0001434728-21-000109.txt : 20210402
0001434728-21-000109.hdr.sgml : 20210402
20210402194954
ACCESSION NUMBER: 0001434728-21-000109
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210402
DATE AS OF CHANGE: 20210402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Krupa Heather M
CENTRAL INDEX KEY: 0001785266
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37756
FILM NUMBER: 21803456
MAIL ADDRESS:
STREET 1: C/O GLOBAL WATER RESOURCES, INC.,
STREET 2: 21410 N. 19TH AVENUE, SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Global Water Resources, Inc.
CENTRAL INDEX KEY: 0001434728
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 900632193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21410 N. 19TH AVENUE
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
BUSINESS PHONE: 480-999-3461
MAIL ADDRESS:
STREET 1: 21410 N. 19TH AVENUE
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
4
1
wf-form4_161740732538296.xml
FORM 4
X0306
4
2021-03-31
0
0001434728
Global Water Resources, Inc.
GWRS
0001785266
Krupa Heather M
C/O GLOBAL WATER RESOURCES, INC.
21410 NORTH 19TH AVENUE, SUITE 220
PHOENIX
AZ
85027
0
1
0
0
Vice President and Controller
Common Stock
2021-03-31
4
M
0
57
0
A
257
D
Common Stock
2021-03-31
4
M
0
50
0
A
307
D
Common Stock
2021-03-31
4
D
0
107
16.67
D
200
D
Restricted Stock Units
2021-03-31
4
A
0
630
0
A
Common Stock
630.0
640
D
Restricted Stock Units
2021-03-31
4
A
0
3
0
A
Common Stock
3.0
643
D
Restricted Stock Units
2021-03-31
4
M
0
57
0
D
Common Stock
57.0
586
D
Phantom Stock Unit
2021-03-31
4
M
0
50
0
D
Common Stock
50.0
335
D
Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2021.
The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date.
Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan.
The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
The RSUs are exercisable at time of vesting and do not have a set expiration date.
The PSUs are exercisable at time of vesting and do not have a set expiration date.
/s/ Heather M Krupa, attorney-in-fact
2021-04-02