0001127602-12-005248.txt : 20120210 0001127602-12-005248.hdr.sgml : 20120210 20120210165839 ACCESSION NUMBER: 0001127602-12-005248 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120117 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomson Michael J CENTRAL INDEX KEY: 0001436692 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35243 FILM NUMBER: 12593784 MAIL ADDRESS: STREET 1: SUNOCO, INC. STREET 2: 1735 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunCoke Energy, Inc. CENTRAL INDEX KEY: 0001514705 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 900640593 BUSINESS ADDRESS: STREET 1: 1011 WARRENVILLE ROAD STREET 2: SUITE 600 CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 630-824-1000 MAIL ADDRESS: STREET 1: 1011 WARRENVILLE ROAD STREET 2: SUITE 600 CITY: LISLE STATE: IL ZIP: 60532 4/A 1 form4a.xml PRIMARY DOCUMENT X0304 4/A 2012-01-17 2012-01-19 0001514705 SunCoke Energy, Inc. SXC 0001436692 Thomson Michael J 1011 WARRENVILLE ROAD SUITE 600 LISLE IL 60532 1 President & COO Common Stock 2012-01-17 4 J 0 469 0 A 469 I By Sunoco, Inc. ESOP Trust Common Stock 2012-01-17 4 J 0 12183 0 A 37183 D Stock Options (Right to Buy) 22.31 2012-01-17 4 J 0 50519 0 A 2012-01-17 2017-03-30 Common Stock 50519 50519 D Stock Options (Right to Buy) 20.26 2012-01-17 4 J 0 59992 0 A 2012-01-17 2017-12-05 Common Stock 59992 59992 D Stock Options (Right to Buy) 11.18 2012-01-17 4 J 0 88725 0 A 2012-01-17 2018-12-03 Common Stock 88725 88725 D Stock Options (Right to Buy) 8.93 2012-01-17 4 J 0 74832 0 A 2012-01-17 2020-03-03 Common Stock 74832 74832 D Common Stock Units 2012-01-17 4 J 0 15786 0 A Common Stock 15786 15786 D Common Stock Units 2012-01-17 4 J 0 30816 0 A Common Stock 30816 30816 D Common Stock Units 2012-01-17 4 J 0 49382 0 A Common Stock 49382 49382 D The amount reported in this row is based on the distribution by Sunoco, Inc. ("Sunoco") of 56,660,000 shares of common stock, par value $0.01 per share, of SunCoke Energy, Inc. ("SunCoke") owned by Sunoco to Sunoco stockholders of record on the close of business on January 5, 2012. (the "Distribution"). The Distribution was completed on January 17, 2012. Equity awards awarded under the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan relating to the adjustment of Sunoco equity awards in connection with the Distribution. The terms of the adjustment of the reporting person's Sunoco equity awards were set forth in the Separation and Distribution Agreement by and between SunCoke and Sunoco, dated as of July 18, 2011 and were approved by SunCoke's board of directors. Stock options with respect to 24,944 shares of common stock are vested as of January 17, 2012. The remainder of the stock options vest in two equal installments on March 2, 2012 and March 2, 2013. Conversion rate is 1 for 1. Not applicable. The Common Stock Units ("CSUs") vest and settle in two equal installments on July 1, 2012 and July 1, 2013, respectively, subject to continued employment of the reporting person through the applicable vesting date. Reporting person will also receive an amount equal to the cash dividends that would have paid out had he been the holder of shares of SunCoke common stock equal to the number of CSUs that are vested and settled, if any. The CSUs will vest and settle on December 1, 2012, subject to continued employment of the reporting person through the applicable vesting date. Reporting person will also receive an amount equal to the cash dividends that would have paid out had he been the holder of shares of SunCoke common stock equal to the number of CSUs that are vested and settled, if any. One-third of the CSUs vested on March 2, 2011 and the remaining will vest and settle in two equal installments on March 2, 2012 and March 2, 2013, subject to continued employment of the reporting person through the applicable vesting date. Reporting person will also receive an amount equal to the cash dividends that would have paid out had he been the holder of shares of SunCoke common stock equal to the number of CSUs that are vested and settled, if any. /s/ Jaime M. Lamana, attorney-in-fact 2012-02-10