0001683168-21-002056.txt : 20210517 0001683168-21-002056.hdr.sgml : 20210517 20210517164244 ACCESSION NUMBER: 0001683168-21-002056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210513 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Braun Samuel J CENTRAL INDEX KEY: 0001857651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36913 FILM NUMBER: 21931597 MAIL ADDRESS: STREET 1: 5 WEST MAIN STREET STREET 2: BOX 361 CITY: WARNER STATE: SD ZIP: 57479-0361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEMPHARM, INC CENTRAL INDEX KEY: 0001434647 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205894398 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1180 CELEBRATION BOULEVARD, SUITE 103 CITY: CELEBRATION STATE: FL ZIP: 34747 BUSINESS PHONE: (321) 939-3416 MAIL ADDRESS: STREET 1: 1180 CELEBRATION BOULEVARD, SUITE 103 CITY: CELEBRATION STATE: FL ZIP: 34747 FORMER COMPANY: FORMER CONFORMED NAME: KEMPHARM INC DATE OF NAME CHANGE: 20080507 4 1 ownership.xml X0306 4 2021-05-13 0 0001434647 KEMPHARM, INC KMPH 0001857651 Braun Samuel J 5 WEST MAIN STREET BOX 361 WARNER SD 57479-0361 0 0 1 0 COMMON STOCK 2021-05-13 4 P 0 10000 8.55 A 3070000 D Representing 3,010,000 shares held in the reporting person's individual capacity and 60,000 shares held in a jointly-owned account over which the reporting person exercises sole investment discretion. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. /s/ Samuel J. Braun 2021-05-17