0001434728-21-000266.txt : 20210813
0001434728-21-000266.hdr.sgml : 20210813
20210813180828
ACCESSION NUMBER: 0001434728-21-000266
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210812
FILED AS OF DATE: 20210813
DATE AS OF CHANGE: 20210813
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Krupa Heather M
CENTRAL INDEX KEY: 0001785266
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37756
FILM NUMBER: 211173633
MAIL ADDRESS:
STREET 1: C/O GLOBAL WATER RESOURCES, INC.,
STREET 2: 21410 N. 19TH AVENUE, SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Global Water Resources, Inc.
CENTRAL INDEX KEY: 0001434728
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 900632193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21410 N. 19TH AVENUE
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
BUSINESS PHONE: 480-999-3461
MAIL ADDRESS:
STREET 1: 21410 N. 19TH AVENUE
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
4
1
wf-form4_162889249421458.xml
FORM 4
X0306
4
2021-08-12
0
0001434728
Global Water Resources, Inc.
GWRS
0001785266
Krupa Heather M
C/O GLOBAL WATER RESOURCES, INC.
21410 NORTH 19TH AVENUE, SUITE 220
PHOENIX
AZ
85027
0
1
0
0
Vice President and Controller
Common Stock
2021-08-12
4
M
0
16500
9.40
A
30700
D
Common Stock
2021-08-12
4
D
0
16500
18.20
D
14200
D
Common Stock
2021-08-12
4
M
0
5000
11.26
A
19200
D
Common Stock
2021-08-12
4
F
0
3093
18.20
D
16107
D
Common Stock
2021-08-13
4
M
0
5000
11.26
A
21107
D
Common Stock
2021-08-13
4
F
0
2756
20.43
D
18351
D
Stock Appreciation Right
9.4
2021-08-12
4
M
0
16500
0
D
2027-08-10
Common Stock
16500.0
0
D
Stock Option (Right to Buy)
11.26
2021-08-12
4
D
0
5000
0
D
2029-08-13
Common Stock
5000.0
15000
D
Stock Option (Right to Buy)
11.26
2021-08-13
4
D
0
5000
0
D
2029-08-13
Common Stock
5000.0
10000
D
The reporting person was originally granted 33,000 shares of stock appreciation rights on August 10, 2017. The stock appreciation rights vest over four years, 25% per year.
The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023.
/s/ Heather M Krupa, attorney-in-fact
2021-08-13