-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NH1eps9hZhDQBgvpZjNo06skVziG6mx03ZSnjwdfmMf0MNpalsLavDKrDL6dhbdG IN4JkH75mdAHXXzO0FUjHQ== 0000950137-09-003074.txt : 20090417 0000950137-09-003074.hdr.sgml : 20090417 20090417154134 ACCESSION NUMBER: 0000950137-09-003074 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090417 DATE AS OF CHANGE: 20090417 EFFECTIVENESS DATE: 20090417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN COMMON STOCK FUND INC CENTRAL INDEX KEY: 0000014358 IRS NUMBER: 134971230 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-00234 FILM NUMBER: 09756817 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124880200 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: BROAD STREET INVESTING CORP DATE OF NAME CHANGE: 19820426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN MUNICIPAL SERIES TRUST CENTRAL INDEX KEY: 0000750756 IRS NUMBER: 133409771 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-04250 FILM NUMBER: 09756815 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128501864 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN TAX EXEMPT SERIES TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN CALIFORNIA TAX EXEMPT FUND SERIES DATE OF NAME CHANGE: 19890803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN PENNSYLVANIA MUNICIPAL FUND SERIES CENTRAL INDEX KEY: 0000793701 IRS NUMBER: 136872089 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-04666 FILM NUMBER: 09756813 BUSINESS ADDRESS: STREET 1: 100 PARK AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128501864 MAIL ADDRESS: STREET 1: 100 PARK AVE - 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN PENNSYLVANIA TAX EXEMPT FUND SERIES DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN PORTFOLIOS INC/NY CENTRAL INDEX KEY: 0000817841 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-05221 FILM NUMBER: 09756808 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124880200 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN MUTUAL BENEFIT PORTFOLIOS INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE SECTOR SERIES, INC. CENTRAL INDEX KEY: 0000831025 IRS NUMBER: 411610263 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-05522 FILM NUMBER: 09756806 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP SECTOR SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP UTILITIES INCOME FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS UTILITIES INCOME FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GLOBAL SERIES INC CENTRAL INDEX KEY: 0000842918 IRS NUMBER: 411850486 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-05696 FILM NUMBER: 09756805 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GLOBAL SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GLOBAL SERIES INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: IDS GLOBAL SERIES INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN GLOBAL FUND SERIES INC CENTRAL INDEX KEY: 0000881466 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-06485 FILM NUMBER: 09756810 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124880200 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN HENDERSON GLOBAL FUND SERIES INC DATE OF NAME CHANGE: 19930721 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN INTERNATIONAL FUND SERIES INC DATE OF NAME CHANGE: 19920717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE STRATEGY SERIES, INC. CENTRAL INDEX KEY: 0000740146 IRS NUMBER: 416287631 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-03956 FILM NUMBER: 09756818 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP STRATEGY SERIES INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS STRATEGY FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN CORE FIXED INCOME FUND, INC CENTRAL INDEX KEY: 0001142702 IRS NUMBER: 134179240 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-10423 FILM NUMBER: 09756811 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128501864 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN INVESTMENT GRADE FIXED INCOME FUND INC DATE OF NAME CHANGE: 20010614 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE LARGE CAP SERIES, INC. CENTRAL INDEX KEY: 0000049702 IRS NUMBER: 410962638 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-02111 FILM NUMBER: 09756819 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH SERIES INC/MN DATE OF NAME CHANGE: 20001011 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN MUNICIPAL FUND SERIES INC CENTRAL INDEX KEY: 0000726291 IRS NUMBER: 133177004 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-03828 FILM NUMBER: 09756816 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124880200 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN TAX EXEMPT FUND SERIES INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN ASSET ALLOCATION SERIES, INC. CENTRAL INDEX KEY: 0001092633 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-09545 FILM NUMBER: 09756812 BUSINESS ADDRESS: STREET 1: 100 PARK AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128501864 MAIL ADDRESS: STREET 1: 100 PARK AVENUE, STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN TIME HORIZON/HARVESTER SERIES INC DATE OF NAME CHANGE: 20030625 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN TIME HORIZON HARVESTER SERIES INC DATE OF NAME CHANGE: 19990805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN NEW JERSEY MUNICIPAL FUND INC CENTRAL INDEX KEY: 0000813240 IRS NUMBER: 000000000 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-05126 FILM NUMBER: 09756814 BUSINESS ADDRESS: STREET 1: 100 PARK AVE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124880200 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN NEW JERSEY TAX EXEMPT FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN INCOME & GROWTH FUND INC CENTRAL INDEX KEY: 0000100852 IRS NUMBER: 135534276 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-00525 FILM NUMBER: 09756807 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE, STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128501864 MAIL ADDRESS: STREET 1: 100 PARK AVENUE, STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN INCOME FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: UNION INCOME FUND INC DATE OF NAME CHANGE: 19820426 FORMER COMPANY: FORMER CONFORMED NAME: WHITEHALL FUND INC DATE OF NAME CHANGE: 19740826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN HIGH INCOME FUND SERIES CENTRAL INDEX KEY: 0000752372 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-04103 FILM NUMBER: 09756809 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128501864 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 0000014358 S000009548 SELIGMAN COMMON STOCK FUND INC C000026086 SELIGMAN COMMON STOCK FUND, INC., CLASS A SCSFX C000026087 SELIGMAN COMMON STOCK FUND, INC., CLASS B SBCSX C000026088 SELIGMAN COMMON STOCK FUND, INC., CLASS C SCNCX C000026090 SELIGMAN COMMON STOCK FUND, INC., CLASS I SCSIX C000026091 SELIGMAN COMMON STOCK FUND, INC., CLASS R SCSRX 0000049702 S000003288 RiverSource Growth Fund C000008746 RiverSource Growth Fund Class A INIDX C000008747 RiverSource Growth Fund Class B IGRBX C000008748 RiverSource Growth Fund Class C AXGCX C000008749 RiverSource Growth Fund Class I AGWIX C000042894 RiverSource Growth Fund Class R2 C000042895 RiverSource Growth Fund Class R3 RSCGX C000042896 RiverSource Growth Fund Class R4 IGRYX C000042897 RiverSource Growth Fund Class R5 RSWHX 0000049702 S000003289 RiverSource Large Cap Equity Fund C000008751 RiverSource Large Cap Equity Fund Class I ALRIX C000008752 RiverSource Large Cap Equity Fund Class A ALEAX C000008753 RiverSource Large Cap Equity Fund Class B ALEBX C000008754 RiverSource Large Cap Equity Fund Class C ARQCX C000042898 RiverSource Large Cap Equity Fund Class R2 C000042899 RiverSource Large Cap Equity Fund Class R3 C000042900 RiverSource Large Cap Equity Fund Class R4 ALEYX C000042901 RiverSource Large Cap Equity Fund Class R5 0000049702 S000003290 RiverSource Large Cap Value Fund C000008756 RiverSource Large Cap Value Fund Class C RLVCX C000008758 RiverSource Large Cap Value Fund Class A ALVAX C000008759 RiverSource Large Cap Value Fund Class B ALVBX C000008760 RiverSource Large Cap Value Fund Class I ALCIX C000042902 RiverSource Large Cap Value Fund Class R2 C000042903 RiverSource Large Cap Value Fund Class R3 C000042904 RiverSource Large Cap Value Fund Class R4 RSLVX C000042905 RiverSource Large Cap Value Fund Class R5 0000100852 S000009562 SELIGMAN INCOME & GROWTH FUND INC C000026124 SELIGMAN INCOME & GROWTH FUND INC-CLASS A SINFX C000026125 SELIGMAN INCOME & GROWTH FUND INC-CLASS B SIBBX C000026126 SELIGMAN INCOME & GROWTH FUND INC-CLASS C SIMCZ C000026128 SELIGMAN INCOME & GROWTH FUND INC-CLASS I SINIX C000026129 SELIGMAN INCOME & GROWTH FUND INC-CLASS R SIFRX 0000726291 S000009602 SELIGMAN OHIO FUND C000026269 SELIGMAN OHIO FUND-CLASS A SOTEX C000026270 SELIGMAN OHIO FUND-CLASS C SOHCX 0000726291 S000009603 SELIGMAN OREGON FUND C000026272 SELIGMAN OREGON FUND-CLASS A SLORX C000026273 SELIGMAN OREGON FUND-CLASS C SORCX 0000726291 S000009604 SELIGMAN SOUTH CAROLINA FUND C000026275 SELIGMAN SOUTH CAROLINA FUND-CLASS A SXSCX C000026276 SELIGMAN SOUTH CAROLINA FUND-CLASS C SSRCX 0000726291 S000009605 SELIGMAN COLORADO FUND C000026278 SELIGMAN COLORADO FUND-CLASS A SCOEX C000026279 SELIGMAN COLORADO FUND-CLASS C SCOCX 0000726291 S000009606 SELIGMAN GEORGIA FUND C000026281 SELIGMAN GEORGIA FUND-CLASS A SXGAX C000026282 SELIGMAN GEORGIA FUND-CLASS C SGACX 0000726291 S000009607 SELIGMAN LOUISIANA FUND C000026284 SELIGMAN LOUISIANA FUND-CLASS A SLOTX C000026285 SELIGMAN LOUISIANA FUND-CLASS C SLOCX 0000726291 S000009608 SELIGMAN MARYLAND FUND C000026287 SELIGMAN MARYLAND FUND-CLASS A STXMX C000026288 SELIGMAN MARYLAND FUND-CLASS