SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Deutsche Boerse

(Last) (First) (Middle)
FRANKFURT AM MAIN 60485

(Street)
FRANKFURT 2M 00000

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/28/2016
3. Issuer Name and Ticker or Trading Symbol
Bats Global Markets, Inc. [ BATS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.01 per share 8,993,977 I See Footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Deutsche Boerse

(Last) (First) (Middle)
FRANKFURT AM MAIN 60485

(Street)
FRANKFURT 2M 00000

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Deutsche Boerse Systems, Inc.

(Last) (First) (Middle)
233 SOUTH WACKER DRIVE
SUITE 2455

(Street)
CHICAGO IL 60606

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The shares of the Issuer reported in this Form 3 are owned indirectly by Deutsche Boerse AG through Deutsche Boerse Systems, Inc., which is a wholly-owned subsidiary of Deutsche Boerse AG.
Remarks:
Mr. Daniel Mirtschink and Mr. Martin Loll are each signing as Attorney-in-Fact pursuant to power of attorney dated July 1, 2016 granted by Deutsche Boerse Systems, Inc., a copy of which is filed as an exhibit and incorporated herein by reference. Exhibit List - Exhibit 24.1 - Power of Attorney
DEUTSCHE BOERSE AG /s/ Daniel Mirtschink as Head of Markets Legal 07/06/2016
/s/ Martin Loll as Legal Counsel 07/06/2016
DEUTSCHE BOERSE SYSTEMS, INC. /s/ Daniel Mirtschink as Attorney-in-fact 07/06/2016
/s/ Martin Loll as Attorney-in-fact 07/06/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.