0001434728-21-000068.txt : 20210301 0001434728-21-000068.hdr.sgml : 20210301 20210301171856 ACCESSION NUMBER: 0001434728-21-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210301 DATE AS OF CHANGE: 20210301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellsworth Joanne CENTRAL INDEX KEY: 0001709055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37756 FILM NUMBER: 21699393 MAIL ADDRESS: STREET 1: 21410 NORTH 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Water Resources, Inc. CENTRAL INDEX KEY: 0001434728 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 900632193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 BUSINESS PHONE: 480-999-3461 MAIL ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 4 1 wf-form4_161463712084650.xml FORM 4 X0306 4 2021-02-26 0 0001434728 Global Water Resources, Inc. GWRS 0001709055 Ellsworth Joanne C/O GLOBAL WATER RESOURCES, INC. 21410 NORTH 19TH AVENUE, SUITE 220 PHOENIX AZ 85027 0 1 0 0 Vice President Phantom Stock Unit 2021-02-26 4 A 0 1 0 A Common Stock 1.0 637 D Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. /s/ Heather Krupa, attorney-in-fact 2021-03-01