C SMDCX 0000726291 S000009609 SELIGMAN MASSACHUSETTS FUND C000026290 SELIGMAN MASSACHUSETTS FUND-CLASS A SMATX C000026291 SELIGMAN MASSACHUSETTS FUND-CLASS C SMACX 0000726291 S000009610 SELIGMAN MICHIGAN FUND C000026293 SELIGMAN MICHIGAN FUND-CLASS A STEMX C000026294 SELIGMAN MICHIGAN FUND-CLASS C SMICX 0000726291 S000009612 SELIGMAN MISSOURI FUND C000026299 SELIGMAN MISSOURI FUND-CLASS A SXFMX C000026300 SELIGMAN MISSOURI FUND-CLASS C SMOCX 0000740146 S000003302 RiverSource Small Cap Advantage Fund C000008805 RiverSource Small Cap Advantage Fund Class I C000008807 RiverSource Small Cap Advantage Fund Class A ASAAX C000008808 RiverSource Small Cap Advantage Fund Class B ASABX C000008809 RiverSource Small Cap Advantage Fund Class C ADVCX C000043058 RiverSource Small Cap Advantage Fund Class R2 C000043059 RiverSource Small Cap Advantage Fund Class R3 C000043060 RiverSource Small Cap Advantage Fund Class R4 RSNMX C000043061 RiverSource Small Cap Advantage Fund Class R5 0000750756 S000009616 FLORIDA SERIES C000026322 FLORIDA SERIES - CLASS A SFLEX C000026323 FLORIDA SERIES - CLASS C SFLCX 0000750756 S000009617 NORTH CAROLINA SERIES C000026325 NORTH CAROLINA SERIES - CLASS A SNCTX C000026326 NORTH CAROLINA SERIES - CLASS C SNCCX 0000752372 S000002552 Seligman High-Yield Fund C000007025 Seligman High-Yield Fund, Class A SHYBX C000007026 Seligman High-Yield Fund, Class B SBBHX C000007027 Seligman High-Yield Fund, Class C SHCCX C000007029 Seligman High-Yield Fund, Class R SHYRX C000008211 Seligman High-Yield Fund, Class I SHIIX 0000752372 S000002553 Seligman U.S. Government Securities Fund C000007030 Seligman U.S. Government Securities Fund, Class A SUSGX C000007031 Seligman U.S. Government Securities Fund, Class B SXGMX C000007032 Seligman U.S. Government Securities Fund, Class C SGVCX C000007034 Seligman U.S. Government Securities Fund, Class R SGVRX 0000793701 S000009596 SELIGMAN PENNSYLVANIA MUNICIPAL FUND SERIES C000026210 SELIGMAN PENNSYLVANIA MUNICIPAL FUND SERIES-CLASS A SPTEX C000026211 SELIGMAN PENNSYLVANIA MUNICIPAL FUND SERIES-CLASS C SPACX 0000813240 S000009595 SELIGMAN NEW JERSEY MUNICIPAL FUND INC C000026207 SELIGMAN NEW JERSEY MUNICIPAL FUND INC-CLASS A SNJTX C000026208 SELIGMAN NEW JERSEY MUNICIPAL FUND INC-CLASS C SNJCX 0000817841 S000009638 Seligman International Growth Portfolio C000026397 Seligman International Growth Portfolio-Class 1 C000026398 Seligman International Growth Portfolio-Class 2 0000831025 S000003341 RiverSource Real Estate Fund C000009092 RiverSource Real Estate Fund Class C RRECX C000009094 RiverSource Real Estate Fund Class A ARLAX C000009095 RiverSource Real Estate Fund Class B AESBX C000009096 RiverSource Real Estate Fund Class I AESIX C000042970 RiverSource Real Estate Fund Class R4 C000042971 RiverSource Real Estate Fund Class W RREWX 0000842918 S000003518 RiverSource Global Technology Fund C000009747 RiverSource Global Technology Fund Class I C000009749 RiverSource Global Technology Fund Class A AXIAX C000009750 RiverSource Global Technology Fund Class B INVBX C000009751 RiverSource Global Technology Fund Class C AXICX C000043014 RiverSource Global Technology Fund Class R4 RSGTX 0000881466 S000009654 EMERGING MARKETS FUND C000026449 EMERGING MARKETS FUND - CLASS A SHEMX C000026450 EMERGING MARKETS FUND - CLASS B SHEBX C000026451 EMERGING MARKETS FUND - CLASS C SHECX C000026453 EMERGING MARKETS FUND - CLASS I SHERIX C000026454 EMERGING MARKETS FUND - CLASS R SERRX 0000881466 S000009655 GLOBAL GROWTH FUND C000026455 GLOBAL GROWTH FUND - CLASS A SHGOX C000026456 GLOBAL GROWTH FUND - CLASS B SHOBX C000026457 GLOBAL GROWTH FUND - CLASS C SHOCX C000026459 GLOBAL GROWTH FUND - CLASS I SGLIX C000026460 GLOBAL GROWTH FUND - CLASS R SGGRX 0000881466 S000009656 GLOBAL SMALLER COMPANIES FUND C000026461 GLOBAL SMALLER COMPANIES FUND - CLASS A SHGAX C000026462 GLOBAL SMALLER COMPANIES FUND - CLASS B SHGBX C000026463 GLOBAL SMALLER COMPANIES FUND - CLASS C SHGCX C000026465 GLOBAL SMALLER COMPANIES FUND - CLASS I SGSIX C000026466 GLOBAL SMALLER COMPANIES FUND - CLASS R SGSRX 0000881466 S000009657 INTERNATIONAL GROWTH FUND C000026467 INTERNATIONAL GROWTH FUND - CLASS A SHIFX C000026468 INTERNATIONAL GROWTH FUND - CLASS B SHBIX C000026469 INTERNATIONAL GROWTH FUND - CLASS C SILCX C000026471 INTERNATIONAL GROWTH FUND - CLASS I SIGIX C000026472 INTERNATIONAL GROWTH FUND - CLASS R SIGRX 0001092633 S000009643 SELIGMAN ASSET ALLOCATION AGGRESSIVE GROWTH FUND C000026407 SELIGMAN ASSET ALLOCATION AGGRESSIVE GROWTH FUND - CLASS A STHAX C000026408 SELIGMAN ASSET ALLOCATION AGGRESSIVE GROWTH FUND - CLASS B SBTHX C000026409 SELIGMAN ASSET ALLOCATION AGGRESSIVE GROWTH FUND - CLASS C STHCX 0001092633 S000009644 SELIGMAN ASSET ALLOCATION GROWTH FUND C000026411 SELIGMAN ASSET ALLOCATION GROWTH FUND - CLASS A SATWX C000026412 SELIGMAN ASSET ALLOCATION GROWTH FUND - CLASS B STWBX C000026413 SELIGMAN ASSET ALLOCATION GROWTH FUND - CLASS C STWCX 0001092633 S000009645 SELIGMAN ASSET ALLOCATION MODERATE GROWTH FUND C000026415 SELIGMAN ASSET ALLOCATION MODERATE GROWTH FUND - CLASS A SANAX C000026416 SELIGMAN ASSET ALLOCATION MODERATE GROWTH FUND - CLASS B SANBX C000026417 SELIGMAN ASSET ALLOCATION MODERATE GROWTH FUND - CLASS C STNCX 0001092633 S000009646 SELIGMAN ASSET ALLOCATION BALANCED FUND C000026419 SELIGMAN ASSET ALLOCATION BALANCED FUND - CLASS A SATVX C000026420 SELIGMAN ASSET ALLOCATION BALANCED FUND - CLASS B STVBX C000026421 SELIGMAN ASSET ALLOCATION BALANCED FUND - CLASS C STVCX 0001142702 S000002551 SELIGMAN CORE FIXED INCOME FUND INC C000007020 Seligman Core Fixed Income Fund, Class A SIVAX C000007021 Seligman Core Fixed Income Fund, Class B SIVBX C000007022 Seligman Core Fixed Income Fund, Class C SIVCX C000007024 Seligman Core Fixed Income Fund, Class R SIVRX C000008210 Seligman Core Fixed Income Fund, Class I SIVIX DEFA14A 1 c49443ddefa14a.txt FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240.14a-12 RiverSource Global Series, Inc. RiverSource Large Cap Series, Inc. RiverSource Sector Series, Inc. RiverSource Strategy Series, Inc. Seligman Asset Allocation Series, Inc. Seligman Common Stock Fund, Inc. Seligman Core Fixed Income Fund, Inc. Seligman Global Fund Series, Inc. Seligman High Income Fund Series Seligman Income and Growth Fund, Inc. Seligman Municipal Fund Series, Inc. Seligman Municipal Series Trust Seligman New Jersey Municipal Fund, Inc. Seligman Pennsylvania Municipal Fund Series Seligman Portfolios, Inc. (Name of Registrant as Specified In Its Charter) - -------------------------------------------------------------------------------- (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [X] No fee required [ ] Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11 1) Title of each class of securities to which transaction applies: ---------------------------------------------------------------------- 2) Aggregate number of securities to which transaction applies: ---------------------------------------------------------------------- 3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): ---------------------------------------------------------------------- 4) Proposed maximum aggregate value of transaction: ---------------------------------------------------------------------- 5) Total fee paid: ---------------------------------------------------------------------- [ ] Fee paid previously with preliminary materials. [ ] Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 1) Amount Previously Paid: ---------------------------------------------------------------------- 2) Form, Schedule or Registration Statement No.: ---------------------------------------------------------------------- 3) Filing Party: ---------------------------------------------------------------------- 4) Date Filed: ---------------------------------------------------------------------- (COMPUTERSHARE FUND SERVICES LOGO) RIVERSOURCE/WO#19830: TOUCH-TONE TELEPHONE VOTING SCRIPT "RIVERSOURCE FUNDS." CARD TYPE: SMART CARD (MULTIPLE FUNDS PER CAMPAIGN) / REGULAR VOTING EXPECTED MAIL DATE: 4/20/2009 MEETING DATE: JUNE 2, 2009 TEST CONTROL NUMBER (s): XXX XXXXX XXX XXX TEST SECURITY CODE (s): XXXX XXXX WHEN CONNECTED TO THE TOLL-FREE NUMBER 1-866-241-6192, THE SHAREHOLDER WILL HEAR: "Welcome! Please enter the number located in the shaded box on your voting instruction card." WHEN THE SHAREHOLDER ENTERS THE NUMBER, HE/SHE WILL HEAR: To proceed, please enter the 8 digit code located in the non-shaded box on your voting instruction card WHEN THE SHAREHOLDER ENTERS THE CODE, HE/SHE WILL HEAR: "THIS IS THE AUTOMATED TELEPHONE VOTING SITE FOR THE JOINT SPECIAL MEETING OF SHAREHOLDERS OF THE [SELIGMAN FUNDS] [RIVERSOURCE FUNDS] [RIVERSOURCE REAL ESTATE FUND] "TO VOTE AS THE BOARD RECOMMENDS ON ALL PROPOSALS, PRESS 1 NOW." "TO VOTE ON EACH PROPOSAL SEPARATELY, PRESS 0 NOW." OPTION 1: IF VOTING AS THE BOARD RECOMMENDS: "To hear how you have voted, press 1." "To cancel your vote, press 2." "To save how you have voted, press 3." IF THE SHAREHOLDER PRESSES 1 TO HEAR THE VOTES: "Your vote will be saved automatically should you decide to hang up during vote playback." "Your vote has been cast as follows, "YOU HAVE VOTED AS THE BOARD RECOMMENDED." "To hear how you have voted, press 1." "To cancel your vote, press 2." "To save how you have voted, press 3." IF THE SHAREHOLDER PRESSES 2 TO CANCEL THE VOTES: "Your vote has been canceled." "To enter another vote, press 1 now." "To end this call, press 0 now." IF THE SHAREHOLDER PRESSES 3 TO SAVE THE VOTES: "Your vote has been saved." "To enter another vote, press 1 now." "To end this call press 0 now." IF THE SHAREHOLDER ELECTS TO VOTE ANOTHER PROXY, HE/SHE IS RETURNED TO THE ABOVE SPEECH "PLEASE ENTER THE NUMBER". IF THE SHAREHOLDER ELECTS TO END THE CALL, HE/SHE WILL HEAR: "Thank you for voting."
