0001213900-17-007045.txt : 20170630 0001213900-17-007045.hdr.sgml : 20170630 20170630164300 ACCESSION NUMBER: 0001213900-17-007045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170628 FILED AS OF DATE: 20170630 DATE AS OF CHANGE: 20170630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ecoark Holdings, Inc. CENTRAL INDEX KEY: 0001437491 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3333 PINNACLE HILLS PARKWAY, SUITE 220 CITY: ROGERS STATE: AR ZIP: 72758 BUSINESS PHONE: 479-259-2977 MAIL ADDRESS: STREET 1: 3333 PINNACLE HILLS PARKWAY, SUITE 220 CITY: ROGERS STATE: AR ZIP: 72758 FORMER COMPANY: FORMER CONFORMED NAME: Magnolia Solar Corp DATE OF NAME CHANGE: 20100107 FORMER COMPANY: FORMER CONFORMED NAME: Mobilis Relocation Services Inc. DATE OF NAME CHANGE: 20080612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Puchir Jay M. CENTRAL INDEX KEY: 0001698352 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53361 FILM NUMBER: 17942764 MAIL ADDRESS: STREET 1: 3333 PINNACLE HILLS PARKWAY STREET 2: SUITE 220 CITY: ROGERS STATE: AR ZIP: 72758 4 1 f4062817puchir_ecoark.xml OWNERSHIP DOCUMENT X0306 4 2017-06-28 0 0001437491 Ecoark Holdings, Inc. EARK 0001698352 Puchir Jay M. 3333 PINNACLE HILLS PARKWAY SUITE 220 ROGERS AR 72758 0 1 0 0 Chief Executive Officer Common Stock 2017-06-28 4 A 0 300000 0 A 524096 D In connection with the reporting person's appointment as the issuer's chief executive officer on March 28, 2017, the Board of Directors of the issuer (the "Board") delegated to its compensation committee (the "Committee") the authority to grant an equity award to the reporting person covering 300,000 shares of the issuer's common stock, par value $.0001 per share, as either restricted shares, options or another form of grant following Board and stockholder approval of a new equity incentive plan in 2017. The Ecoark Holdings, Inc. 2017 Omnibus Incentive Plan (the "Plan") was approved by the Board on April 21, 2017 and by stockholders on June 13, 2017 at the annual meeting of stockholders. On June 28, 2017, the Committee granted 300,000 time-based vesting restricted stock units (RSUs) to the reporting person pursuant to the Plan. Subject to the reporting person's continued employment, the RSUs will vest in equal quarterly installments on the fifteenth day of the first month of each fiscal quarter of the issuer (beginning October 15, 2017) until fully vested. The final vesting will occur on July 15, 2020. /s/ Jay M. Puchir 2017-06-30