10-12B/A 1 form10-12b_a.htm AMENDMENT NO. 3 TO FORM 10 form10-12b_a.htm

As filed with the Securities and Exchange Commission on September 25, 2008
 
File No. 001-34088
 
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
Amendment No. 3 to
Form 10
 
GENERAL FORM FOR REGISTRATION OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g)
OF THE SECURITIES EXCHANGE ACT OF 1934
 

 
Brink’s Home Security Holdings, Inc.
(Exact name of registrant as specified in its charter)
 

Virginia
80-0188977
(State or Other Jurisdiction of
Incorporation or Organization)
(I.R.S. Employer
Identification Number)
   
8880 Esters Boulevard
Irving, TX
(Address of Principal Executive Offices)
75063
(Zip Code)
   
   
Registrant’s telephone number, including area code:
(972) 871-3130
 
Securities to be registered pursuant to Section 12(b) of the Act:

Title of Each Class to be so Registered
 
Name of Each Exchange on Which Each Class is to be Registered
Common Stock, no par value
 
New York Stock Exchange
     

Securities to be registered pursuant to Section 12(g) of the Act:
None.
 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-
accelerated filer, or a smaller reporting company.  See the definition of large accelerated filer,
“accelerated filer,non-accelerated filerand “smaller reporting company” in Rule 12b-2 of the Exchange Act.
 
Large accelerated filero
 
Accelerated filero
 
Non-accelerated filerx
(Do not check if a smaller reporting company)
 
Smaller reporting companyo

 
 

 
 

Brink’s Home Security Holdings, Inc.
Cross-Reference Sheet Between the Information Statement and Items of Form 10
 
Our information statement may be found as Exhibit 99.1 to this Form 10.  For your convenience, we have provided below a cross-reference sheet identifying where the items required by Form 10 can be found in the information statement.
 
 
 
 
Item No. 
 
Caption 
 
Location in Information Statement 
 
       
1.    
 
Business
 
See “Summary,” “Cautionary Statement Concerning Forward-Looking Statements,” “The Spin-Off,” “Management’s Discussion and Analysis of Financial Condition and Results of Operations” and “Business”
 
1A.    
 
Risk Factors
 
See “Risk Factors” and “Cautionary Statement Concerning Forward-Looking Statements”
 
2.    
 
Financial Information
 
See “Summary,” “Risk Factors,” “Selected Historical Financial Data,” “Unaudited Pro Forma Consolidated Financial Information” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations”
 
3.    
 
Properties
 
See “Business—Property and Equipment”
 
4.    
 
Security Ownership of Certain Beneficial Owners and Management
 
See “Security Ownership of Certain Beneficial Owners and Management”
 
5.    
 
Directors and Executive Officers
 
See “Management”
 
6.    
 
Executive Compensation
 
See “Management”
 
7.    
 
Certain Relationships and Related Transactions, and Director Independence
 
See “Risk Factors,” “Management” and “Certain Relationships and Related Party Transactions”
 
8.    
 
Legal Proceedings
 
See “Business—Legal Proceedings”
 
9.    
 
Market Price of and Dividends on the Registrant’s Common Equity and Related Shareholder Matters
 
 
See “The Spin-Off” and “Description of Our Capital Stock”
 
10.    
 
Recent Sales of Unregistered Securities
 
None
 
11.    
 
Description of Registrant’s Securities to be Registered
 
See “Description of Our Capital Stock”
 
12.    
 
Indemnification of Directors and Officers
 
See “Management—Limitation of Liability and Indemnification Matters”
 
13.    
 
Financial Statements and Supplementary Data
 
See “Summary,” “Selected Historical Financial Data,” “Unaudited Pro Forma Consolidated Financial Information” and “Index to Financial Statements” and the financial statements referenced therein
 
 
 

 

 
 
Item No.
 
Caption
 
Location in Information Statement 
         
14.    
 
Changes in and Disagreements with Accountants on Accounting and Financial Disclosure
 
None
 
 
15.    
 
Financial Statements and Exhibits
 
See “Index to Financial Statements” and the financial statements referenced therein

(a) List of Financial Statements and Schedules.
 
The following financial statements are included in the information statement and filed as part of this registration statement on Form 10.
 
 
(1)
Consolidated Financial Statements of Brink’s Home Security, Inc., including Report of Independent Registered Public Accounting Firm.
 
(b) Exhibits.  The following documents are filed as exhibits hereto.

Exhibit
Number
 
Exhibit Description
     
2.1    
 
Form of Separation and Distribution Agreement between Brink’s Home Security Holdings, Inc. and The Brink’s Company
     
3.1    
 
Articles of Incorporation of Brink’s Home Security Holdings, Inc.
     
3.2    
 
Bylaws of Brink’s Home Security Holdings, Inc.
     
