The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1ST UNITED BANCORP INC FLA | COM | 33740N105 | 6,177 | 725,002 | SH | DFND | 0 | 725,002 | 0 | ||
ACTAVIS PLC | SHS | G0083B108 | 22,918 | 94,987 | SH | DFND | 0 | 94,987 | 0 | ||
ACTAVIS PLC | SHS | G0083B108 | 1,175 | 85,300 | SH | Put | DFND | 0 | 85,300 | 0 | |
ALLERGAN INC | COM | 018490102 | 36,923 | 207,210 | SH | DFND | 0 | 207,210 | 0 | ||
ALLY FINL INC | COM | 02005N100 | 7,474 | 322,992 | SH | DFND | 0 | 322,992 | 0 | ||
AMBIT BIOSCIENCES CORP | COM | 02318X100 | 2,148 | 139,510 | SH | DFND | 0 | 139,510 | 0 | ||
AMER RLTY CAP HEALTHCAR TR I | COM | 02917R108 | 7,022 | 669,998 | SH | DFND | 0 | 669,998 | 0 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 2 | 10,100 | SH | Put | DFND | 0 | 10,100 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 4,790 | 47,220 | SH | DFND | 0 | 47,220 | 0 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 2 | 25,200 | SH | Put | DFND | 0 | 25,200 | 0 | |
ANNIES INC | COM | 03600T104 | 4,668 | 101,695 | SH | DFND | 0 | 101,695 | 0 | ||
APACHE CORP | COM | 037411105 | 7,040 | 75,000 | SH | DFND | 0 | 75,000 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 6,434 | 90,064 | SH | DFND | 0 | 90,064 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 110 | 140,700 | SH | Put | DFND | 0 | 140,700 | 0 | |
ATHLON ENERGY INC | COM | 047477104 | 3,494 | 59,999 | SH | DFND | 0 | 59,999 | 0 | ||
AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | 9,325 | 312,399 | SH | DFND | 0 | 312,399 | 0 | ||
AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | 25 | 125,000 | SH | Put | DFND | 0 | 125,000 | 0 | |
B/E AEROSPACE INC | COM | 073302101 | 1,780 | 21,200 | SH | DFND | 0 | 21,200 | 0 | ||
B/E AEROSPACE INC | COM | 073302101 | 235 | 20,000 | SH | Put | DFND | 0 | 20,000 | 0 | |
BALLY TECHNOLOGIES INC | COM | 05874B107 | 3,951 | 48,959 | SH | DFND | 0 | 48,959 | 0 | ||
BANK KY FINL CORP | COM | 062896105 | 2,632 | 56,943 | SH | DFND | 0 | 56,943 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 1,953 | 133,195 | SH | DFND | 0 | 133,195 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 5,311 | 74,000 | SH | DFND | 0 | 74,000 | 0 | ||
BGC PARTNERS INC | CL A | 05541T101 | 7,021 | 944,923 | SH | DFND | 0 | 944,923 | 0 | ||
BGC PARTNERS INC | CL A | 05541T101 | 35 | 346,400 | SH | Call | DFND | 0 | 346,400 | 0 | |
BLACKBERRY LTD | COM | 09228F103 | 1,117 | 112,376 | SH | DFND | 0 | 112,376 | 0 | ||
BRINKS CO | COM | 109696104 | 6,270 | 260,799 | SH | DFND | 0 | 260,799 | 0 | ||
BURGER KING WORLDWIDE INC | COM | 121220107 | 89 | 2,989 | SH | DFND | 0 | 2,989 | 0 | ||
BURGER KING WORLDWIDE INC | COM | 121220107 | 1,165 | 97,500 | SH | Put | DFND | 0 | 97,500 | 0 | |
CASCADE BANCORP | COM NEW | 147154207 | 1,366 | 270,495 | SH | DFND | 0 | 270,495 | 0 | ||
CHIQUITA BRANDS INTL INC | COM | 170032809 | 4,858 | 342,110 | SH | DFND | 0 | 342,110 | 0 | ||
CITIZENS FINL GROUP INC | COM | 174610105 | 1,077 | 46,000 | SH | DFND | 0 | 46,000 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 3,462 | 36,051 | SH | DFND | 0 | 36,051 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 304 | 3,800 | SH | DFND | 0 | 3,800 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 96 | 25,000 | SH | Put | DFND | 0 | 25,000 | 0 | |