OPTION 2: IF THE SHAREHOLDER OPTS TO VOTE ON EACH PROPOSAL SEPARATELY: * IF A SHAREHOLDER OWNS MULTIPLE HOLDINGS, HE/SHE WILL HEAR:* ["PROPOSAL X:] To vote FOR press 1. AGAINST press 9. ABSTAIN press 0." ["Proposal X:] To vote FOR press 1. AGAINST press 9. ABSTAIN press 0." ["Proposal X:] To vote FOR press 1. AGAINST press 9. ABSTAIN press 0." ["Proposal X:] To vote FOR press 1. AGAINST press 9. ABSTAIN press 0."
WHEN THE SHAREHOLDER HAS COMPLETED VOTING ON ALL PROPOSALS, HE/SHE WILL HEAR: "To hear how you have voted, press 1." "To cancel your vote, press 2." "To save how you have voted, press 3." IF THE SHAREHOLDER PRESSES 1, HE/SHE WILL HEAR: "Your vote will be saved automatically should you decide to hang up during vote playback." "Your vote has been cast as follows (vote for each proposal and holding are given)." "To hear how you have voted, press 1." "To cancel your vote, press 2." "To save how you have voted, press 3."
IF THE SHAREHOLDER PRESSES 2, TO CANCEL THE VOTES, HE/SHE WILL HEAR: "Your vote has been canceled." "To enter another vote, press 1 now." "To end this call, press 0 now." IF THE SHAREHOLDER PRESSES 3, TO SAVE THE VOTES, HE/SHE WILL HEAR: "Your vote has been saved." "To enter another vote, press 1 now." "To end this call press 0 now."
IF THE SHAREHOLDER ELECTS TO VOTE ANOTHER PROXY, HE/SHE IS RETURNED TO THE ABOVE SPEECH "PLEASE ENTER THE NUMBER". IF THE SHAREHOLDER ELECTS TO END THE CALL, HE/SHE WILL HEAR: "Thank you for voting." CALL IS TERMINATED. Page 1 of 1 Enter your 14 digit control number from the shaded box on your notice or card: Enter your 8 digit security code from the unshaded box on your notice or card: Login Proxy/Voting Instruction Card Notice 123 1234 1234 123 1234 1234 PLEASE USE THE 14 DIGIT CONTROL NUMBER & 8 DIGIT SECURITY CODE LISTED (Arrow) (Arrow) IN THE BOXES BELOW WHEN REQUESTING MATERIAL VIA TELEPHONE & INTERNET. Control Number Security Code WHEN YOU ARE READY TO VOTE, YOU CAN USE THE SAME CONTROL NUMBER & Note: Please sign exactly as your name(s) SECURITY CODE TO RECORD YOUR VOTE. appear on this card. Joint owners should each sign individually. Corporate 123 4567 6901 234 1234 5678 proxies should be signed in full corporate name by an authorized (Arrow) (Arrow) officer. Fiduciaries should give full titles. Control Number Security Code - ----------------------------------------- Signature - ----------------------------------------- Signature of joint owner, if any - ----------------------------------------- Date WARNING! This resource is provided for authorized users only. Any unauthorized access, use or publication of this content is strictly prohibited. Violators will be prosecuted. Your browser must support JavaScript 1.1 or higher in order to continue. Click on the Help link at the bottom for more information and navigation tips. If you are unable to vote your proxy using this service because of technical difficulties, you should refer to your Proxy Package for other voting options. (VERISIGN SECURED(TM) LOGO) VERIFY (Triangle) ABOUT SSL CERTIFICATES Reproduction in whole or in part in any form or medium without express written permission of Computershare Limited is prohibited. (C) 2009 - Computershare. All Rights Reserved. Contact Us - Security - Privacy Policy - Help - Computershare Proxy Direct - Place Your Vote Page 1 of 1 Mark All (Arrow) Board Recommended Proposals Mark All (Arrow) For Against Abstain 1 To approve an Agreement and Plan of Reorganization between RiverSource Global Technology Fund and Seligman Global Technology Fund. FUND SPECIFIC VOTE RiverSource Global Technology Fund [ ] For [ ] Against [ ] Abstain 2 To approve an Agreement and Plan of Reorganization between RiverSource Growth Fund and Seligman Growth Fund, Inc. FUND SPECIFIC VOTE RiverSource Growth Fund [ ] For [ ] Against [ ] Abstain 3 To approve an Agreement and Plan of Reorganization between RiverSource Large Cap Value Fund and RiverSource Equity Value Fund. FUND SPECIFIC VOTE RiverSource Large Cap Value Fund [ ] For [ ] Against [ ] Abstain 4 To approve an Agreement and Plan of Reorganization between RiverSource Small Cap Advantage Fund and Seligman Smaller-Cap Value Fund. FUND SPECIFIC VOTE RiverSource Small Cap Advantage Fund [ ] For [ ] Against [ ] Abstain If you have questions regarding the voting process, please call (866)438-8932. Cancel Vote & Exit Submit Vote (C) 2009 - Computershare. All Rights Reserved. Contact Us - Security - Privacy Policy - Help - Computershare Proxy Direct - Place Your Vote Page 1 of 1 Mark All (Arrow) Board Recommended Proposals Mark All (Arrow) For Against Abstain 1A To approve an Agreement and Plan of Reorganization between RiverSource Large Cap Equity Fund and RiverSource Disciplined Equity Fund. FUND SPECIFIC VOTE RiverSource Large Cap Equity Fund [ ] For [ ] Against [ ] Abstain 1B To approve an Agreement and Plan of Reorganization between Seligman Common Stock Fund, Inc. and RiverSource Disciplined Equity Fund. FUND SPECIFIC VOTE Seligman Common Stock Fund, Inc. [ ] For [ ] Against [ ] Abstain If you have questions regarding the voting process, please call (866)438-8932. Cancel Vote & Exit Submit Vote (C) 2009 - Computershare. All Rights Reserved. Contact Us - Security - Privacy Policy - Help - Computershare Proxy Direct - Place Your Vote Page 1 of 2 Mark All (Arrow) Board Recommended Proposals Mark All (Arrow) For Against Abstain 1 To approve an Agreement and Plan of Reorganization between Seligman Colorado Municipal Class and Seligman National Municipal Class. FUND SPECIFIC VOTE Seligman Colorado Municipal Class [ ] For [ ] Against [ ] Abstain 2 To approve an Agreement and Plan of Reorganization between Seligman Florida Municipal Series and Seligman National Municipal Class. FUND SPECIFIC VOTE Seligman Florida Municipal Series [ ] For [ ] Against [ ] Abstain 3 To approve an Agreement and Plan of Reorganization between Seligman Georgia Municipal Class and Seligman National Municipal Class. FUND SPECIFIC VOTE Seligman Georgia Municipal Class [ ] For [ ] Against [ ] Abstain 4 To approve an Agreement and Plan of Reorganization between Seligman Louisiana Municipal Class and Seligman National Municipal Class. FUND SPECIFIC VOTE Seligman Louisiana Municipal Class [ ] For [ ] Against [ ] Abstain 5 To approve an Agreement and Plan of Reorganization between Seligman Maryland Municipal Class and Seligman National Municipal Class. FUND SPECIFIC VOTE Seligman Maryland Municipal Class [ ] For [ ] Against [ ] Abstain 6 To approve an Agreement and Plan of Reorganization between Seligman Massachusetts Municipal Class and Seligman National Municipal Class. FUND SPECIFIC VOTE Seligman Massachusetts Municipal Class [ ] For [ ] Against [ ] Abstain 7 To approve an Agreement and Plan of Reorganization between Seligman Michigan Municipal Class and Seligman National Municipal Class. FUND SPECIFIC VOTE Seligman Michigan Municipal Class [ ] For [ ] Against [ ] Abstain 8 To approve an Agreement and Plan of Reorganization between Seligman Missouri Municipal Class and Seligman National Municipal Class. FUND SPECIFIC VOTE Seligman Missouri Municipal Class [ ] For [ ] Against [ ] Abstain Computershare Proxy Direct - Place Your Vote Page 2 of 2 9 To approve an Agreement and Plan of Reorganization between Seligman New Jersey Municipal Fund, Inc. and Seligman National Municipal Class. FUND SPECIFIC VOTE Seligman New Jersey Municipal Fund, Inc. [ ] For [ ] Against [ ] Abstain 10 To approve an Agreement and Plan of Reorganization between Seligman North Carolina Municipal Series and Seligman National Municipal Class. FUND SPECIFIC VOTE Seligman North Carolina Municipal Series [ ] For [ ] Against [ ] Abstain 11 To approve an Agreement and Plan of Reorganization between Seligman Ohio Municipal Class and Seligman National Municipal Class. FUND SPECIFIC VOTE Seligman Ohio Municipal Class [ ] For [ ] Against [ ] Abstain 12 To approve an Agreement and Plan of Reorganization between Seligman Oregon Municipal Class and Seligman National Municipal Class. FUND