0001434728-21-000014.txt : 20210104 0001434728-21-000014.hdr.sgml : 20210104 20210104123025 ACCESSION NUMBER: 0001434728-21-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201230 FILED AS OF DATE: 20210104 DATE AS OF CHANGE: 20210104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Krupa Heather M CENTRAL INDEX KEY: 0001785266 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37756 FILM NUMBER: 21500891 MAIL ADDRESS: STREET 1: C/O GLOBAL WATER RESOURCES, INC., STREET 2: 21410 N. 19TH AVENUE, SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Water Resources, Inc. CENTRAL INDEX KEY: 0001434728 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 900632193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 BUSINESS PHONE: 480-999-3461 MAIL ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 4 1 wf-form4_160978141254443.xml FORM 4 X0306 4 2020-12-30 0 0001434728 Global Water Resources, Inc. GWRS 0001785266 Krupa Heather M C/O GLOBAL WATER RESOURCES, INC. 21410 NORTH 19TH AVENUE, SUITE 220 PHOENIX AZ 85027 0 1 0 0 Vice President and Controller Common Stock 2020-12-30 4 M 0 52 0 A 252 D Common Stock 2020-12-30 4 D 0 52 15 D 200 D Phantom Stock Unit 2020-12-30 4 A 0 1 0 A Common Stock 1.0 445 D Phantom Stock Unit 2020-12-30 4 M 0 52 0 D Common Stock 52.0 393 D Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2020. The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. The PSUs are exercisable at time of vesting and do not have a set expiration date. /s/ Heather M Krupa 2021-01-04