0001434728-21-000223.txt : 20210702
0001434728-21-000223.hdr.sgml : 20210702
20210702181110
ACCESSION NUMBER: 0001434728-21-000223
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210702
DATE AS OF CHANGE: 20210702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liebman Michael J
CENTRAL INDEX KEY: 0001673041
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37756
FILM NUMBER: 211071878
MAIL ADDRESS:
STREET 1: 21410 N 19TH AVENUE #220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Global Water Resources, Inc.
CENTRAL INDEX KEY: 0001434728
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 900632193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21410 N. 19TH AVENUE
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
BUSINESS PHONE: 480-999-3461
MAIL ADDRESS:
STREET 1: 21410 N. 19TH AVENUE
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
4
1
wf-form4_162526385493639.xml
FORM 4
X0306
4
2021-06-30
0
0001434728
Global Water Resources, Inc.
GWRS
0001673041
Liebman Michael J
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVENUE #220
PHOENIX
AZ
85027
0
1
0
0
CFO and Corporate Secretary
Common Stock
2021-06-30
4
M
0
778
0
A
70021
D
Common Stock
2021-06-30
4
M
0
1580
0
A
71601
D
Common Stock
2021-06-30
4
D
0
2358
16.73
D
69243
D
Restricted Stock Units
2021-06-30
4
A
0
22
0
A
Common Stock
22.0
8137
D
Restricted Stock Units
2021-06-30
4
M
0
778
0
D
Common Stock
778.0
7359
D
Phantom Stock Unit
2021-06-30
4
M
0
1580
0
D
Common Stock
1580.0
5410
D
Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2021.
The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
The RSUs are exercisable at time of vesting and do not have a set expiration date.
The PSUs are exercisable at time of vesting and do not have a set expiration date.
/s/ Heather Krupa, attorney-in-fact
2021-07-02