SPECIFIC VOTE Seligman Oregon Municipal Class [ ] For [ ] Against [ ] Abstain 13 To approve an Agreement and Plan of Reorganization between Seligman Pennsylvania Municipal Fund Series and Seligman National Municipal Class. FUND SPECIFIC VOTE Seligman Pennsylvania Municipal Fund [ ] For [ ] Against [ ] Abstain Series 14 To approve an Agreement and Plan of Reorganization between Seligman South Carolina Municipal Class and Seligman National Municipal Class. FUND SPECIFIC VOTE Seligman South Carolina Municipal Class [ ] For [ ] Against [ ] Abstain If you have questions regarding the voting process, please call (866)438-8932. Cancel Vote & Exit Submit Vote (C) 2009 - Computershare. All Rights Reserved. Contact Us - Security - Privacy Policy - Help - Computershare Proxy Direct - Place Your Vote Page 1 of 1 Mark All (Arrow) Board Recommended Proposals Mark All (Arrow) For Against Abstain 1A To approve an Agreement and Plan of Reorganization between Seligman Asset Allocation Aggressive Growth Fund and RiverSource Portfolio Builder Total Equity Fund. FUND SPECIFIC VOTE Seligman Asset Allocation Aggressive [ ] For [ ] Against [ ] Abstain Growth Fund 1B To approve an Agreement and Plan of Reorganization between Seligman Asset Allocation Growth Fund and RiverSource Portfolio Builder Total Equity Fund. FUND SPECIFIC VOTE Seligman Asset Allocation Growth Fund [ ] For [ ] Against [ ] Abstain 2 To approve an Agreement and Plan of Reorganization between Seligman Asset Allocation Moderate Growth Fund and RiverSource Portfolio Builder Aggressive Fund. FUND SPECIFIC VOTE Seligman Asset Allocation Moderate [ ] For [ ] Against [ ] Abstain Growth Fund 3 To approve an Agreement and Plan of Reorganization between Seligman Asset Allocation Balanced Fund and RiverSource Portfolio Builder Moderate Aggressive Fund. FUND SPECIFIC VOTE Seligman Asset Allocation Balanced Fund [ ] For [ ] Against [ ] Abstain If you have questions regarding the voting process, please call (866)438-8932. Cancel Vote & Exit Submit Vote (C) 2009 - Computershare. All Rights Reserved. Contact Us - Security - Privacy Policy - Help - Computershare Proxy Direct - Place Your Vote Page 1 of 2 Mark All (Arrow) Board Recommended Proposals Mark All (Arrow) For Against Abstain 1 To approve an Agreement and Plan of Reorganization between Seligman Core Fixed Income Fund, Inc. and RiverSource Diversified Bond Fund. FUND SPECIFIC VOTE Seligman Core Fixed Income Fund, Inc. [ ] For [ ] Against [ ] Abstain 2 To approve an Agreement and Plan of Reorganization between Seligman Emerging Markets Fund and Threadneedle Emerging Markets Fund. FUND SPECIFIC VOTE Seligman Emerging Markets Fund [ ] For [ ] Against [ ] Abstain 3 To approve an Agreement and Plan of Reorganization between Seligman Global Growth Fund and Threadneedle Global Equity Fund. FUND SPECIFIC VOTE Seligman Global Growth Fund [ ] For [ ] Against [ ] Abstain 4 To approve an Agreement and Plan of Reorganization between Seligman High-Yield Fund and RiverSource High Yield Bond Fund. FUND SPECIFIC VOTE Seligman High-Yield Fund [ ] For [ ] Against [ ] Abstain 5 To approve an Agreement and Plan of Reorganization between Seligman Income and Growth Fund, Inc. and RiverSource Balanced Fund. FUND SPECIFIC VOTE Seligman Income and Growth Fund, Inc. [ ] For [ ] Against [ ] Abstain 6 To approve an Agreement and Plan of Reorganization between Seligman International Growth Fund and RiverSource Partners International Select Growth Fund. FUND SPECIFIC VOTE Seligman International Growth Fund [ ] For [ ] Against [ ] Abstain 7 To approve an Agreement and Plan of Reorganization between Seligman U.S. Government Securities Fund and RiverSource Short Duration U.S. Government Fund. FUND SPECIFIC VOTE Seligman U.S. Government Securities Fund [ ] For [ ] Against [ ] Abstain 8 To approve a policy authorizing RiverSource Investments, LLC, with the approval of the Board of Directors, to enter into and materially amend a subadvisory agreement, without obtaining shareholder approval. FUND SPECIFIC VOTE Seligman Emerging Markets Fund [ ] For [ ] Against [ ] Abstain Computershare Proxy Direct - Place Your Vote Page 2 of 2 9 To approve a policy authorizing RiverSource Investments, LLC, with the approval of the Board of Directors, to enter into and materially amend a subadvisory agreement, without obtaining shareholder approval. FUND SPECIFIC VOTE Seligman Global Growth Fund [ ] For [ ] Against [ ] Abstain 10 To approve a policy authorizing RiverSource Investments, LLC, with the approval of the Board of Directors, to enter into and materially amend a subadvisory agreement, without obtaining shareholder approval. FUND SPECIFIC VOTE Seligman International Growth Fund [ ] For [ ] Against [ ] Abstain If you have questions regarding the voting process, please call (866)438-8932. Cancel Vote & Exit Submit Vote (C) 2009 - Computershare. All Rights Reserved. Contact Us - Security - Privacy Policy - Help - Computershare Proxy Direct - Place Your Vote Page 1 of 1 FUNDS Seligman Global Smaller Companies Fund Seligman International Growth Portfolio Mark All (Arrow) Board Recommended Proposals Mark All (Arrow) For Against Abstain 1 To approve a policy authorizing RiverSource Investments, LLC, with the approval of the Board of Directors, to enter into and materially amend a subadvisory agreement, without obtaining shareholder approval. [ ] For [ ] Against [ ] Abstain If you have questions regarding the voting process, please call (866)438-8932. Cancel Vote & Exit Submit Vote (C) 2009 - Computershare. All Rights Reserved. Contact Us - Security - Privacy Policy - Help - Computershare Proxy Direct - Place Your Vote Page 1 of 1 FUNDS RiverSource Real Estate Fund Mark All (Arrow) Board Recommended Proposals Mark All (Arrow) For Against Abstain 1 To approve a change in the classification of RiverSource Real Estate Fund from a "diversified" fund to a "non-diversified" fund. [ ] For [ ] Against [ ] Abstain If you have questions regarding the voting process, please call (866)438-8932. Cancel Vote & Exit Submit Vote (C) 2009 - Computershare. All Rights Reserved. Contact Us - Security - Privacy Policy - Help - MUTUAL FUNDS REGULAR OUTBOUND CALL FLOW - -------------------------------------------------------------------------------- "Hello, I'm trying to reach (s/h name). Is he/she available? MY NAME IS ____ AND I'M CALLING ON A RECORDED LINE REGARDING YOUR INVESTMENT IN THE (FUND NAME). We sent you a proxy card to register your vote for the shareholder meeting and haven't received it back, so we're calling to ask if you "would have any objections to voting along with the recommendations of your Board?" - -------------------------------------------------------------------------------- - ---- ----- NO YES - ---- ----- | | | \|/ | ------------------------------------------------------ | ( Use Appropriate Rebuttal ) | | WOULD YOU HAVE ANY OBJECTIONS TO VOTING ALONG WITH THE | RECOMMENDATIONS OF YOUR BOARD? | ------------------------------------------------------ | | ------------------ ---------------- | -------------- SHAREHOLDER AGREES SHAREHOLDER | | TO VOTE DECLINES TO VOTE | | ------------------ ---------------- | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | \|/ \|/ | - ---------------------------- | I AM RECORDING YOUR ( ) VOTE | AND WILL SEND YOU A PRINTED | CONFIRMATION TO (ADDRESS). | FOR CONFIRMATION PURPOSES, | MAY I HAVE THE CITY, STATE | AND ZIP CODE THAT WE'LL BE | MAILING YOUR CONFIRMATION | TO? | - ---------------------------- \|/ | ---------------------------------------- | I would like to leave you with our toll | free number, do you have a pen and paper | handy? If you could take a brief moment, | to quickly vote your shares over the \|/ phone, please call (Inbound Toll Free). - ------------------------------------- Your participation would be greatly Thank you for your time and your vote appreciated. Thank you for your time. Mr./Mrs. ___________ have a good ___! Have a good day/evening. - ------------------------------------- ---------------------------------------- MUTUAL