0001553350-21-001168.txt : 20211215
0001553350-21-001168.hdr.sgml : 20211215
20211215171201
ACCESSION NUMBER: 0001553350-21-001168
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211213
FILED AS OF DATE: 20211215
DATE AS OF CHANGE: 20211215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Edward B III
CENTRAL INDEX KEY: 0001436316
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35994
FILM NUMBER: 211494967
MAIL ADDRESS:
STREET 1: C/O BRIGHTLINE CAPITAL MANAGEMENT, LLC
STREET 2: 1120 AVE OF THE AMERICAS, SUITE 1505
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC.
CENTRAL INDEX KEY: 0001476963
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262844103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 627 DAVIS DRIVE
STREET 2: SUITE 400
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 919-240-7133
MAIL ADDRESS:
STREET 1: 627 DAVIS DRIVE
STREET 2: SUITE 400
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
4
1
smith4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-13
0
0001476963
HEAT BIOLOGICS, INC.
HTBX
0001436316
Smith Edward B III
C/O HEAT BIOLOGICS, INC.
627 DAVIS DRIVE
MORRISVILLE
NC
27560
1
0
0
0
Stock Option (right to buy)
4.06
2021-12-13
4
A
0
32467
0
A
2021-01-13
2031-12-12
Common Stock
32467
32467
D
The stock options vest pro rata on a monthly basis over the next 12 months.
/s/ Edward B. Smith III
2021-12-15