S-8 1 zvra20240315_s8.htm FORM S-8 zvra20240315_s8.htm

 

As filed with the Securities and Exchange Commission on April 1, 2024

Registration No. 333-



UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 


Zevra Therapeutics, Inc.

(Exact Name of Registrant as Specified in Its Charter)

 


 

Delaware

 

20-5894398

(State or Other Jurisdiction of

Incorporation or Organization)

 

(I.R.S. Employer

Identification No.)

 

1180 Celebration Boulevard, Suite 103

Celebration, FL 34747

(Address of Principal Executive Offices) (Zip Code)

 

 

Zevra Therapeutics, Inc. Amended and Restated 2023 Employment Inducement Award Plan

 

(Full Title of the Plan)

 

 

R. LaDuane Clifton, CPA

Chief Financial Officer, Secretary and Treasurer

Zevra Therapeutics, Inc.

1180 Celebration Boulevard, Suite 103

Celebration, FL 34747

 

(Name and Address of Agent for Service)


(321) 939-3416

(Telephone Number, Including Area Code, of Agent for Service)

 


Copies to:

 

Nathan Ajiashvili, Esq.

Latham & Watkins LLP

1271 Avenue of the Americas

New York, NY 10020

(212) 906-1200


 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

 

Large accelerated filer

 

 

Accelerated filer

 

       

Non-accelerated filer

 

 

Smaller reporting company

 

       
       

Emerging growth company

 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

 

 

 

 

 

EXPLANATORY NOTE 

 

 

A Registration Statement of the Registrant on Form S-8 relating to the Registrant’s 2023 Employment Inducement Award Plan is effective. This Registration Statement on Form S-8 is being filed for the purpose of registering an additional 3,000,000 shares of the Registrant’s Common Stock to be issued pursuant to the amendment by the Registrant’s board of directors of the 2023 Employment Inducement Award Plan (as amended, the “Amended and Restated 2023 Employment Inducement Award Plan”).

 

 

INCORPORATION BY REFERENCE OF CONTENTS OF REGISTRATION

STATEMENTS ON FORM S-8

 

The contents of the Registration Statement on Form S-8 (File No. 333-270341), including any amendments thereto, as filed with the Securities and Exchange Commission (the “Commission”), are incorporated herein by reference and made a part of this Registration Statement.

 

 

 

 

Item 8.

Exhibits.

   

Exhibit
Number

 

Description of Exhibit

   

4.1

 

Amended and Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K (File No. 001-36913) filed on April 21, 2015)

   

4.2

 

Certificate of Amendment of Amended and Restated Certificate of Incorporation of the Registrant, effective as of December 23, 2020 (incorporated by reference to Exhibit 3.1 to the Registrant's Current Report on Form 8-K (File No. 001-36913) filed on December 23, 2020)

   

4.3

 

Certificate of Amendment of Certificate of Incorporation of the Registrant, effective as of February 21, 2023 (incorporated by reference to Exhibit 3.1 to the Registrant's Current Report on Form 8-K (File No. 001-36913) filed on February 24, 2023)

   

4.4

 

Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K (File No. 001-36913) filed on February 22, 2024)

   

5.1* 

 

Opinion of Latham & Watkins LLP

   

23.1*

 

Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm

   
23.3* Consent of Latham & Watkins LLP (included in Exhibit 5.1)
   

24.1

 

Power of Attorney (included on signature page)

   

99.1

 

Zevra Therapeutics, Inc. 2023 Employment Inducement Award Plan (incorporated by reference to Exhibit 10.7.8 to the Registrant's Annual Report on Form 10-K (File No. 001-36913) filed on April 1, 2024)

   

107.1*

 

Filing Fee Table

 

*

Filed herewith

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Celebration, State of Florida, on this 1st day of April, 2024.

 

Zevra Therapeutics, Inc.

 
     

By:

/s/ R. LaDuane Clifton

 
 

R. LaDuane Clifton, CPA

 
 

Chief Financial Officer, Secretary and Treasurer

 

 

 

 

 

 

POWER OF ATTORNEY

 

KNOW ALL BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Neil F. McFarlane. and R. LaDuane Clifton, CPA and each or any one of them, his lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitutes or substitute, may lawfully do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

         

/s/ Neil F. McFarlane

       

Neil F. McFarlane

 

President, Chief Executive Officer and Director

(Principal Executive Officer)

 

April 1, 2024

/s/ R. LaDuane Clifton

       

R. LaDuane Clifton, CPA

 

Chief Financial Officer, Secretary and Treasurer

(Principal Financial Officer)

 

April 1, 2024

/s/ Timothy J. Sangiovanni

       

Timothy J. Sangiovanni, CPA

 

Senior Vice President, Corporate Controller

(Principal Accounting Officer)

 

April 1, 2024

/s/ Thomas D. Anderson

       

Thomas D. Anderson

 

Director

 

April 1, 2024

         

/s/ John B. Bode

       

John B. Bode

 

Director

 

April 1, 2024

         
/s/ Douglas W. Calder        
Douglas W. Calder   Director   April 1, 2024
         
/s/ Wendy Dixon, Ph.D.        
Wendy Dixon, Ph.D.   Director   April 1, 2024
         

/s/ Tamara A. Favorito

       

Tamara A. Favorito

 

Director

 

April 1, 2024

         

/s/ Alvin Shih

       

Alvin Shih

 

Director

 

April 1, 2024

         

/s/ Corey Watton

       

Corey Watton

 

Director

 

April 1, 2024