FUNDS REGULAR OUTBOUND CALL FLOW - ALTERNATE INTRODUCTION CALL FLOWS "Hello, I'm trying to reach (s/h name). Is he/she available? MY NAME IS ____ AND I'M CALLING ON A RECORDED LINE REGARDING YOUR INVESTMENT IN THE (FUND NAME). We sent you a proxy card to register your vote for the shareholder meeting and haven't received it back, so we're calling to ask if you "would have any objections to voting along with the recommendations of your Board?" ALTERNATE INTRODUCTION CALL FLOWS: IF INVESTMENT IS IN A TRUST: MY NAME IS ____ AND I'M CALLING ON A RECORDED LINE REGARDING THE INVESTMENT IN THE (FUND NAME) HELD IN ( TRUST NAME ) FOR WHICH YOU ARE LISTED AS TRUSTEE. IF INVESTMENT IS IN A CUSTODIAL ACCT FOR A MINOR: MY NAME IS ____ AND I'M CALLING ON A RECORDED LINE REGARDING THE INVESTMENT IN THE (FUND NAME) YOU CONTROL AS CUSTODIAN FOR ( NAME OF MINOR ). IF INVESTMENT IS HELD BY AN ASSOCIATION OR CLUB: MY NAME IS ____ AND I'M CALLING ON A RECORDED LINE REGARDING THE INVESTMENT IN THE (FUND NAME) HELD IN ( ASSOCIATION / CLUB NAME ) FOR WHICH YOU ARE LISTED AS CONTACT. IF INVESTMENT IS IN A COMPANY NAME: . MY NAME IS ____ AND I'M CALLING ON A RECORDED LINE REGARDING THE INVESTMENT IN THE (FUND NAME) HELD BY ( COMPANY'S NAME ) FOR WHICH YOU ARE LISTED AS CONTACT. IF INVESTMENT IS IN 401 K / PENSION PLAN HELD BY COMPANY NAME: MY NAME IS ____ AND I'M CALLING ON A RECORDED LINE REGARDING THE INVESTMENT IN THE (FUND NAME) HELD THE ( COMPANY'S NAME ) ( 401 K / PENSION PLAN ) FOR WHICH YOU ARE LISTED AS CONTACT PERSON. RIVERSOURCE BRIEFLY INBOUND TOLL FREE #:1-866-438-8932 RIVERSOURCE FUNDS (SEE APPENDIX A FOR A LIST OF FUNDS INVOLVED) MEETING DATE & TIME: Tuesday, June 2, 2009 @ 10:00 a.m., (Central Daylight Time) MEETING PLACE: The Marquette Hotel, Minnesota River Room on the Third Floor 710 Marquette Avenue, Minneapolis, Minnesota RECORD DATE: April 3, 2009 MAIL DATE: On or about April 20, 2009
LED DISPLAY: "RiverSource" / PROXY01 DATABASE NAME: "RiverSource Funds 02.06.09" PLEASE NOTE: Our name and toll-free number ARE printed in the the proxy statement. We are referred to as "Computershare Fund Services". THE SPECIAL MEETING IS BEING HELD FOR THE FOLLOWING PURPOSES: 1. THE REORGANIZATION PROPOSALS: To approve the Agreement and Plan of Reorganization (the "Agreement") by and among (the "Selling Fund"), (the "Buying Fund") and RiverSource Investments, LLC ("RiverSource Investments"). Under this Agreement, the Selling Fund will transfer all of its assets attributable to each class of its shares to the corresponding Buying Fund, as indicated below, in exchange for shares of the corresponding class of the Buying Fund and the assumption by the Buying Fund of all of the liabilities of the Selling Fund. The Buying Fund shares will be distributed proportionately to shareholders of the relevant class of the Selling Fund. (FOR ALL FUNDS EXCEPT THE SELIGMAN GLOBAL SMALLER COMPANIES FUND, THE SELIGMAN INTERNATIONAL GROWTH PORTFOLIO AND THE RIVERSOURCE REAL ESTATE FUND) 2. THE MANAGER-OF-MANAGERS PROPOSAL: To approve a policy authorizing RiverSource Investments, LLC, with the approval of the Board of Directors, to enter into and materially amend a subadvisory agreement, without obtaining shareholder approval. (FOR THE SELIGMAN EMERGING MARKETS FUND, SELIGMAN GLOBAL GROWTH FUND, SELIGMAN INTERNATIONAL GROWTH FUND, SELIGMAN GLOBAL SMALLER COMPANIES FUND AND SELIGMAN INTERNATIONAL GROWTH PORTFOLIO ONLY) 3. THE RECLASSIFICATION PROPOSAL: To approve the change in the classification of the Fund from a "diversified" fund to a "non-diversified" fund, as such terms are defined under the Investment Company Act of 1940, as amended. (FOR THE RIVERSOURCE REAL ESTATE FUND ONLY) BRIEFLY 1 RIVERSOURCE REAL ESTATE FUND At this special meeting shareholders are being asked to approve the change in the classification of the Fund from a "diversified" fund to a "non-diversified" fund. The Board recommends a vote in favor of the proposal. Would you have any objections to voting along with the recommendation of your Board? BRIEFLY 2 SELIGMAN GLOBAL SMALLER COMPANIES FUND At this special meeting shareholders are being asked to approve a Manager of Managers Proposal. The Board recommends a vote in favor of the proposal. Would you have any objections to voting along with the recommendation of your Board? BRIEFLY 3 SELIGMAN EMERGING MARKETS FUND SELIGMAN GLOBAL GROWTH FUND SELIGMAN INTERNATIONAL GROWTH FUND At this special meeting shareholders are being asked to approve an Agreement and Plan of Reorganization and to approve a Manager of Managers Proposal. The Board recommends a vote in favor of the proposals. Would you have any objections to voting along with the recommendations of your Board? BRIEFLY 4 ALL OTHER FUNDS (EXCEPT SELIGMAN INTERNATIONAL GROWTH PORTFOLIO) At this special meeting shareholders are being asked to approve an Agreement and Plan of Reorganization. The Board recommends a vote in favor of the proposal. Would you have any objections to voting along with the recommendation of your Board? BRIEFLY 5 SELIGMAN INTERNATIONAL GROWTH PORTFOLIO (INFO AGENT ONLY) At this special meeting shareholders are being asked to approve a Manager of Managers Proposal. The Board recommends a vote in favor of the proposal. ****************************** OUR ROLE IS TO ACT AS INFORMATION AGENTS FOR THE SELIGMAN INTERNATIONAL GROWTH PORTFOLIO. OUR RESPONSIBILITIES ARE TO PROVIDE ASSISTANCE AND INFORMATION TO SHAREHOLDERS AS TO: - Date and time of the meeting - Details of the proposals to be voted on at the meeting - Information regarding the Board's recommendations - Provide details on how the Shareholders can vote their proxy (in person, by mail or following other methods provided on the proxy card) ****************************** Q. WHY DID I RECEIVE THESE MATERIALS? The insurance company that issued your variable life insurance policy or variable annuity contract is the legal owner of the Fund's shares and will vote those shares at the Meeting. HOWEVER, AS A CONTRACT HOLDER YOU ARE ENTITLED TO INSTRUCT THE INSURANCE COMPANY HOW TO VOTE. THE REORGANIZATION PROPOSALS See Appendix A for a chart which outlines each reorganization and the funds involved. Q1. WHAT AM I BEING ASKED TO VOTE ON (AND HOW WOULD IT IMPACT MY INVESTMENT)? Shareholders are being asked to vote on the reorganization of (selling fund) into (buying fund). If the Reorganization of your Fund is approved by shareholders and the other closing conditions are met, your shares of your Fund will, in effect, be converted into shares of the Buying Fund with the same aggregate net asset value as your Selling Fund shares at the time of the Reorganization. Q2. WHY IS THIS REORGANIZATION BEING PROPOSED? RiverSource Investments, LLC, a wholly-owned subsidiary of Ameriprise Financial, Inc. and the investment manager of the Funds, recently purchased all of the outstanding capital stock of J. & W. Seligman & Co. Incorporated, the former investment manager of the Seligman Funds and became the investment manager of the Seligman Funds. In connection with the purchase of Seligman, the RiverSource Family of Funds now includes funds branded "Seligman," in addition to funds branded "RiverSource" and "Threadneedle". RiverSource Investments has proposed that certain Seligman Funds and RiverSource Funds be reorganized into certain other Seligman Funds, RiverSource Funds or Threadneedle Funds. Q3. WHAT ARE THE BENEFITS OF THE REORGANIZATION? The Reorganization of each Selling Fund into the corresponding Buying Fund would result in a larger combined fund with the same or similar investment objectives, principal investment strategies and fundamental investment policies*, which will allow for more focused distribution, potentially increasing sales of and economies of scale in the combined fund. * For the 14 Seligman State Municipal Funds reorganizing into the Seligman National Municipal Fund (Book 3), the buying fund does not seek income exempt from the income tax of any particular state. Q4. WILL FUND FEES/EXPENSES BE IMPACTED AS A RESULT OF THE REORGANIZATION? AGENT NOTE: Please refer shareholders to the section of their proxy statement entitled: Fees and Expenses. BOOK 1 PAGES 7 - 18 BOOK 2 PAGES 5 - 9 BOOK 3 PAGES 8 - 13 BOOK 4 PAGES 7 - 14 BOOK 5 PAGES 10 - 25
