0001193805-21-000397.txt : 20210322 0001193805-21-000397.hdr.sgml : 20210322 20210322170124 ACCESSION NUMBER: 0001193805-21-000397 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210322 DATE AS OF CHANGE: 20210322 EFFECTIVENESS DATE: 20210322 FILER: COMPANY DATA: COMPANY CONFORMED NAME: POET TECHNOLOGIES INC. CENTRAL INDEX KEY: 0001437424 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-393078 FILM NUMBER: 21761971 BUSINESS ADDRESS: STREET 1: 120 EGLINTON AVENUE EAST STREET 2: SUITE 1107 CITY: TORONTO, ONTARIO STATE: A6 ZIP: M4P 1E2 BUSINESS PHONE: 401-338-1212 MAIL ADDRESS: STREET 1: 120 EGLINTON AVENUE EAST STREET 2: SUITE 1107 CITY: TORONTO, ONTARIO STATE: A6 ZIP: M4P 1E2 FORMER COMPANY: FORMER CONFORMED NAME: OPEL INTERNATIONAL INC DATE OF NAME CHANGE: 20080611 D 1 primary_doc.xml X0708 D LIVE 0001437424 POET TECHNOLOGIES INC. 120 EGLINTON AVENUE EAST SUITE 1107 TORONTO A6 ONTARIO, CANADA M4P 1E2 1-416-368-9411 ONTARIO, CANADA OPEL Technologies Inc. OPEL Solar International Inc. OPEL International Inc. OPEL INTERNATIONAL INC Corporation true Suresh Venkatesan 120 Eglinton Avenue East Suite 1107 Toronto A6 ONTARIO, CANADA M4P 1E2 Executive Officer Director Jean-Louis Malinge 120 Eglinton Avenue East Suite 1107 Toronto A6 ONTARIO, CANADA M4P 1E2 Director Peter Charbonneau 120 Eglinton Avenue East Suite 1107 Toronto A6 ONTARIO, CANADA M4P 1E2 Director Don Listwin 120 Eglinton Avenue East Suite 1107 Toronto A6 ONTARIO, CANADA M4P 1E2 Director Chris Tsiofas 120 Eglinton Avenue East Suite 1107 Toronto A6 ONTARIO, CANADA M4P 1E2 Director Glen Riley 120 Eglinton Avenue East Suite 1107 Toronto A6 ONTARIO, CANADA M4P 1E2 Director Mohandas Warrior 120 Eglinton Avenue East Suite 1107 Toronto A6 ONTARIO, CANADA M4P 1E2 Director Kevin Barnes 120 Eglinton Avenue East Suite 1107 Toronto A6 ONTARIO, CANADA M4P 1E2 Executive Officer Thomas Mika 120 Eglinton Avenue East Suite 1107 Toronto A6 ONTARIO, CANADA M4P 1E2 Executive Officer Vivek Rajgarhia 120 Eglinton Avenue East Suite 1107 Toronto A6 ONTARIO, CANADA M4P 1E2 Executive Officer James Lee 120 Eglinton Avenue East Suite 1107 Toronto A6 ONTARIO, CANADA M4P 1E2 Executive Officer Other Technology Decline to Disclose 06b false 2021-02-11 false true true false 0 Cormark Securities Inc. None Cormark Securities (USA) Limited 101000 200 BAY STREET, SUITE 1800 ROYAL BANK PLAZA, NORTH TOWER TORONTO A6 ONTARIO, CANADA M5J 2J2 PA PENNSYLVANIA TX TEXAS false 2077171 2077171 0 All dollar amounts are CAD converted to USD for this Form D using the exchange rate of CAD$1 for US$0.7883 in effect on February 11, 2021. Consists of 3,100,000 Common Shares and 3,100,000 Common Share purchase warrants ($0.91 per share exercise price). false 2 124630 0 Item 15 reflects the cash fee paid to the Agents. The Agents were also issued broker warrants to purchase 186,000 Common Shares of the Issuer. 0 false POET TECHNOLOGIES INC. /s/ Thomas Mika Thomas Mika Chief Financial Officer 2021-03-22