COLONIAL FINL SVCS INC | COM | 19566B101 | 346 | 26,000 | SH | DFND | 0 | 26,000 | 0 | ||
COMPUWARE CORP | COM | 205638109 | 27,721 | 2,612,688 | SH | DFND | 0 | 2,612,688 | 0 | ||
COMPUWARE CORP | COM | 205638109 | 27 | 532,900 | SH | Put | DFND | 0 | 532,900 | 0 | |
COMTECH TELECOMMUNICATIONS C | COM NEW | 205826209 | 440 | 11,842 | SH | DFND | 0 | 11,842 | 0 | ||
CONAGRA FOODS INC | COM | 205887102 | 7,575 | 229,265 | SH | DFND | 0 | 229,265 | 0 | ||
CONCUR TECHNOLOGIES INC | COM | 206708109 | 10,146 | 80,006 | SH | DFND | 0 | 80,006 | 0 | ||
CONCUR TECHNOLOGIES INC | COM | 206708109 | 1 | 15,000 | SH | Put | DFND | 0 | 15,000 | 0 | |
CONVERSANT INC | COM | 21249J105 | 9,420 | 275,022 | SH | DFND | 0 | 275,022 | 0 | ||
COVISINT CORP | COM | 22357R103 | 1,038 | 250,000 | SH | DFND | 0 | 250,000 | 0 | ||
DHT HOLDINGS INC | SHS NEW | Y2065G121 | 924 | 150,000 | SH | DFND | 0 | 150,000 | 0 | ||
DIME CMNTY BANCSHARES | COM | 253922108 | 2,676 | 185,845 | SH | DFND | 0 | 185,845 | 0 | ||
DIRECTV | COM | 25490A309 | 20,782 | 240,199 | SH | DFND | 0 | 240,199 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 25 | 25,000 | SH | Put | DFND | 0 | 25,000 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 5,787 | 89,612 | SH | DFND | 0 | 89,612 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 8,274 | 135,400 | SH | DFND | 0 | 135,400 | 0 | ||
DOLLAR TREE INC | COM | 256746108 | 1 | 12,500 | SH | Call | DFND | 0 | 12,500 | 0 | |
DONNELLEY R R & SONS CO | COM | 257867101 | 4,936 | 299,893 | SH | DFND | 0 | 299,893 | 0 | ||
DRESSER-RAND GROUP INC | COM | 261608103 | 16,673 | 202,683 | SH | DFND | 0 | 202,683 | 0 | ||
EBAY INC | COM | 278642103 | 1,133 | 20,000 | SH | DFND | 0 | 20,000 | 0 | ||
EINSTEIN NOAH REST GROUP INC | COM | 28257U104 | 1,008 | 50,000 | SH | DFND | 0 | 50,000 | 0 | ||
ENDO INTL PLC | SHS | G30401106 | 157 | 2,302 | SH | DFND | 0 | 2,302 | 0 | ||
ENDO INTL PLC | SHS | G30401106 | 4 | 22,700 | SH | Call | DFND | 0 | 22,700 | 0 | |
ENVENTIS CORP | COM | 29402J101 | 2,273 | 125,000 | SH | DFND | 0 | 125,000 | 0 | ||
FAMILY DLR STORES INC | COM | 307000109 | 26,806 | 347,054 | SH | DFND | 0 | 347,054 | 0 | ||
FAMILY DLR STORES INC | COM | 307000109 | 65 | 100,000 | SH | Put | DFND | 0 | 100,000 | 0 | |
FIDELITY NATIONAL FINANCIAL | FNFV GROUP COM | 31620R402 | 1,327 | 96,429 | SH | DFND | 0 | 96,429 | 0 | ||
FNB CORP PA | COM | 302520101 | 123 | 10,224 | SH | DFND | 0 | 10,224 | 0 | ||
FOSTER WHEELER AG | COM | H27178104 | 6,830 | 216,018 | SH | DFND | 0 | 216,018 | 0 | ||
FRANKLIN FINL CORP VA | COM | 35353C102 | 2,302 | 123,709 | SH | DFND | 0 | 123,709 | 0 | ||
GENTIVA HEALTH SERVICES INC | COM | 37247A102 | 839 | 50,000 | SH | DFND | 0 | 50,000 | 0 | ||
GLIMCHER RLTY TR | SH BEN INT | 379302102 | 5,856 | 432,501 | SH | DFND | 0 | 432,501 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 1,176 | 1,680,000 | SH | Put | DFND | 0 | 1,680,000 | 0 | |
GLOBALSTAR INC | COM | 378973408 | 6,149 | 1,680,000 | SH | DFND | 0 | 1,680,000 | 0 | ||
GROUPON INC | COM CL A | 399473107 | 2,165 | 324,121 | SH | DFND | 0 | 324,121 | 0 | ||
