0001441683-20-000097.txt : 20200812
0001441683-20-000097.hdr.sgml : 20200812
20200812160001
ACCESSION NUMBER: 0001441683-20-000097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200811
FILED AS OF DATE: 20200812
DATE AS OF CHANGE: 20200812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Devine Michael G
CENTRAL INDEX KEY: 0001435102
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38098
FILM NUMBER: 201095411
MAIL ADDRESS:
STREET 1: 6480 DOBBIN ROAD
CITY: COLUMBIA
STATE: MD
ZIP: 21045
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPIAN CORP
CENTRAL INDEX KEY: 0001441683
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 541956084
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7950 JONES BRANCH DRIVE
CITY: TYSONS
STATE: VA
ZIP: 22102
BUSINESS PHONE: 703-442-8844
MAIL ADDRESS:
STREET 1: 7950 JONES BRANCH DRIVE
CITY: TYSONS
STATE: VA
ZIP: 22102
4
1
wf-form4_159726238738374.xml
FORM 4
X0306
4
2020-08-11
0
0001441683
APPIAN CORP
APPN
0001435102
Devine Michael G
C/O APPIAN CORPORATION
7950 JONES BRANCH DRIVE
MCLEAN
VA
22102
1
0
0
0
Class A Common Stock
2020-08-11
4
C
0
5000
A
14345
D
Class A Common Stock
2020-08-11
4
S
0
4700
48.50
D
9645
D
Class A Common Stock
2020-08-11
4
S
0
300
49.06
D
9345
D
Stock Option (Right to Buy)
6.025
2020-08-11
4
M
0
5000
0
D
2025-05-07
Class B Common Stock
5000.0
20000
D
Class B Common Stock
2020-08-11
4
M
0
5000
6.025
A
Class A Common Stock
5000.0
5000
D
Class B Common Stock
2020-08-11
4
C
0
5000
0
D
Class A Common Stock
5000.0
0
D
Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))
(continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.02 to $49.01, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (5) and (6).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.03 to $49.09, inclusive.
This option is fully vested.
/s/ Angela Patterson, Attorney-in-Fact
2020-08-12