Q5. WILL I BE CHARGED ANY SALES CHARGE IN CONNECTION WITH THE EXCHANGE OF SHARES? You will not pay any sales charge in connection with the distribution of Reorganization Shares. Q6. WHAT ARE THE TAX CONSEQUENCES OF THE REORGANIZATION? Each Reorganization is expected to be tax-free for federal income tax purposes. AGENT NOTE: Please refer shareholders to consult their own tax advisors for any tax-related questions. Q7. WHEN WOULD THE REORGANIZATION OCCUR? The Reorganizations will take place as soon as possible following shareholder approval, and are expected to close BEFORE THE END OF THE THIRD QUARTER OF 2009. THE BOARD RECOMMENDS THAT YOU VOTE FOR THE REORGANIZATION OF YOUR FUND. THE MANAGER-OF-MANAGERS PROPOSAL This proposal applies only to the SELIGMAN EMERGING MARKETS FUND, SELIGMAN GLOBAL GROWTH FUND, SELIGMAN INTERNATIONAL GROWTH FUND, SELIGMAN GLOBAL SMALLER COMPANIES FUND and SELIGMAN INTERNATIONAL GROWTH PORTFOLIO. Q1. WHAT AM I BEING ASKED TO VOTE ON? Shareholders are being asked to consider a proposal to approve a policy authorizing RiverSource Investments, LLC, the Funds' investment manager, with the approval of the Board, to enter into and materially amend a subadvisory agreement, without obtaining shareholder approval. Q2. WHY AM I BEING ASKED APPROVE THIS PROPOSAL? RiverSource Investments, a wholly-owned subsidiary of Ameriprise Financial, Inc. and the investment manager of the Funds, recently purchased all of the outstanding capital stock of J. & W. Seligman & Co. Incorporated, the former investment manager of the Seligman Funds, and became the investment manager of the Seligman Funds. Shareholders of the Funds are being asked to approve the Manager of Managers Proposal in order to conform the Funds' policies in this respect to the policies of the other funds in the RiverSource Family of Funds. THIS PROPOSAL WILL ALLOW THE INVESTMENT MANAGER, WITH THE OVERSIGHT AND APPROVAL OF THE BOARD, THE FLEXIBILITY TO APPOINT NEW SUBADVISERS AND/OR MATERIALLY MODIFY SUBADVISORY AGREEMENTS WITHOUT THE DELAY AND COST ASSOCIATED WITH HOLDING A SHAREHOLDER MEETING. Q3. WHAT IS THE BENEFIT OF THIS PROPOSAL? Federal securities laws generally require that shareholders approve agreements between a fund and its subadviser, as well as between a fund and its investment manager. Shareholder action also is required if the terms of existing agreements are changed materially or if there is a change in control of the subadviser or investment manager. In order to obtain shareholder approval, the fund must call and conduct shareholder meetings, prepare and distribute proxy materials and solicit votes from shareholders. The process is costly and time-consuming. THE BOARD BELIEVES THAT GRANTING RIVERSOURCE INVESTMENTS, SUBJECT TO THE REVIEW AND APPROVAL OF THE BOARD, FLEXIBILITY TO SELECT, TO SUPERVISE AND TO EVALUATE SUBADVISERS, WITHOUT INCURRING THE OTHERWISE NECESSARY DELAY AND EXPENSE OF OBTAINING SHAREHOLDER APPROVAL, IS IN THE BEST INTEREST OF THE SHAREHOLDERS BECAUSE IT WILL ALLOW EACH FUND TO OPERATE MORE EFFICIENTLY. Q4. WHEN WOULD THIS POLICY GO INTO EFFECT? If shareholders approve the Manager of Managers Proposal, it will take effect shortly after the Meeting. Q5. WHAT WOULD HAPPEN IF THIS PROPOSAL IS NOT APPROVED? If the Manager of Managers Proposal is not approved, the Funds will continue to require shareholder approval of changes in subadvisory relationships (other than the termination of an existing subadviser). THE BOARD RECOMMENDS THAT YOU VOTE "FOR" THE THE MANAGER OF MANAGERS PROPOSAL. THE RECLASSIFICATION PROPOSAL This proposal applies only to the RIVERSOURCE REAL ESTATE FUND. Q1. WHAT AM I BEING ASKED TO VOTE ON? Shareholders are being asked to approve a change in the classification of the Fund from a "diversified" fund to a "non-diversified" fund, as defined under the 1940 Act. Q2. HOW IS MY FUND CURRENTLY CLASSIFIED? The Fund is currently classified as a diversified fund under the 1940 Act. This means that the Fund may not, with respect to 75% of its total assets, invest more than 5% of its total assets in any one issuer or purchase more than 10% of the outstanding voting securities of any one issuer. With respect to the remaining 25% of the Fund's total assets, there is no limitation on the amount of assets the Fund may invest in any one issuer. Q3. WHY DOES THE FUND WISH TO CHANGE IT'S CLASSIFICATION FROM "DIVERSIFIED" TO "NON-DIVERSIFIED"? The Fund's investment manager is seeking the flexibility to invest more of the Fund's assets in a smaller number of issuers because due to current market conditions, a number of companies operating in the real estate industry, including equity securities of real estate investment trusts (REITs), which the Fund generally invests in, have dramatically declined in their stock prices, have been bought out or have gone into bankruptcy. Also the top 5 stocks in the Dow Jones Wilshire Real Estate Securities Index, the Fund's primary benchmark, constitute 30% of the Index and the top 10 stocks in the Index constitute 45% of the Index. Under these circumstances the investment manager has fewer companies to invest in to achieve Fund's investment objective and to comply with its investment policies. Q4. WHAT ARE THE BENEFITS OF THIS CHANGE? The Fund's investment manager believes the increased flexibility resulting from the Reclassification will allow the Fund to better pursue its investment objective of providing shareholders with total return from both current income and capital appreciation. Q5. WHAT WOULD HAPPEN IF THIS PROPOSAL IS NOT APPROVED? If the proposed change is not approved, the Fund will continue to operate as a diversified fund. Q6. IF THIS PROPOSAL IS APPROVED, WOULD THERE BE ANY TAX CONSEQUENCES TO ME? There will be no adverse tax consequences as a result of the change in classification. THE BOARD RECOMMENDS THAT YOU VOTE "FOR" THE RECLASSIFICATION OF THE FUND. APPENDIX A - LIST OF FUNDS
BOOK FUNDS INVOLVED IN SHAREHOLDER MEETING BUYING FUND (FOR REORGANIZATION PROPOSAL) - ---- ------------------------------------------------ ------------------------------------------------------ 1 RIVERSOURCE GLOBAL TECHNOLOGY FUND SELIGMAN GLOBAL TECHNOLOGY FUND RIVERSOURCE GROWTH FUND SELIGMAN GROWTH FUND, INC. RIVERSOURCE LARGE CAP VALUE FUND RIVERSOURCE EQUITY VALUE FUND RIVERSOURCE SMALL CAP ADVANTAGE FUND SELIGMAN SMALLER-CAP VALUE FUND 2 RIVERSOURCE LARGE CAP EQUITY FUND RIVERSOURCE DISCIPLINED EQUITY FUND SELIGMAN COMMON STOCK FUND, INC. 3 SELIGMAN COLORADO MUNICIPAL CLASS SELIGMAN NATIONAL MUNICIPAL CLASS SELIGMAN FLORIDA MUNICIPAL SERIES SELIGMAN GEORGIA MUNICIPAL CLASS SELIGMAN LOUISIANA MUNICIPAL CLASS SELIGMAN MARYLAND MUNICIPAL CLASS SELIGMAN MASSACHUSETTS MUNICIPAL CLASS SELIGMAN MICHIGAN MUNICIPAL CLASS SELIGMAN MISSOURI MUNICIPAL CLASS
SELIGMAN NEW JERSEY MUNICIPAL FUND, INC. SELIGMAN NORTH CAROLINA MUNICIPAL SERIES SELIGMAN OHIO MUNICIPAL CLASS SELIGMAN OREGON MUNICIPAL CLASS SELIGMAN PENNSYLVANIA MUNICIPAL FUND SERIES SELIGMAN SOUTH CAROLINA MUNICIPAL CLASS 4 SELIGMAN ASSET ALLOCATION AGGRESSIVE GROWTH FUND RIVERSOURCE PORTFOLIO BUILDER TOTAL EQUITY FUND SELIGMAN ASSET ALLOCATION GROWTH FUND SELIGMAN ASSET ALLOCATION MODERATE GROWTH FUND RIVERSOURCE PORTFOLIO BUILDER AGGRESSIVE FUND SELIGMAN ASSET ALLOCATION BALANCED FUND RIVERSOURCE PORTFOLIO BUILDER MODERATE AGGRESSIVE FUND 5 SELIGMAN CORE FIXED INCOME FUND, INC. RIVERSOURCE DIVERSIFIED BOND FUND SELIGMAN EMERGING MARKETS FUND THREADNEEDLE EMERGING MARKETS FUND (AND MANAGER OF MANAGERS PROPOSAL) SELIGMAN GLOBAL GROWTH FUND THREADNEEDLE GLOBAL EQUITY FUND (AND MANAGER OF MANAGERS PROPOSAL) SELIGMAN HIGH-YIELD FUND RIVERSOURCE HIGH YIELD BOND FUND SELIGMAN INCOME AND GROWTH FUND, INC. RIVERSOURCE BALANCED FUND SELIGMAN INTERNATIONAL GROWTH FUND RIVERSOURCE PARTNERS INTERNATIONAL SELECT GROWTH FUND (AND MANAGER OF MANAGERS PROPOSAL) SELIGMAN U.S. GOVERNMENT SECURITIES FUND RIVERSOURCE SHORT DURATION U.S. GOVERNMENT FUND 6 SELIGMAN GLOBAL SMALLER COMPANIES FUND N/A - MANAGER OF MANAGERS PROPOSAL ONLY SELIGMAN INTERNATIONAL GROWTH PORTFOLIO N/A - MANAGER OF MANAGERS PROPOSAL ONLY 7 RIVERSOURCE REAL ESTATE FUND N/A - RECLASSIFICATION PROPOSAL ONLY
