0001209191-16-101069.txt : 20160222 0001209191-16-101069.hdr.sgml : 20160222 20160222175955 ACCESSION NUMBER: 0001209191-16-101069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160218 FILED AS OF DATE: 20160222 DATE AS OF CHANGE: 20160222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADURO BIOTECH, INC. CENTRAL INDEX KEY: 0001435049 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 626 BANCROFT WAY STREET 2: SUITE 3-C CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 510-848-4400 MAIL ADDRESS: STREET 1: 626 BANCROFT WAY STREET 2: SUITE 3-C CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: ADURO BIOTECH DATE OF NAME CHANGE: 20080514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morningside Venture (VI) Investments Ltd CENTRAL INDEX KEY: 0001636810 STATE OF INCORPORATION: D6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37345 FILM NUMBER: 161446224 BUSINESS ADDRESS: STREET 1: C/O THC MANAGEMENT SERVICES S.A.M. STREET 2: 2ND FLOOR, LE PRINCE DE GALLES CITY: 3-5 AVENUE DES CITRONNIERS STATE: O9 ZIP: MC 98000 BUSINESS PHONE: 011 377 97-97-47-37 MAIL ADDRESS: STREET 1: C/O THC MANAGEMENT SERVICES S.A.M. STREET 2: 2ND FLOOR, LE PRINCE DE GALLES CITY: 3-5 AVENUE DES CITRONNIERS STATE: O9 ZIP: MC 98000 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-18 0 0001435049 ADURO BIOTECH, INC. ADRO 0001636810 Morningside Venture (VI) Investments Ltd C/O THC MANAGEMENT SERVICES S.A.M. 2ND FLOOR, LE PRINCE DE GALLES 3-5 AVENUE DES CITRONNIERS O9 MC 98000 MONACO 0 0 1 0 Common Stock 2016-02-18 4 X 0 44215 1.66 A 19087733 D Common Stock 2016-02-18 4 X 0 241260 0.0001 A 19328993 D Common Stock 2016-02-18 4 X 0 150787 0.0001 A 19479780 D Common Stock 2016-02-18 4 X 0 60315 0.0001 A 19540095 D Common Stock 2016-02-18 4 X 0 33179 0.01 A 19573274 D Common Stock 2016-02-18 4 X 0 232258 0.01 A 19805532 D Common Stock Warrant (right to buy) 1.66 2016-02-18 4 X 0 44215 0.00 D 2011-04-15 2016-04-15 Common Stock 44215 0 D Common Stock Warrant (right to buy) 0.0001 2016-02-18 4 X 0 241260 0.00 D 2011-06-20 2021-04-15 Common Stock 241260 0 D Common Stock Warrant (right to buy) 0.0001 2016-02-18 4 X 0 150787 0.00 D 2011-10-31 2021-04-15 Common Stock 150787 0 D Common Stock Warrant (right to buy) 0.0001 2016-02-18 4 X 0 60315 0.00 D 2011-04-15 2021-04-15 Common Stock 60315 0 D Common Stock Warrant (right to buy) 0.01 2016-02-18 4 X 0 33179 0.00 D 2013-12-31 2023-12-31 Common Stock 33179 0 D Common Stock Warrant (right to buy) 0.01 2016-02-18 4 X 0 232258 0.00 D 2013-08-12 2023-08-12 Common Stock 232258 0 D /s/ Jennifer Lew, Attorney-in-Fact 2016-02-22