HARVEST NATURAL RESOURCES IN | COM | 41754V103 | 136 | 36,964 | SH | DFND | 0 | 36,964 | 0 | ||
HEWLETT PACKARD CO | COM | 428236103 | 17 | 25,000 | SH | Put | DFND | 0 | 25,000 | 0 | |
HUBBELL INC | CL B | 443510201 | 3,013 | 25,000 | SH | DFND | 0 | 25,000 | 0 | ||
HUDSON CITY BANCORP | COM | 443683107 | 7,595 | 781,348 | SH | DFND | 0 | 781,348 | 0 | ||
INTEL CORP | COM | 458140100 | 7 | 121,500 | SH | Put | DFND | 0 | 121,500 | 0 | |
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 10 | 25,000 | SH | Put | DFND | 0 | 25,000 | 0 | |
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 4,305 | 255,185 | SH | DFND | 0 | 255,185 | 0 | ||
INTERNATIONAL RECTIFIER CORP | COM | 460254105 | 3,014 | 76,804 | SH | DFND | 0 | 76,804 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 25 | 23,800 | SH | Put | DFND | 0 | 23,800 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 350 | 3,200 | SH | DFND | 0 | 3,200 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 747 | 129,600 | SH | Put | DFND | 0 | 129,600 | 0 | |
ISLE OF CAPRI CASINOS INC | COM | 464592104 | 432 | 57,644 | SH | DFND | 0 | 57,644 | 0 | ||
JETPAY CORP | COM | 477177109 | 20 | 13,330 | SH | DFND | 0 | 13,330 | 0 | ||
JOY GLOBAL INC | COM | 481165108 | 8 | 15,000 | SH | Call | DFND | 0 | 15,000 | 0 | |
LIN MEDIA LLC | CL A COM | 532771102 | 4,440 | 200,001 | SH | DFND | 0 | 200,001 | 0 | ||
LIPOSCIENCE INC | COM | 53630M108 | 410 | 79,100 | SH | DFND | 0 | 79,100 | 0 | ||
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 7,844 | 109,239 | SH | DFND | 0 | 109,239 | 0 | ||
LSB FINL CORP | COM | 501925101 | 1,130 | 28,105 | SH | DFND | 0 | 28,105 | 0 | ||
M & T BK CORP | COM | 55261F104 | 374 | 37,500 | SH | Put | DFND | 0 | 37,500 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 2,848 | 211,247 | SH | DFND | 0 | 211,247 | 0 | ||
MEADOWBROOK INS GROUP INC | COM | 58319P108 | 7,609 | 1,300,735 | SH | DFND | 0 | 1,300,735 | 0 | ||
MEDTRONIC INC | COM | 585055106 | 5,153 | 83,174 | SH | DFND | 0 | 83,174 | 0 | ||
MORGANS HOTEL GROUP CO | COM | 61748W108 | 1,096 | 135,831 | SH | DFND | 0 | 135,831 | 0 | ||
MOVE INC | COM NEW | 62458M207 | 2,096 | 100,000 | SH | DFND | 0 | 100,000 | 0 | ||
MULTIMEDIA GAMES HLDG CO INC | COM | 625453105 | 3,745 | 103,998 | SH | DFND | 0 | 103,998 | 0 | ||
NATIONAL INTERSTATE CORP | COM | 63654U100 | 19,975 | 715,935 | SH | DFND | 0 | 715,935 | 0 | ||
NEWCASTLE INVT CORP NEW | COM NEW | 65105M504 | 2,878 | 226,998 | SH | DFND | 0 | 226,998 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 7,682 | 333,263 | SH | DFND | 0 | 333,263 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 7,631 | 901,989 | SH | DFND | 0 | 901,989 | 0 | ||
NORTH VALLEY BANCORP | COM NEW | 66304M204 | 3,836 | 177,767 | SH | DFND | 0 | 177,767 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 3,418 | 221,700 | SH | DFND | 0 | 221,700 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 47 | 525,500 | SH | Call | DFND | 0 | 525,500 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 172 | 221,700 | SH | Put | DFND | 0 | 221,700 | 0 | |