RIVERSOURCE/SELIGMAN 2009 PROXIES - FREQUENTLY ASKED QUESTIONS (UPDATED 4/15/09) PROXIES WHAT ARE THE PROPOSALS THAT WILL BE INCLUDED IN THE PROXIES? Shareholders will be asked to consider merger and/or non-merger proposals. The proposed changes will be implemented pending shareholder approval. - FUND MERGERS -- shareholders of 31 funds will be asked to consider the merger of their fund into existing RiverSource(R), Seligman(R), Threadneedle(R) and RiverSource Partners funds. - NON-MERGER PROPOSALS 1. Shareholders of five Seligman funds will be asked to consider approval of a manager of managers exemptive order, which will enable RiverSource Investments to more efficiently manage the funds. If the proposals are approved, the fund's board can approve changes to subadvisers and subadvisory relationships without incurring the delay and expense of going to shareholders, similar to other RiverSource Partners funds. The funds are: - Seligman Global Smaller Companies Fund - Seligman International Growth Portfolio (VIT Fund) - Seligman Emerging Markets Fund - Seligman Global Growth Fund - Seligman International Growth Fund 2. Shareholders of RiverSource Real Estate Fund will be asked to consider a proposal to reclassify the fund as a non-diversified fund under the Investment Company Act of 1940, which will permit the fund to have a more concentrated portfolio of investments. WHAT WILL THE SHAREHOLDER PROXY CONTAIN? The shareholder proxy will contain a detailed explanation of the proposed changes, voter instructions and a ballot including the relevant proposals. It is important to remember that an individual shareholder will only be asked to approve the proposals in which they hold a position. WHICH SHAREHOLDERS WILL RECEIVE PROXY BALLOTS? Shareholders who have holdings in the funds listed in the tables below as of the proxy record date will receive a proxy ballot. The record date is April 3, 2009. WHY WILL THE PROXY MAILING BE SPLIT INTO MULTIPLE BOOKS? Because of the number of funds involved in the proposals within this proxy, it will be split into seven books (see "Fund merger" section below). This approach helps us provide: 1. AN IMPROVED SHAREHOLDER EXPERIENCE - Most shareholders don't hold positions in all of the affected funds, so shareholders will receive books that are segmented to cover the positions they generally hold and not all of the funds affected. 2. A COST-EFFECTIVE MAILING - Because we are working to manage expenses prudently, reducing the materials into more manageable sizes helps optimize mailing costs. If we were to send proxy materials for all funds in a single mailing, it could be as large as 1,000 pages. Splitting the proxy into books of approximately 200 pages or less allows us to reduce the size of the packet shareholders receive, allowing us to maximize the cost efficiency of printing and mailing. Note that books 1-4 involve only proposed fund mergers, books 6 and 7 include only non-merger proposals and book 5 contains both proposed fund merger and non-merger proposals. WHAT IS THE TIMING OF THE PROXY MAILINGS? The record date is April 3, 2009. Proxy materials will begin to be mailed to shareholders on or about April 17, 2009. HOW CAN SHAREHOLDERS VOTE? Upon receiving a proxy statement and voting instructions, shareholders may vote in one of four ways: - By mail with the enclosed voting instruction card they received with the proxy materials - By telephone, 1 (866)-241-6192 - By online submission over the internet - In person at the shareholder meeting WHAT IS THE TOLL-FREE NUMBER FOR SHAREHOLDERS TO CALL TO VOTE ON THE PROXY? As noted above, clients and shareholders interested in voting by phone should call this toll-free number: 1 (866) 241-6192. This is a touch-tone system for voting only and is not answered by a live operator. WHERE SHOULD I DIRECT SHAREHOLDERS WHO HAVE QUESTIONS ABOUT THE PROXY VOTING PROCESS? For questions about the proxy voting process, shareholders should call 1 (866) 438-8932. SHOULD I ENCOURAGE CLIENTS WHO HEAR ABOUT THE UPCOMING PROXY, TO VOTE IN FAVOR OF THE RECOMMENDATIONS, EITHER BY SPEAKING TO THEM, OR BY MAIL OR EMAIL? While you may explain the proposals within the proxy to your clients and should encourage them to vote their shares, you may NOT advise clients or prospects on how to vote. Also, for regulatory reasons, you may not develop or send separate materials relating to the proxy solicitation. WILL CLIENT PHONE SOLICITATIONS BE A PART OF THE PROXY EFFORTS? Yes, for clients who do not respond to the proxies and vote their shares in a timely manner, phone solicitations by our vendor may take place. For each of the proxy proposals to pass, a quorum must be reached, meaning an appropriate number of shareholders who receive the proxy solicitation must vote, whether or not those votes are in favor of the proposals. To help reach these quorums, our vendor may call clients who haven't voted to solicit their votes. This is common practice in the industry, and consistent with what we have done with other proxy proposals in the past. Clients who vote their shares early will not be called by our vendor, so it may be helpful for you to encourage your clients to vote as soon as possible after receiving their ballots. HOW WILL MAILING TO HOUSEHOLDS BE HANDLED AS PART OF THIS PROXY? - For RiverSource shareholders, proxy cards will be consolidated in a single book for a household if the Last Name and Address for the cards are the same AND they have a positive consent on file. The package will be mailed to "Smith" household. However, if a household has more than one account with different last names but the same address, and has consented to householding, the cards will not be combined for one book and separate mailings will be completed. - For Seligman shareholders, householding is based on a head of household indicator, so if the household has two different last names, and has consented to householding, the cards will be combined for one book. The mailing will be addressed to the individual listed as head of household in the Seligman file. WHAT IF A SHAREHOLDER HOLDS POSITIONS IN ACCOUNTS ACROSS MULTIPLE PLATFORMS? If a shareholder has positions held within both an Ameriprise Brokerage and a direct at fund account within the same book, the shareholder will receive separate mailings for each account. The information will not be rolled up onto one card or into a single mailing for the book. WHAT HAPPENS IF SOME OF THE PROPOSALS ARE NOT APPROVED BY SHAREHOLDERS? Each proposal stands alone and will be implemented if approved by the required proportion of shareholders. HOW WILL WE BE KEPT INFORMED OF UPDATES AND IMPORTANT MILESTONES IN THE PROXY PROJECT? You'll receive updates on the AdvisorCompass(R) site as needed. WILL ADDITIONAL TALKING POINTS, KEY MESSAGES AND AN UPDATED FAQ DOCUMENT BE PROVIDED FOR USE WITH CLIENTS? If needed, new and updated information, additional talking points, key messages and changes to the FAQ document may be provided for you to use in conversations with your clients and prospects. Any updates will be communicated to you via the AdvisorCompass(R) site. FUND MERGERS WHICH FUNDS ARE BEING MERGED? The proposals recommend the merger of 31 current RiverSource and Seligman funds (listed as Merger Target Fund in the table below) into existing RiverSource, Seligman, Threadneedle and RiverSource Partners funds (listed as Merger Acquiring Fund in the table below). This table also lists the non-merger related proposals by the funds that are affected.
