0001127602-16-067796.txt : 20161118 0001127602-16-067796.hdr.sgml : 20161118 20161118171229 ACCESSION NUMBER: 0001127602-16-067796 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001674862 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 812587835 STATE OF INCORPORATION: DE FISCAL YEAR END: 1216 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 859-815-4644 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERNANDEZ-MORENO LUIS M CENTRAL INDEX KEY: 0001434786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-211719 FILM NUMBER: 162008532 MAIL ADDRESS: STREET 1: ASHLAND INC. STREET 2: 8145 BLAZER DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 FORMER NAME: FORMER CONFORMED NAME: FERNANDEZ LUIS M DATE OF NAME CHANGE: 20080512 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-16 0001674862 ASHLAND GLOBAL HOLDINGS INC ASH 0001434786 FERNANDEZ-MORENO LUIS M 8145 BLAZER DRIVE WILMINGTON DE 19808 1 Senior Vice President Common Stock 2016-11-16 4 A 0 4029 109.15 A 51328 D Common Stock 2016-11-17 4 F 0 3808 109.32 D 47520 D Restricted Stock Units 2016-11-16 4 A 0 1700 109.15 A Common Stock 1700 3627 D Stock Appreciation Right 109.15 2016-11-16 4 A 0 10950 109.15 A 2017-11-16 2026-12-16 Common Stock 10950 10950 D Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d). Includes 29,319 shares of unvested Restricted Stock. Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. /s/ Jennifer I. Henkel, Attorney-in-Fact 2016-11-18