0001434728-21-000266.txt : 20210813 0001434728-21-000266.hdr.sgml : 20210813 20210813180828 ACCESSION NUMBER: 0001434728-21-000266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210812 FILED AS OF DATE: 20210813 DATE AS OF CHANGE: 20210813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Krupa Heather M CENTRAL INDEX KEY: 0001785266 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37756 FILM NUMBER: 211173633 MAIL ADDRESS: STREET 1: C/O GLOBAL WATER RESOURCES, INC., STREET 2: 21410 N. 19TH AVENUE, SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Water Resources, Inc. CENTRAL INDEX KEY: 0001434728 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 900632193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 BUSINESS PHONE: 480-999-3461 MAIL ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 4 1 wf-form4_162889249421458.xml FORM 4 X0306 4 2021-08-12 0 0001434728 Global Water Resources, Inc. GWRS 0001785266 Krupa Heather M C/O GLOBAL WATER RESOURCES, INC. 21410 NORTH 19TH AVENUE, SUITE 220 PHOENIX AZ 85027 0 1 0 0 Vice President and Controller Common Stock 2021-08-12 4 M 0 16500 9.40 A 30700 D Common Stock 2021-08-12 4 D 0 16500 18.20 D 14200 D Common Stock 2021-08-12 4 M 0 5000 11.26 A 19200 D Common Stock 2021-08-12 4 F 0 3093 18.20 D 16107 D Common Stock 2021-08-13 4 M 0 5000 11.26 A 21107 D Common Stock 2021-08-13 4 F 0 2756 20.43 D 18351 D Stock Appreciation Right 9.4 2021-08-12 4 M 0 16500 0 D 2027-08-10 Common Stock 16500.0 0 D Stock Option (Right to Buy) 11.26 2021-08-12 4 D 0 5000 0 D 2029-08-13 Common Stock 5000.0 15000 D Stock Option (Right to Buy) 11.26 2021-08-13 4 D 0 5000 0 D 2029-08-13 Common Stock 5000.0 10000 D The reporting person was originally granted 33,000 shares of stock appreciation rights on August 10, 2017. The stock appreciation rights vest over four years, 25% per year. The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. /s/ Heather M Krupa, attorney-in-fact 2021-08-13