0001245105-17-000053.txt : 20170331
0001245105-17-000053.hdr.sgml : 20170331
20170331115234
ACCESSION NUMBER: 0001245105-17-000053
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170328
FILED AS OF DATE: 20170331
DATE AS OF CHANGE: 20170331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ecoark Holdings, Inc.
CENTRAL INDEX KEY: 0001437491
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 3333 PINNACLE HILLS PARKWAY, SUITE 220
CITY: ROGERS
STATE: AR
ZIP: 72758
BUSINESS PHONE: 479-259-2977
MAIL ADDRESS:
STREET 1: 3333 PINNACLE HILLS PARKWAY, SUITE 220
CITY: ROGERS
STATE: AR
ZIP: 72758
FORMER COMPANY:
FORMER CONFORMED NAME: Magnolia Solar Corp
DATE OF NAME CHANGE: 20100107
FORMER COMPANY:
FORMER CONFORMED NAME: Mobilis Relocation Services Inc.
DATE OF NAME CHANGE: 20080612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Puchir Jay M.
CENTRAL INDEX KEY: 0001698352
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53361
FILM NUMBER: 17728923
MAIL ADDRESS:
STREET 1: 3333 PINNACLE HILLS PARKWAY
STREET 2: SUITE 220
CITY: ROGERS
STATE: AR
ZIP: 72758
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2017-03-28
0
0001437491
Ecoark Holdings, Inc.
EARK
0001698352
Puchir Jay M.
3333 PINNACLE HILLS PARKWAY
SUITE 220
ROGERS
AR
72758
0
1
0
0
Chief Executive Officer
Common Stock
200000
D
10% Convertible Notes due 2018
4.15
2017-02-28
2018-06-30
Common Stock
24096
D
Subject to the reporting person's continued employment, 10% of these shares will vest on June 15, 2017, and the remaining 90% will vest ratably on the 15th of each month thereafter (beginning July 15, 2017) until fully vested. The final vesting will occur on December 15, 2018.
On February 28, 2017, the issuer issued to the reporting person a $100,000 principal amount 10% Secured Convertible Promissory Note (convertible into common stock of the issuer at a conversion price of $4.15 per share) for a purchase price of $100,000.
/s/ Jay M. Puchir
2017-03-31
EX-24
2
poa-jmp.txt
POWER OF ATTORNEY BY JAY M. PUCHIR
POWER OF ATTORNEY
Know all by these presents, that the undersigned
hereby constitutes and appoints Jay T. Oliphant or Troy D.
Richards, the undersigned's true and lawful attorney-in-
fact to:
(1) execute for and on behalf of the undersigned,
in the undersigned's capacity as an Executive Officer of
Ecoark Holdings, Inc. (the "Company"), Forms 3, 4 and 5 in
accordance with Section 16(a) of the Securities Exchange
Act of 1934, as amended, and the rules thereunder (the
"Exchange Act");
(2) do and perform any and all acts for and on
behalf of the undersigned which may be necessary or
desirable to complete and execute any such Form 3, 4 or 5,
or any amendment or amendments thereto, and timely file
such form with the United States Securities and Exchange
Commission and any stock exchange or similar authority;
and
(3) take any other action of any type whatsoever in
connection with the foregoing which, in the opinion of
such attorney-in-fact, may be of benefit to, and in the
best interest of, or legally required by, the undersigned.
The undersigned hereby grants to such attorney-in-
fact full power and authority to do and perform any and
every act and thing whatsoever requisite, necessary, or
proper to be done in the exercise of any of the rights and
powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if
personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or
substitutes, shall lawfully do or cause to be done by
virtue of this Power of Attorney and the rights and powers
herein granted. The undersigned acknowledges that the
foregoing attorney-in-fact, in serving in such capacity at
the request of the undersigned, is not assuming, nor is
the Company assuming, any of the undersigned's
responsibilities to comply with Section 16 of the Exchange
Act.
This Power of Attorney shall remain in full force and
effect until the undersigned is no longer required to file
Forms 3, 4 and 5 with respect to the undersigned's
holdings of and transactions in securities by the Company,
unless earlier revoked by the undersigned in a signed
writing delivered to the foregoing attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this
Power of Attorney to be executed as of this 31st day of
March, 2017.
Jay M. Puchir /s/ Jay M. Puchir
Typed or Printed Name Signature
On this the 31st day of March, 2017, before me
personally came Jay M. Puchir, to me known to be the
person described in and who executed the foregoing
instrument, and acknowledged that he executed the same.
WITNESS my hand and official seal.
/s/ Kayla A. Rodriguez
Kayla Rodriguez
(Printed Name of Notary Public)
[NOTARIAL SEAL]
My commission expires:
11-4-25
4825-7534-7523.1
4825-7534-7523.1