0001127602-12-005248.txt : 20120210
0001127602-12-005248.hdr.sgml : 20120210
20120210165839
ACCESSION NUMBER: 0001127602-12-005248
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120117
FILED AS OF DATE: 20120210
DATE AS OF CHANGE: 20120210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomson Michael J
CENTRAL INDEX KEY: 0001436692
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35243
FILM NUMBER: 12593784
MAIL ADDRESS:
STREET 1: SUNOCO, INC.
STREET 2: 1735 MARKET STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SunCoke Energy, Inc.
CENTRAL INDEX KEY: 0001514705
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 900640593
BUSINESS ADDRESS:
STREET 1: 1011 WARRENVILLE ROAD
STREET 2: SUITE 600
CITY: LISLE
STATE: IL
ZIP: 60532
BUSINESS PHONE: 630-824-1000
MAIL ADDRESS:
STREET 1: 1011 WARRENVILLE ROAD
STREET 2: SUITE 600
CITY: LISLE
STATE: IL
ZIP: 60532
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0304
4/A
2012-01-17
2012-01-19
0001514705
SunCoke Energy, Inc.
SXC
0001436692
Thomson Michael J
1011 WARRENVILLE ROAD
SUITE 600
LISLE
IL
60532
1
President & COO
Common Stock
2012-01-17
4
J
0
469
0
A
469
I
By Sunoco, Inc. ESOP Trust
Common Stock
2012-01-17
4
J
0
12183
0
A
37183
D
Stock Options (Right to Buy)
22.31
2012-01-17
4
J
0
50519
0
A
2012-01-17
2017-03-30
Common Stock
50519
50519
D
Stock Options (Right to Buy)
20.26
2012-01-17
4
J
0
59992
0
A
2012-01-17
2017-12-05
Common Stock
59992
59992
D
Stock Options (Right to Buy)
11.18
2012-01-17
4
J
0
88725
0
A
2012-01-17
2018-12-03
Common Stock
88725
88725
D
Stock Options (Right to Buy)
8.93
2012-01-17
4
J
0
74832
0
A
2012-01-17
2020-03-03
Common Stock
74832
74832
D
Common Stock Units
2012-01-17
4
J
0
15786
0
A
Common Stock
15786
15786
D
Common Stock Units
2012-01-17
4
J
0
30816
0
A
Common Stock
30816
30816
D
Common Stock Units
2012-01-17
4
J
0
49382
0
A
Common Stock
49382
49382
D
The amount reported in this row is based on the distribution by Sunoco, Inc. ("Sunoco") of 56,660,000 shares of common stock, par value $0.01 per share, of SunCoke Energy, Inc. ("SunCoke") owned by Sunoco to Sunoco stockholders of record on the close of business on January 5, 2012. (the "Distribution"). The Distribution was completed on January 17, 2012.
Equity awards awarded under the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan relating to the adjustment of Sunoco equity awards in connection with the Distribution. The terms of the adjustment of the reporting person's Sunoco equity awards were set forth in the Separation and Distribution Agreement by and between SunCoke and Sunoco, dated as of July 18, 2011 and were approved by SunCoke's board of directors.
Stock options with respect to 24,944 shares of common stock are vested as of January 17, 2012. The remainder of the stock options vest in two equal installments on March 2, 2012 and March 2, 2013.
Conversion rate is 1 for 1.
Not applicable.
The Common Stock Units ("CSUs") vest and settle in two equal installments on July 1, 2012 and July 1, 2013, respectively, subject to continued employment of the reporting person through the applicable vesting date. Reporting person will also receive an amount equal to the cash dividends that would have paid out had he been the holder of shares of SunCoke common stock equal to the number of CSUs that are vested and settled, if any.
The CSUs will vest and settle on December 1, 2012, subject to continued employment of the reporting person through the applicable vesting date. Reporting person will also receive an amount equal to the cash dividends that would have paid out had he been the holder of shares of SunCoke common stock equal to the number of CSUs that are vested and settled, if any.
One-third of the CSUs vested on March 2, 2011 and the remaining will vest and settle in two equal installments on March 2, 2012 and March 2, 2013, subject to continued employment of the reporting person through the applicable vesting date. Reporting person will also receive an amount equal to the cash dividends that would have paid out had he been the holder of shares of SunCoke common stock equal to the number of CSUs that are vested and settled, if any.
/s/ Jaime M. Lamana, attorney-in-fact
2012-02-10