0001434728-17-000143.txt : 20171120 0001434728-17-000143.hdr.sgml : 20171120 20171120185114 ACCESSION NUMBER: 0001434728-17-000143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171118 FILED AS OF DATE: 20171120 DATE AS OF CHANGE: 20171120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liebman Michael J CENTRAL INDEX KEY: 0001673041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37756 FILM NUMBER: 171215052 MAIL ADDRESS: STREET 1: 21410 N 19TH AVENUE #220 CITY: PHOENIX STATE: AZ ZIP: 85027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Water Resources, Inc. CENTRAL INDEX KEY: 0001434728 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 900632193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 BUSINESS PHONE: 480-999-3461 MAIL ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 4 1 wf-form4_151122186045147.xml FORM 4 X0306 4 2017-11-18 0 0001434728 Global Water Resources, Inc. GWRS 0001673041 Liebman Michael J C/O GLOBAL WATER RESOURCES, INC. 21410 N 19TH AVENUE #220 PHOENIX AZ 85027 0 1 0 0 CFO and Corporate Secretary Common Stock 2017-11-18 4 M 0 25500 2.69 A 32700 D Common Stock 2017-11-18 4 D 0 25500 9.87 D 7200 D Stock Appreciation Right 2.69 2017-11-18 4 M 0 25500 0 D 2023-11-13 Common Stock 25500.0 0 D The reporting person was originally granted 100,000 of the stock appreciation rights on November 14, 2013, which vest ratably over 16 quarters from the grant date. /S/ Jeff Risenmay, attorney-in-fact 2017-11-20