0001434728-19-000087.txt : 20190402
0001434728-19-000087.hdr.sgml : 20190402
20190402191917
ACCESSION NUMBER: 0001434728-19-000087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190329
FILED AS OF DATE: 20190402
DATE AS OF CHANGE: 20190402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liebman Michael J
CENTRAL INDEX KEY: 0001673041
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37756
FILM NUMBER: 19727046
MAIL ADDRESS:
STREET 1: 21410 N 19TH AVENUE #220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Global Water Resources, Inc.
CENTRAL INDEX KEY: 0001434728
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 900632193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21410 N. 19TH AVENUE
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
BUSINESS PHONE: 480-999-3461
MAIL ADDRESS:
STREET 1: 21410 N. 19TH AVENUE
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
4
1
wf-form4_155424714176736.xml
FORM 4
X0306
4
2019-03-29
0
0001434728
Global Water Resources, Inc.
GWRS
0001673041
Liebman Michael J
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVENUE #220
PHOENIX
AZ
85027
0
1
0
0
CFO and Corporate Secretary
Common Stock
2019-03-29
4
M
0
2736
0
A
12736
D
Common Stock
2019-03-29
4
D
0
2736
9.88
D
10000
D
Phantom Stock Unit
2019-03-29
4
A
0
11509
0
A
Common Stock
11509.0
22095
D
Phantom Stock Unit
2019-03-29
4
A
0
54
0
A
Common Stock
54.0
22149
D
Phantom Stock Unit
2019-03-29
4
M
0
2736
0
D
Common Stock
2736.0
19413
D
Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
The exercise price was determined by taking the weighted average closing share price of the Company's common stock for the five day period prior to March 29, 2019.
The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date.
The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.
The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.
The PSUs are exercisable at time of vesting and do not have a set expiration date.
/s/ Heather Krupa, attorney-in-fact
2019-04-02