0001758766-24-000092.txt : 20240507
0001758766-24-000092.hdr.sgml : 20240507
20240507074956
ACCESSION NUMBER: 0001758766-24-000092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240502
FILED AS OF DATE: 20240507
DATE AS OF CHANGE: 20240507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carrington John Eugene
CENTRAL INDEX KEY: 0001434884
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39455
FILM NUMBER: 24919665
MAIL ADDRESS:
STREET 1: 350 WEST WASHINGTON STREET
STREET 2: SUITE 600
CITY: TEMPE
STATE: AZ
ZIP: 85281
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEM, INC.
CENTRAL INDEX KEY: 0001758766
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 264466193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 937-7836
MAIL ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Transition Corp.
DATE OF NAME CHANGE: 20200714
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp.
DATE OF NAME CHANGE: 20181119
FORMER COMPANY:
FORMER CONFORMED NAME: Roaring Fork Acquisition Corp.
DATE OF NAME CHANGE: 20181109
4
1
wk-form4_1715082587.xml
FORM 4
X0508
4
2024-05-02
0
0001758766
STEM, INC.
STEM
0001434884
Carrington John Eugene
100 CALIFORNIA STREET
14TH FLOOR
SAN FRANCISCO
CA
94111
1
1
0
0
CEO and Director
1
Common Stock, Par Value $0.0001 Per Share
2024-05-02
4
S
0
194171
1.85
D
506585
D
Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs reported in the Form 4 filed on April 30, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
/s/ Chen Zhang, attorney-in-fact
2024-05-06