0001062993-18-003062.txt : 20180730 0001062993-18-003062.hdr.sgml : 20180730 20180730164346 ACCESSION NUMBER: 0001062993-18-003062 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180720 FILED AS OF DATE: 20180730 DATE AS OF CHANGE: 20180730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: clirSPV LLC CENTRAL INDEX KEY: 0001747304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35521 FILM NUMBER: 18978149 BUSINESS ADDRESS: STREET 1: 119 WARREN AVE STREET 2: 3RD FLOOR CITY: SPRING LAKE STATE: NJ ZIP: 07762-1217 BUSINESS PHONE: 7322820743 MAIL ADDRESS: STREET 1: 119 WARREN AVE STREET 2: 3RD FLOOR CITY: SPRING LAKE STATE: NJ ZIP: 07762-1217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEARSIGN COMBUSTION CORP CENTRAL INDEX KEY: 0001434524 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12870 INTERURBAN AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98168 BUSINESS PHONE: (206) 673-4848 MAIL ADDRESS: STREET 1: 12870 INTERURBAN AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98168 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2018-07-20 0 0001434524 CLEARSIGN COMBUSTION CORP CLIR 0001747304 clirSPV LLC 119 WARREN AVENUE 3RD FLOOR SPRING LAKE NJ 07762 0 0 1 0 Common Stock 5213543 D Contractual Right to Purchase Common Stock 4 2018-07-20 2019-02-01 Contractual Right to Purchase Common Stock 478854 I See Notes clirSPV LLC ("clirSPV") is the record holder of the securities reported herein. GPclirSPV LLC ("GPclirSPV") is the Manager of clirSPV. Princeton Opportunity Management LLC ("Princeton Opportunity Management") has an Investment Management Agreement for clirSPV. Robert T. Hoffman is the Managing Member of GPclirSPV and Princeton Opportunity Management and shares the power to vote and dispose of the securities beneficially owned by clirSPV. As such, each of GPclirSPV, Princeton Opportunity Management and Robert T. Hoffman Sr. may be deemed to have or share beneficial ownership of the Common Stock or Contractual Rights to Purchase Common Stock held directly by clirSPV. Each such entity or individual other than clirSPV disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. /s/ Robert T. Hoffman Sr, Managing Member 2018-07-30