0001209191-16-101069.txt : 20160222
0001209191-16-101069.hdr.sgml : 20160222
20160222175955
ACCESSION NUMBER: 0001209191-16-101069
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160218
FILED AS OF DATE: 20160222
DATE AS OF CHANGE: 20160222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADURO BIOTECH, INC.
CENTRAL INDEX KEY: 0001435049
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 626 BANCROFT WAY
STREET 2: SUITE 3-C
CITY: BERKELEY
STATE: CA
ZIP: 94710
BUSINESS PHONE: 510-848-4400
MAIL ADDRESS:
STREET 1: 626 BANCROFT WAY
STREET 2: SUITE 3-C
CITY: BERKELEY
STATE: CA
ZIP: 94710
FORMER COMPANY:
FORMER CONFORMED NAME: ADURO BIOTECH
DATE OF NAME CHANGE: 20080514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morningside Venture (VI) Investments Ltd
CENTRAL INDEX KEY: 0001636810
STATE OF INCORPORATION: D6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37345
FILM NUMBER: 161446224
BUSINESS ADDRESS:
STREET 1: C/O THC MANAGEMENT SERVICES S.A.M.
STREET 2: 2ND FLOOR, LE PRINCE DE GALLES
CITY: 3-5 AVENUE DES CITRONNIERS
STATE: O9
ZIP: MC 98000
BUSINESS PHONE: 011 377 97-97-47-37
MAIL ADDRESS:
STREET 1: C/O THC MANAGEMENT SERVICES S.A.M.
STREET 2: 2ND FLOOR, LE PRINCE DE GALLES
CITY: 3-5 AVENUE DES CITRONNIERS
STATE: O9
ZIP: MC 98000
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-18
0
0001435049
ADURO BIOTECH, INC.
ADRO
0001636810
Morningside Venture (VI) Investments Ltd
C/O THC MANAGEMENT SERVICES S.A.M.
2ND FLOOR, LE PRINCE DE GALLES
3-5 AVENUE DES CITRONNIERS
O9
MC 98000
MONACO
0
0
1
0
Common Stock
2016-02-18
4
X
0
44215
1.66
A
19087733
D
Common Stock
2016-02-18
4
X
0
241260
0.0001
A
19328993
D
Common Stock
2016-02-18
4
X
0
150787
0.0001
A
19479780
D
Common Stock
2016-02-18
4
X
0
60315
0.0001
A
19540095
D
Common Stock
2016-02-18
4
X
0
33179
0.01
A
19573274
D
Common Stock
2016-02-18
4
X
0
232258
0.01
A
19805532
D
Common Stock Warrant (right to buy)
1.66
2016-02-18
4
X
0
44215
0.00
D
2011-04-15
2016-04-15
Common Stock
44215
0
D
Common Stock Warrant (right to buy)
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2016-02-18
4
X
0
241260
0.00
D
2011-06-20
2021-04-15
Common Stock
241260
0
D
Common Stock Warrant (right to buy)
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2016-02-18
4
X
0
150787
0.00
D
2011-10-31
2021-04-15
Common Stock
150787
0
D
Common Stock Warrant (right to buy)
0.0001
2016-02-18
4
X
0
60315
0.00
D
2011-04-15
2021-04-15
Common Stock
60315
0
D
Common Stock Warrant (right to buy)
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2016-02-18
4
X
0
33179
0.00
D
2013-12-31
2023-12-31
Common Stock
33179
0
D
Common Stock Warrant (right to buy)
0.01
2016-02-18
4
X
0
232258
0.00
D
2013-08-12
2023-08-12
Common Stock
232258
0
D
/s/ Jennifer Lew, Attorney-in-Fact
2016-02-22