MERGER TARGET FUND MERGER ACQUIRING FUND OR OTHER PROPOSAL - -------------------------------------------------- ------------------------------------------------------ BOOK 1 RiverSource Global Technology Fund Seligman Global Technology Fund RiverSource Growth Fund Seligman Growth Fund RiverSource Large Cap Value Fund RiverSource Equity Value Fund RiverSource Small Cap Advantage Fund Seligman Smaller-Cap Value Fund BOOK 2 RiverSource Large Cap Equity Fund RiverSource Disciplined Equity Fund Seligman Common Stock Fund
BOOK 3 Seligman Colorado Municipal Class Seligman Florida Municipal Series Seligman Georgia Municipal Class Seligman Louisiana Municipal Class Seligman Maryland Municipal Class Seligman Massachusetts Municipal Class Seligman Michigan Municipal Class Seligman National Municipal Class Seligman Missouri Municipal Class Seligman North Carolina Municipal Series Seligman New Jersey Municipal Fund Seligman Ohio Municipal Class Seligman Oregon Municipal Class Seligman Pennsylvania Municipal Series Seligman South Carolina Municipal Class BOOK 4 Seligman Asset Allocation Aggressive Growth Fund Seligman Asset Allocation Growth Fund RiverSource Portfolio Builder Total Equity Fund Seligman Asset Allocation Moderate Growth Fund RiverSource Portfolio Builder Aggressive Fund Seligman Asset Allocation Balanced Fund RiverSource Portfolio Builder Moderate Aggressive Fund BOOK 5 Seligman Core Fixed Income Fund RiverSource Diversified Bond Fund Threadneedle Emerging Markets Fund Seligman Emerging Markets Fund Approve manager of managers exemptive order proposal Threadneedle Global Equity Fund Seligman Global Growth Fund Approve manager of managers exemptive order proposal Seligman High-Yield Fund RiverSource High Yield Bond Fund Seligman Income and Growth Fund RiverSource Balanced Fund RiverSource Partners International Select Growth Fund Seligman International Growth Fund Approve manager of managers exemptive order proposal Seligman U.S. Government Securities Fund RiverSource Short Duration U.S. Government Fund BOOK 6 (NON-MERGER) Seligman Global Smaller Companies Fund Approve manager of managers exemptive order proposal Seligman International Growth Portfolio (VIT fund) BOOK 7 (NON-MERGER) RiverSource Real Estate Fund Approval to manage as a non-diversified fund
WHAT WAS THE RATIONALE BEHIND THESE MERGERS? When we announced the acquisition of J. & W. Seligman & Co. in July 2008, one of the benefits we highlighted was bringing additional talent into our mutual fund lineup while taking advantage of synergies within the combined organizations. The rationale behind both the acquisition and the proposed changes is to: - Provide opportunities for improved returns for shareholders. - Strengthen and streamline the fund family by merging under-performing, obsolete or redundant funds into potentially stronger, better-performing funds. - Realize greater cost efficiency and economies of scale. WHAT POTENTIAL BENEFITS CAN SHAREHOLDER RECEIVE FROM THE PROPOSED MERGERS? These proposals, if approved, would provide several potential benefits for shareholders including: - Enhanced value to shareholders through increased economies of scale. Combining funds means greater potential to reach fee breakpoints, which could potentially result in lower fees to shareholders invested in those funds. - A stronger and more streamlined mutual fund line-up. - Greater efficiency of our investment management resources. WHY WERE THESE SPECIFIC FUNDS CHOSEN TO BE MERGED AND AREN'T THERE OTHER UNDERPERFORMING FUNDS THAT ARE NOT PROPOSED TO BE MERGED? A key component of the long-term strategy for RiverSource Investments is an ongoing analysis of our mutual fund offerings, which helps us deliver innovative product solutions and competitive performance to our mutual fund shareholders. When we announced the acquisition of J. & W. Seligman & Co. in July 2008, one of the benefits we highlighted was bringing additional talent into our mutual fund lineup while taking advantage of synergies within the combined organizations. In seeking to ensure that each fund remains competitive and beneficial for shareholders to own, we will recommend changes when we believe it is appropriate. Mergers provide one potential action to achieve that goal. Often, the proposals or changes are more modest. For example, a portfolio manager change may be appropriate or we may propose to lower expenses as we have done to numerous funds in the past few years. WILL FEES AND EXPENSE RATIOS BE AFFECTED BY THE PROPOSED MERGERS? Yes, fees and expenses may be affected depending on the specific fund recommended to be merged. If the proposed mergers are approved, the expectation is that fees and expense structure changes will generally take place as outlined below: - Seligman funds that would merge into existing Seligman, RiverSource, RiverSource Partners and Threadneedle funds (26 funds) are expected to see reduced expense ratios due to scale and/or the lower expense structure of, or expense caps on, existing RiverSource funds. - RiverSource funds that would merge into existing RiverSource funds (two funds) are expected to see similar or reduced expense ratios due to scale. - RiverSource funds that would merge into existing Seligman funds (three funds) are expected to see minimal increases in expense ratios due to the slightly higher expense structure of existing Seligman funds with one exception (the exception is RiverSource Small Cap Advantage Fund which is proposed to merge into Seligman Smaller-Cap Value Fund and is expected to see no change as it will be capped at the current expense ratio). - While there are two funds with the potential for modest increases in the short term, the vast majority of the funds proposed to be merged are expected to see decreased expense ratios. ARE THERE OTHER EXPENSE OR POLICY CHANGES EXPECTED OUTSIDE THE SCOPE OF THESE PROXIES? Yes. Other projects within the overall Seligman integration efforts may create additional changes to policies, reporting, fees and expenses. These will be communicated to the appropriate affected audiences as final decisions are made or changes are implemented. For Ameriprise advisors, these details will be delivered through additional communications posted on the AdvisorCompass site. WHAT IS THE LONG-TERM OUTCOME WE HOPE TO ACCOMPLISH IN REGARDS TO FEES AND EXPENSES? After we have successfully completed fund mergers and the remaining Seligman integration efforts, the Funds will all have a unified fee and expense structure that we believe maximizes shareholder value and delivers a consistent advisor and client experience. WHAT SHOULD I TELL CLIENTS WHO HOLD POSITIONS IN THESE FUNDS? You may explain the proposed changes to your clients and should encourage them to vote their shares, but you may NOT advise them to vote in favor of these proposals. We will continue to provide updated information and talking points to use with your clients, as needed, via the AdvisorCompass(R) site. WHAT IS THE TIMING OF THE PROPOSED MERGERS? Implementation for each proposed item will only occur if shareholders vote in favor of the recommended change at the special shareholder meeting -- currently scheduled for June 2, 2009. If approved, the mergers are scheduled to be finalized in a series of merger events to take place during the third quarter of 2009. IN THE JAN, 15, 2009 COMMUNICATION 33 FUNDS WERE LISTED. WHAT HAS CHANGED? Since the Jan. 15 communication, Seligman Cash Management Fund and RiverSource Tax-Exempt Money Market Fund have determined not to proceed with the proposed mergers. NON MERGER PROPOSALS FOR WHICH FUNDS ARE WE PROPOSING TO OPERATE UNDER A MANAGER OF MANAGERS EXEMPTIVE ORDER? The proxy seeks approval from shareholders for the following five Seligman funds to operate under a manager of managers exemptive order: - Seligman Global Smaller Companies Fund - Seligman International Growth Portfolio (VIT Fund) - Seligman Emerging Markets Fund - Seligman Global Growth Fund - Seligman International Growth Fund WHAT DOES THIS PROPOSED CHANGE ALLOW US TO DO? The manager of managers exemptive order allows us to add, replace or change unaffiliated subadvisors with approval from the Fund Board (without going to shareholders). Without this order, these types of changes would require shareholder approval prior to implementation. WHAT POTENTIAL BENEFITS CAN SHAREHOLDERS RECEIVE FROM THIS CHANGE? The proposed change will: - Significantly improve the timeliness and cost effectiveness of adding, replacing or changing unaffiliated subadvisors. - Provide greater alignment within our fund families. The RiverSource Partners funds that have subadvisers currently operate under manager of managers exemptive orders. This proposed change would allow these five funds to be managed in the same way. Note that three of the aforementioned funds are proposed to merge - the manager or managers exemptive order proposal is in case shareholders do not approve the proposed merger for these three funds. WHAT IS THE PROPOSED CHANGE TO THE RIVERSOURCE REAL ESTATE FUND? The final non-merger proposal is to reinstate the non-diversified status of the RiverSource Real Estate Fund. Under the Investment Company Act of 1940, mutual funds may be classified as diversified or non-diversified. Diversified mutual funds are required to have a fundamental policy that sets limitations on concentration in individual issuers (with respect to 75% of a fund's assets, no more than 5% may be in any one issuer). Non-diversified mutual funds do not have these limitations. WHAT IS THE RATIONALE BEHIND THE PROPOSED CHANGE? RiverSource Real Estate Fund was originally set up as a non-diversified fund but automatically became a diversified fund because it had been run in a diversified fashion for a period of at least three years (a requirement under the 1940 Act). Shareholder approval is required to restore the fund as a non-diversified fund. WHAT ARE THE POTENTIAL BENEFITS AND RISKS TO THE FUND AS A RESULT OF THIS CHANGE? Real estate funds are often non-diversified. Restoring non-diversified status for the fund will allow it to compete more effectively with other funds by giving the portfolio manager the ability to hold larger positions in fewer names. Because each investment has a greater impact on the fund's performance, the fund may be more exposed to the risks of loss and volatility than a fund that invests more broadly. WHY DOES THIS REQUIRE A SHAREHOLDER VOTE? If a non-diversified fund is managed in a diversified fashion for a period of three years, it automatically becomes diversified and requires a shareholder vote to be re-classified as non-diversified. IS THERE ANY EFFECT ON CLIENTS OR ADVISORS AS A RESULT OF THE PROPOSED CHANGE? There is no direct effect on clients and advisors and no additional action on the part of shareholders is required if the change is made. CONTACT If you have questions about any of the proposed changes within this proxy effort, please contact Sales Consulting at 1 (888) 671-3237, your advisor number, Option 4.
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