2017, 2018 and 2019. /s/ Thor Gjerdrum 2020-12-03