0001434728-19-000155.txt : 20190613 0001434728-19-000155.hdr.sgml : 20190613 20190613192051 ACCESSION NUMBER: 0001434728-19-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190613 FILED AS OF DATE: 20190613 DATE AS OF CHANGE: 20190613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liebman Michael J CENTRAL INDEX KEY: 0001673041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37756 FILM NUMBER: 19897320 MAIL ADDRESS: STREET 1: 21410 N 19TH AVENUE #220 CITY: PHOENIX STATE: AZ ZIP: 85027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Water Resources, Inc. CENTRAL INDEX KEY: 0001434728 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 900632193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 BUSINESS PHONE: 480-999-3461 MAIL ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 4 1 wf-form4_156046803694278.xml FORM 4 X0306 4 2019-06-13 0 0001434728 Global Water Resources, Inc. GWRS 0001673041 Liebman Michael J C/O GLOBAL WATER RESOURCES, INC. 21410 N 19TH AVENUE #220 PHOENIX AZ 85027 0 1 0 0 CFO and Corporate Secretary Common Stock 2019-06-13 4 M 0 35000 5.13 A 45000 D Common Stock 2019-06-13 4 D 0 35000 10.27 D 10000 D Stock Appreciation Right 5.13 2019-06-13 4 M 0 35000 0 D 2025-05-07 Common Stock 35000.0 50000 D The reporting person was originally granted 120,000 of the stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%, vesting in year four. /s/ Heather Krupa, attorney-in-fact 2019-06-13