0001660690-17-000153.txt : 20171124 0001660690-17-000153.hdr.sgml : 20171124 20171124193844 ACCESSION NUMBER: 0001660690-17-000153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171121 FILED AS OF DATE: 20171124 DATE AS OF CHANGE: 20171124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVO GUILLERMO CENTRAL INDEX KEY: 0001434813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37664 FILM NUMBER: 171221786 MAIL ADDRESS: STREET 1: AIR PRODUCTS AND CHEMICALS, INC. STREET 2: 7201 HAMILTON BOULEVARD CITY: ALLENTOWN STATE: PA ZIP: 18195 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Versum Materials, Inc. CENTRAL INDEX KEY: 0001660690 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 475632014 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8555 SOUTH RIVER PARKWAY CITY: TEMPE STATE: AZ ZIP: 85284 BUSINESS PHONE: 602-282-1000 MAIL ADDRESS: STREET 1: 8555 SOUTH RIVER PARKWAY CITY: TEMPE STATE: AZ ZIP: 85284 FORMER COMPANY: FORMER CONFORMED NAME: Versum Materials, LLC DATE OF NAME CHANGE: 20151210 4 1 wf-form4_151157031105086.xml FORM 4 X0306 4 2017-11-21 0 0001660690 Versum Materials, Inc. VSM 0001434813 NOVO GUILLERMO VERSUM MATERIALS, INC. 8555 SOUTH RIVER PARKWAY TEMPE AZ 85284 1 1 0 0 President and CEO Common Stock 2017-11-21 4 A 0 36664 0 A 196399.192 D Market Share Units 2017-11-21 4 A 0 20966 0 A 2020-09-30 Common Stock 20966.0 20966 D Represents shares of common stock of Versum Materials, Inc. delivered upon vesting of deferred stock units granted in December 2014, the number of which was earned based upon the financial performance of Air Products and Chemicals, Inc. over fiscal years 2015-2016 and the financial performance of Versum Materials, Inc. over fiscal year 2017. Represents market share units granted to the reporting person on November 21, 2017. The number of market share units reported represents the target number awarded on the grant date. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period October 1, 2017 through September 30, 2020. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0% to 150% of the target number shown. In October 2017, the Issuer eliminated its common stock as an investment option in the Issuer's 401(k) plan and all shares of the Issuer's common stock held in the 401(k) plan were liquidated. Scott Depta, as attorney-in-fact 2017-11-21