4.1    
 
Specimen Common Stock Certificate of Brink’s Home Security Holdings, Inc.
     
10.1    
 
Form of Transition Services Agreement between Brink’s Home Security Holdings, Inc. and The Brink’s Company
     
10.2    
 
Form of Tax Matters Agreement between Brink’s Home Security Holdings, Inc. and The Brink’s Company†
     
10.3    
 
Form of Brand Licensing Agreement between Brink’s Home Security Holdings, Inc. and Brink’s Network, Incorporated
     
10.4    
 
Form of Employee Matters Agreement between Brink’s Home Security Holdings, Inc. and The Brink’s Company†
     
10.5    
 
Form of Non-Compete Agreement between Brink’s Home Security Holdings, Inc. and The Brink’s Company
     
10.6    
 
Form of Brink’s Home Security Holdings, Inc. 2008 Equity Incentive Plan
     
10.7    
 
Form of Brink’s Home Security Holdings, Inc. Key Employees’ Deferred Compensation Program†
     
10.8    
 
Form of Brink’s Home Security Holdings, Inc. Management Performance Improvement Plan†
     
10.9    
 
Form of Brink’s Home Security Holdings, Inc. Non-Employee Directors’ Equity Plan
     
10.10    
 
Form of Brink’s Home Security Holdings, Inc. Directors’ Stock Accumulation Plan
     
10.11    
 
Form of Brink’s Home Security Holdings, Inc. Key Employees Incentive Plan†
     
 10.12              
Form of Brink’s Home Security Holdings, Inc. Plan for Deferral of Directors’ Fees†
     
10.13              
Form of Brink’s Home Security, Inc. Change in Control Agreement†
     
     10.14 
  Form of Brink’s Home Security, Inc. Indemnification Agreement
     
21    
 
List of Subsidiaries of Brink’s Home Security Holdings, Inc.
     
99.1    
 
Preliminary Information Statement of Brink’s Home Security Holdings, Inc., subject to completion, dated September 25, 2008
____________________
    Previously filed.
 


 
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SIGNATURE
 
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this amendment no. 3 to its registration statement on Form 10 to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
BRINK’S HOME SECURITY HOLDINGS, INC.,
 
       
 
  By
/s/ Robert B. Allen  
    President and Chief Executive Officer  
       
Dated:  September 24, 2008
 

 
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EXHIBIT INDEX
 
 
Exhibit
Number
 
Exhibit Description
     
2.1    
 
Form of Separation and Distribution Agreement between Brink’s Home Security Holdings, Inc. and The Brink’s Company
     
3.1    
 
Articles of Incorporation of Brink’s Home Security Holdings, Inc.
     
3.2    
 
Bylaws of Brink’s Home Security Holdings, Inc.
     
4.1    
 
Specimen Common Stock Certificate of Brink’s Home Security Holdings, Inc.
     
10.1    
 
Form of Transition Services Agreement between Brink’s Home Security Holdings, Inc. and The Brink’s Company
     
10.2    
 
Form of Tax Matters Agreement between Brink’s Home Security Holdings, Inc. and The Brink’s Company†
     
10.3    
 
Form of Brand Licensing Agreement between Brink’s Home Security Holdings, Inc. and Brink’s Network, Incorporated
     
10.4    
 
Form of Employee Matters Agreement between Brink’s Home Security Holdings, Inc. and The Brink’s Company†
     
10.5    
 
Form of Non-Compete Agreement between Brink’s Home Security Holdings, Inc. and The Brink’s Company
     
10.6    
 
Form of Brink’s Home Security Holdings, Inc. 2008 Equity Incentive Plan
     
10.7    
 
Form of Brink’s Home Security Holdings, Inc. Key Employees’ Deferred Compensation Program†
     
10.8    
 
Form of Brink’s Home Security Holdings, Inc. Management Performance Improvement Plan†
     
10.9    
 
Form of Brink’s Home Security Holdings, Inc. Non-Employee Directors’ Equity Plan
     
10.10    
 
Form of Brink’s Home Security Holdings, Inc. Directors’ Stock Accumulation Plan
     
10.11    
 
Form of Brink’s Home Security Holdings, Inc. Key Employees Incentive Plan†
     
10.12               Form of Brink’s Home Security Holdings, Inc. Plan for Deferral of Directors’ Fees
     
 10.13               Form of Brink’s Home Security, Inc. Change in Control Agreement
     
     10.14 
  Form of Brink’s Home Security Holdings, Inc. Indemnification Agreement
     
21    
 
List of Subsidiaries of Brink’s Home Security Holdings, Inc.
     
99.1    
 
Preliminary Information Statement of Brink’s Home Security Holdings, Inc., subject to completion, dated September 25, 2008
     
____________________
    Previously filed.
 
 
 
 
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