0001434728-20-000354.txt : 20201112
0001434728-20-000354.hdr.sgml : 20201112
20201112152003
ACCESSION NUMBER: 0001434728-20-000354
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201110
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liebman Michael J
CENTRAL INDEX KEY: 0001673041
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37756
FILM NUMBER: 201306230
MAIL ADDRESS:
STREET 1: 21410 N 19TH AVENUE #220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Global Water Resources, Inc.
CENTRAL INDEX KEY: 0001434728
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 900632193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21410 N. 19TH AVENUE
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
BUSINESS PHONE: 480-999-3461
MAIL ADDRESS:
STREET 1: 21410 N. 19TH AVENUE
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
4
1
wf-form4_160521238728768.xml
FORM 4
X0306
4
2020-11-10
0
0001434728
Global Water Resources, Inc.
GWRS
0001673041
Liebman Michael J
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVENUE #220
PHOENIX
AZ
85027
0
1
0
0
CFO and Corporate Secretary
Common Stock
2020-11-10
4
M
0
17500
5.13
A
95870
D
Common Stock
2020-11-10
4
D
0
17500
12.73
D
78370
D
Stock Appreciation Right
5.13
2020-11-10
4
M
0
17500
0
D
2025-05-07
Common Stock
17500.0
0
D
The reporting person was originally granted 120,000 shares of stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40% vesting in year four.
/s/ Heather Krupa, attorney-in-fact
2020-11-12