0001553350-21-001168.txt : 20211215 0001553350-21-001168.hdr.sgml : 20211215 20211215171201 ACCESSION NUMBER: 0001553350-21-001168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211213 FILED AS OF DATE: 20211215 DATE AS OF CHANGE: 20211215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Edward B III CENTRAL INDEX KEY: 0001436316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35994 FILM NUMBER: 211494967 MAIL ADDRESS: STREET 1: C/O BRIGHTLINE CAPITAL MANAGEMENT, LLC STREET 2: 1120 AVE OF THE AMERICAS, SUITE 1505 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC. CENTRAL INDEX KEY: 0001476963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262844103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 627 DAVIS DRIVE STREET 2: SUITE 400 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-240-7133 MAIL ADDRESS: STREET 1: 627 DAVIS DRIVE STREET 2: SUITE 400 CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 smith4.xml OWNERSHIP DOCUMENT X0306 4 2021-12-13 0 0001476963 HEAT BIOLOGICS, INC. HTBX 0001436316 Smith Edward B III C/O HEAT BIOLOGICS, INC. 627 DAVIS DRIVE MORRISVILLE NC 27560 1 0 0 0 Stock Option (right to buy) 4.06 2021-12-13 4 A 0 32467 0 A 2021-01-13 2031-12-12 Common Stock 32467 32467 D The stock options vest pro rata on a monthly basis over the next 12 months. /s/ Edward B. Smith III 2021-12-15