0001213900-17-007045.txt : 20170630
0001213900-17-007045.hdr.sgml : 20170630
20170630164300
ACCESSION NUMBER: 0001213900-17-007045
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170628
FILED AS OF DATE: 20170630
DATE AS OF CHANGE: 20170630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ecoark Holdings, Inc.
CENTRAL INDEX KEY: 0001437491
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 3333 PINNACLE HILLS PARKWAY, SUITE 220
CITY: ROGERS
STATE: AR
ZIP: 72758
BUSINESS PHONE: 479-259-2977
MAIL ADDRESS:
STREET 1: 3333 PINNACLE HILLS PARKWAY, SUITE 220
CITY: ROGERS
STATE: AR
ZIP: 72758
FORMER COMPANY:
FORMER CONFORMED NAME: Magnolia Solar Corp
DATE OF NAME CHANGE: 20100107
FORMER COMPANY:
FORMER CONFORMED NAME: Mobilis Relocation Services Inc.
DATE OF NAME CHANGE: 20080612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Puchir Jay M.
CENTRAL INDEX KEY: 0001698352
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53361
FILM NUMBER: 17942764
MAIL ADDRESS:
STREET 1: 3333 PINNACLE HILLS PARKWAY
STREET 2: SUITE 220
CITY: ROGERS
STATE: AR
ZIP: 72758
4
1
f4062817puchir_ecoark.xml
OWNERSHIP DOCUMENT
X0306
4
2017-06-28
0
0001437491
Ecoark Holdings, Inc.
EARK
0001698352
Puchir Jay M.
3333 PINNACLE HILLS PARKWAY
SUITE 220
ROGERS
AR
72758
0
1
0
0
Chief Executive Officer
Common Stock
2017-06-28
4
A
0
300000
0
A
524096
D
In connection with the reporting person's appointment as the issuer's chief executive officer on March 28, 2017, the Board of Directors of the issuer (the "Board") delegated to its compensation committee (the "Committee") the authority to grant an equity award to the reporting person covering 300,000 shares of the issuer's common stock, par value $.0001 per share, as either restricted shares, options or another form of grant following Board and stockholder approval of a new equity incentive plan in 2017.
The Ecoark Holdings, Inc. 2017 Omnibus Incentive Plan (the "Plan") was approved by the Board on April 21, 2017 and by stockholders on June 13, 2017 at the annual meeting of stockholders. On June 28, 2017, the Committee granted 300,000 time-based vesting restricted stock units (RSUs) to the reporting person pursuant to the Plan. Subject to the reporting person's continued employment, the RSUs will vest in equal quarterly installments on the fifteenth day of the first month of each fiscal quarter of the issuer (beginning October 15, 2017) until fully vested. The final vesting will occur on July 15, 2020.
/s/ Jay M. Puchir
2017-06-30