0001209191-16-144697.txt : 20161004 0001209191-16-144697.hdr.sgml : 20161004 20161004192617 ACCESSION NUMBER: 0001209191-16-144697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Water Resources, Inc. CENTRAL INDEX KEY: 0001434728 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 900632193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 BUSINESS PHONE: 480-999-5247 MAIL ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liebman Michael J CENTRAL INDEX KEY: 0001673041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37756 FILM NUMBER: 161920889 MAIL ADDRESS: STREET 1: 21410 N 19TH AVENUE #220 CITY: PHOENIX STATE: AZ ZIP: 85027 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-30 0 0001434728 Global Water Resources, Inc. GWRS 0001673041 Liebman Michael J C/O GLOBAL WATER RESOURCES, INC. 21410 N 19TH AVENUE #220 PHOENIX AZ 85027 0 1 0 0 CFO and Corporate Secretary Common Stock 2016-09-30 4 M 0 2579 A 9779 D Common Stock 2016-09-30 4 D 0 2579 7.78 D 7200 D Phantom Stock Unit 2016-09-30 4 A 0 50 0.00 A Common Stock 50 18275 D Phantom Stock Unit 2016-09-30 4 M 0 2579 D 2016-09-30 Common Stock 2579 15696 D Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2016. The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. The PSUs do not have a set expiration date. /s/ Jeff Risenmay, attorney-in-fact 2016-10-04