0001104659-16-131364.txt : 20160706 0001104659-16-131364.hdr.sgml : 20160706 20160706190130 ACCESSION NUMBER: 0001104659-16-131364 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160628 FILED AS OF DATE: 20160706 DATE AS OF CHANGE: 20160706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bats Global Markets, Inc. CENTRAL INDEX KEY: 0001659228 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 463583191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 BUSINESS PHONE: (913) 815-7000 MAIL ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 FORMER COMPANY: FORMER CONFORMED NAME: BATS Global Markets, Inc. DATE OF NAME CHANGE: 20151123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Deutsche Boerse Systems, Inc. CENTRAL INDEX KEY: 0001678696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 161755161 BUSINESS ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE STREET 2: SUITE 2455 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-544-1016 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE STREET 2: SUITE 2455 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Deutsche Boerse CENTRAL INDEX KEY: 0001437147 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 161755162 BUSINESS ADDRESS: STREET 1: FRANKFURT AM MAIN 60485 CITY: FRANKFURT STATE: 2M ZIP: 00000 BUSINESS PHONE: 212-238-3010 MAIL ADDRESS: STREET 1: FRANKFURT AM MAIN 60485 CITY: FRANKFURT STATE: 2M ZIP: 00000 3 1 a3.xml 3 X0206 3 2016-06-28 0 0001659228 Bats Global Markets, Inc. BATS 0001437147 Deutsche Boerse FRANKFURT AM MAIN 60485 FRANKFURT 2M 00000 GERMANY 0 0 1 0 0001678696 Deutsche Boerse Systems, Inc. 233 SOUTH WACKER DRIVE SUITE 2455 CHICAGO IL 60606 0 0 1 0 Common Stock, par value $0.01 per share 8993977 I See Footnote The shares of the Issuer reported in this Form 3 are owned indirectly by Deutsche Boerse AG through Deutsche Boerse Systems, Inc., which is a wholly-owned subsidiary of Deutsche Boerse AG. Mr. Daniel Mirtschink and Mr. Martin Loll are each signing as Attorney-in-Fact pursuant to power of attorney dated July 1, 2016 granted by Deutsche Boerse Systems, Inc., a copy of which is filed as an exhibit and incorporated herein by reference. Exhibit List - Exhibit 24.1 - Power of Attorney DEUTSCHE BOERSE AG /s/ Daniel Mirtschink as Head of Markets Legal 2016-07-06 /s/ Martin Loll as Legal Counsel 2016-07-06 DEUTSCHE BOERSE SYSTEMS, INC. /s/ Daniel Mirtschink as Attorney-in-fact 2016-07-06 /s/ Martin Loll as Attorney-in-fact 2016-07-06 EX-24.1 2 ex-24d1.htm EX-24.1

EXHIBIT 24.1

 

Power of Attorney

 

Know all by these presents that the undersigned hereby make, constitute and appoint each of Daniel Mirtschink and Martin Loll, or either of them acting singly, and with full power of substitution, the undersigneds’ true and lawful attorney-in-fact to:

 

(1)                                 execute for and on behalf of the undersigned, in each of the undersigneds’ capacity as an officer and/or director of Deutsche Boerse Systems, Inc. (the “Company”), such forms, schedules, statements and other documents as may be required to be filed from time to time with the U.S. Securities and Exchange Commission (the “SEC”) with respect to Sections 13(d), 13(g) and 16(a) the Securities Exchange Act of 1934, as amended, and the rules thereunder, including without limitation, Schedule 13D, Schedule 13G, Form 3, Form 4 and Form 5;

 

(2)                                 do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Schedule 13D, Schedule 13G, Form 3, Form 4 or Form 5, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any securities exchange or similar authority; and

 

(3)                                 take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grant to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.

 

This Power of Attorney shall remain in full force and effect until the Company is no longer required to file a Schedule 13D, Schedule 13G, Form 3, Form 4 or Form 5 with respect to the Company’s holdings of and transactions in securities issued by Bats Global Markets, Inc., unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 1st day of July, 2016.

 

 

 

/s/ David Offutt

 

Signature

 

 

 

David Offutt

 

Director

 

 

 

 

 

/s/ Vassilis Vergotis

 

Signature

 

 

 

Vassilis Vergotis

 

Director