0001193125-14-053400.txt : 20140214 0001193125-14-053400.hdr.sgml : 20140214 20140214105359 ACCESSION NUMBER: 0001193125-14-053400 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Forbes Energy Services Ltd. CENTRAL INDEX KEY: 0001434842 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86706 FILM NUMBER: 14612304 BUSINESS ADDRESS: STREET 1: 3000 SOUTH BUSINESS HIGHWAY 281 CITY: ALICE STATE: TX ZIP: 78332 BUSINESS PHONE: 361-664-0549 MAIL ADDRESS: STREET 1: 3000 SOUTH BUSINESS HIGHWAY 281 CITY: ALICE STATE: TX ZIP: 78332 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Crisp John E. CENTRAL INDEX KEY: 0001513215 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 3000 SOUTH BUSINESS HIGHWAY 281 CITY: ALICE STATE: TX ZIP: 78332 SC 13G/A 1 d675537dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 2 Schedule 13G Amendment No. 2

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)

 

 

Forbes Energy Services Ltd.

(Name of Issuer)

Common Stock, par value $0.04 per share

(Title of Class of Securities)

345143101

(CUSIP Number)

December 31, 2013

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)  ¨

Rule 13d-1(c)  ¨

Rule 13d-1(d)  x

(Continued on following pages)

 

 

 

CUSIP No. 345143101   Schedule 13G   Page 2 of 5 Pages

 

  1   

NAME OF REPORTING PERSONS

 

John E. Crisp

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

1,360,320 (includes 93,500 shares of common stock issuable upon exercise of options within 60 days of December 31, 2013 and 44,444 shares of restricted stock that vest within 60 days of December 31, 2013).

   6   

SHARED VOTING POWER

 

None

   7   

SOLE DISPOSITIVE POWER

 

1,360,320 (includes 93,500 shares of common stock issuable upon exercise of options within 60 days of December 31, 2013 and 44,444 shares of restricted stock that vest within 60 days of December 31, 2013).

   8   

SHARED DISPOSITIVE POWER

 

None

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,360,320 (includes 93,500 shares of common stock issuable upon exercise of options within 60 days of December 31, 2013 and 44,444 shares of restricted stock that vest within 60 days of December 31, 2013).

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

6.3%

12  

TYPE OF REPORTING PERSON

 

IN

CUSIP No. 345143101    Schedule 13G    Page 3 of 5 Pages

 

Item 1(a). Name of Issuer:

Forbes Energy Services Ltd.

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

3000 South Business Highway 281, Alice, Texas 78332.

 

Item 2(a). Name of Person Filing:

John E. Crisp

 

Item 2(b). Address of Principal Business Office or, if None, Residence:

3000 South Business Highway 281, Alice, Texas 78332.

 

Item 2(c). Citizenship:

John E. Crisp is a citizen of the United States of America.

 

Item 2(d). Title of Class of Securities:

Common Stock, par value $0.04 per share.

 

Item 2(e). CUSIP Number:

345143101.

 

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable.

 

Item 4. Ownership:

(a) John E. Crisp beneficially owns 1,360,320 shares of common stock, which includes 93,500 shares of common stock issuable upon exercise of options within 60 days of December 31, 2013 and 44,444 shares of restricted stock that vest within 60 days of December 31, 2013.

(b) All shares of common stock beneficially owned by John E. Crisp represent 6.3% of the outstanding shares of common stock of the Issuer based on (i) 21,471,616 shares outstanding as of November 6, 2013 plus (ii) the aforementioned 93,500 shares of common stock issuable upon exercise of options within 60 days of December 31, 2013 and (iii) the aforementioned 44,444 shares of restricted stock that vest within 60 days of December 31, 2013.

(c) John E. Crisp has sole power to vote or to direct the vote of 1,360,320 shares of common stock, sole power to dispose or to direct the disposition of 1,360,320 shares of common stock, shared power to vote or to direct the vote of no shares of common stock and shared power to dispose or to direct the disposition of no shares of common stock.

CUSIP No. 345143101    Schedule 13G    Page 4 of 5 Pages

 

Item 5. Ownership of Five Percent or Less of a Class.

Not applicable

 

Item 6. Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not applicable.

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certification.

Not applicable.

CUSIP No. 345143101    Schedule 13G    Page 5 of 5 Pages

 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 14, 2014

 

/s/ John E. Crisp

John E. Crisp, in his individual capacity