0001758766-24-000092.txt : 20240507 0001758766-24-000092.hdr.sgml : 20240507 20240507074956 ACCESSION NUMBER: 0001758766-24-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240502 FILED AS OF DATE: 20240507 DATE AS OF CHANGE: 20240507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carrington John Eugene CENTRAL INDEX KEY: 0001434884 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 24919665 MAIL ADDRESS: STREET 1: 350 WEST WASHINGTON STREET STREET 2: SUITE 600 CITY: TEMPE STATE: AZ ZIP: 85281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 264466193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 4 1 wk-form4_1715082587.xml FORM 4 X0508 4 2024-05-02 0 0001758766 STEM, INC. STEM 0001434884 Carrington John Eugene 100 CALIFORNIA STREET 14TH FLOOR SAN FRANCISCO CA 94111 1 1 0 0 CEO and Director 1 Common Stock, Par Value $0.0001 Per Share 2024-05-02 4 S 0 194171 1.85 D 506585 D Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs reported in the Form 4 filed on April 30, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. /s/ Chen Zhang, attorney-in-fact 2024-05-06