0001434728-19-000255.txt : 20190905 0001434728-19-000255.hdr.sgml : 20190905 20190905150900 ACCESSION NUMBER: 0001434728-19-000255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190904 FILED AS OF DATE: 20190905 DATE AS OF CHANGE: 20190905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liebman Michael J CENTRAL INDEX KEY: 0001673041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37756 FILM NUMBER: 191077070 MAIL ADDRESS: STREET 1: 21410 N 19TH AVENUE #220 CITY: PHOENIX STATE: AZ ZIP: 85027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Water Resources, Inc. CENTRAL INDEX KEY: 0001434728 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 900632193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 BUSINESS PHONE: 480-999-3461 MAIL ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 4 1 wf-form4_156771051412346.xml FORM 4 X0306 4 2019-09-04 0 0001434728 Global Water Resources, Inc. GWRS 0001673041 Liebman Michael J C/O GLOBAL WATER RESOURCES, INC. 21410 N 19TH AVENUE #220 PHOENIX AZ 85027 0 1 0 0 CFO and Corporate Secretary Common Stock 2019-09-04 4 M 0 15000 5.13 A 27000 D Common Stock 2019-09-04 4 D 0 15000 11.91 D 12000 D Stock Appreciation Right 5.13 2019-09-04 4 M 0 15000 0 D 2025-05-07 Common Stock 15000.0 35000 D The reporting person was originally granted 120,000 shares of stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%, vesting in year four. /s/ Heather Krupa, attorney-in-fact 2019-09-05