0001660690-18-000216.txt : 20181129 0001660690-18-000216.hdr.sgml : 20181129 20181129165222 ACCESSION NUMBER: 0001660690-18-000216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181127 FILED AS OF DATE: 20181129 DATE AS OF CHANGE: 20181129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVO GUILLERMO CENTRAL INDEX KEY: 0001434813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37664 FILM NUMBER: 181208996 MAIL ADDRESS: STREET 1: AIR PRODUCTS AND CHEMICALS, INC. STREET 2: 7201 HAMILTON BOULEVARD CITY: ALLENTOWN STATE: PA ZIP: 18195 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Versum Materials, Inc. CENTRAL INDEX KEY: 0001660690 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 475632014 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8555 SOUTH RIVER PARKWAY CITY: TEMPE STATE: AZ ZIP: 85284 BUSINESS PHONE: 602-282-1000 MAIL ADDRESS: STREET 1: 8555 SOUTH RIVER PARKWAY CITY: TEMPE STATE: AZ ZIP: 85284 FORMER COMPANY: FORMER CONFORMED NAME: Versum Materials, LLC DATE OF NAME CHANGE: 20151210 4 1 wf-form4_154352832598290.xml FORM 4 X0306 4 2018-11-27 0 0001660690 Versum Materials, Inc. VSM 0001434813 NOVO GUILLERMO VERSUM MATERIALS, INC. 8555 SOUTH RIVER PARKWAY TEMPE AZ 85284 1 1 0 0 President and CEO Common Stock 2018-11-27 4 A 0 238.665 0 A 214619.909 D Market Share Units 2018-11-27 4 A 0 78.221 0 A Common Stock 78.221 32344.186 D Market Share Units 2018-11-27 4 A 0 51.058 0 A Common Stock 51.058 21112.712 D Represents dividend equivalent rights that accrued with respect to restricted stock unit awards previously reported under Table 1, which were granted pursuant to the Versum Materials, Inc. Long-Term Incentive Plan and the terms of the applicable award agreement, and will vest with the restricted stock units to which they relate. Represents dividend equivalent rights that accrued with respect to market share unit awards previously reported on Table II, which were granted pursuant to the Versum Materials, Inc. Long-Term Incentive Plan and the terms of the applicable award agreement, and will vest with the market share units to which they relate. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period of October 1, 2016 through September 30, 2019. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0 to 150 percent of the target number shown. The number of market share units reported represents the target number awarded on the grant date along with all accrued dividend equivalent rights. Represents dividend equivalent rights that accrued with respect to market share unit awards previously reported on Table II, which were granted pursuant to the Versum Materials, Inc. Long-Term Incentive Plan and the terms of the applicable award agreement, and will vest with the market share units to which they relate. Each market share unit represents the right to receive, at settlement, the number of shares of Common Stock determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period of October 1, 2017 through September 30, 2020. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0 to 150 percent of the target number shown. Scott Depta, as attorney-in-fact 2018-11-29