NVIDIA CORP | COM | 67066G104 | 1,858 | 100,701 | SH | DFND | 0 | 100,701 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 10 | 150,000 | SH | Put | DFND | 0 | 150,000 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 13 | 199,900 | SH | Call | DFND | 0 | 199,900 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 291 | 806,800 | SH | Put | DFND | 0 | 806,800 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 4,380 | 852,094 | SH | DFND | 0 | 852,094 | 0 | ||
OMNIAMERICAN BANCORP INC | COM | 68216R107 | 20,750 | 798,380 | SH | DFND | 0 | 798,380 | 0 | ||
OMNIVISION TECHNOLOGIES INC | COM | 682128103 | 2,916 | 110,199 | SH | DFND | 0 | 110,199 | 0 | ||
OVERSTOCK COM INC DEL | COM | 690370101 | 2,637 | 156,430 | SH | DFND | 0 | 156,430 | 0 | ||
PENN WEST PETE LTD NEW | COM | 707887105 | 316 | 46,826 | SH | DFND | 0 | 46,826 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 57 | 50,000 | SH | Put | DFND | 0 | 50,000 | 0 | |
PROSHARES TR | SHRT 20+YR TRE | 74347X849 | 5,430 | 195,730 | SH | DFND | 0 | 195,730 | 0 | ||
PROTECTIVE LIFE CORP | COM | 743674103 | 11,818 | 170,270 | SH | DFND | 0 | 170,270 | 0 | ||
QUANTUM CORP | COM DSSG | 747906204 | 668 | 576,271 | SH | DFND | 0 | 576,271 | 0 | ||
REALD INC | COM | 75604L105 | 3,864 | 412,400 | SH | DFND | 0 | 412,400 | 0 | ||
RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | 199 | 19,633 | SH | DFND | 0 | 19,633 | 0 | ||
RF MICRODEVICES INC | COM | 749941100 | 2,509 | 217,417 | SH | DFND | 0 | 217,417 | 0 | ||
SAFEWAY INC | COM NEW | 786514208 | 1,217 | 35,486 | SH | DFND | 0 | 35,486 | 0 | ||
SALIX PHARMACEUTICALS INC | COM | 795435106 | 12,353 | 79,062 | SH | DFND | 0 | 79,062 | 0 | ||
SHANDA GAMES LTD | SP ADR REPTG A | 81941U105 | 512 | 78,212 | SH | DFND | 0 | 78,212 | 0 | ||
SHUTTERFLY INC | COM | 82568P304 | 8,754 | 179,600 | SH | DFND | 0 | 179,600 | 0 | ||
SIGMA ALDRICH CORP | COM | 826552101 | 12,921 | 94,999 | SH | DFND | 0 | 94,999 | 0 | ||
SMITH & NEPHEW PLC | SPDN ADR NEW | 83175M205 | 17 | 6,200 | SH | Call | DFND | 0 | 6,200 | 0 | |
SMITH & NEPHEW PLC | SPDN ADR NEW | 83175M205 | 290 | 25,000 | SH | Put | DFND | 0 | 25,000 | 0 | |
SMITH & NEPHEW PLC | SPDN ADR NEW | 83175M205 | 11,479 | 136,348 | SH | DFND | 0 | 136,348 | 0 | ||
SOLITARIO EXPL & RTY CORP | COM | 8342EP107 | 1,325 | 1,103,779 | SH | DFND | 0 | 1,103,779 | 0 | ||
SONY CORP | ADR NEW | 835699307 | 3,777 | 209,360 | SH | DFND | 0 | 209,360 | 0 | ||
SOUTHSIDE BANCSHARES INC | COM | 84470P109 | 285 | 30,000 | SH | Put | DFND | 0 | 30,000 | 0 | |
SP BANCORP INC | COM | 78468K106 | 4,506 | 154,830 | SH | DFND | 0 | 154,830 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 819 | 264,800 | SH | Put | DFND | 0 | 264,800 | 0 | |
SYMMETRY MED INC | COM | 871546206 | 1,674 | 165,934 | SH | DFND | 0 | 165,934 | 0 | ||
SYNOVUS FINL CORP | COM NEW | 87161C501 | 1,300 | 55,002 | SH | DFND | 0 | 55,002 | 0 | ||
TF FINL CORP | COM | 872391107 | 2,234 | 53,750 | SH | DFND | 0 | 53,750 | 0 | ||
TIBCO SOFTWARE INC | COM | 88632Q103 | 10,634 | 450,001 | SH | DFND | 0 | 450,001 | 0 | ||
TIM HORTONS INC | COM | 88706M103 | 29,199 | 370,998 | SH | DFND | 0 | 370,998 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 20,032 | 139,604 | SH | DFND | 0 | 139,604 | 0 | ||
TIVO INC | COM | 888706108 | 4,745 | 370,885 | SH | DFND | 0 | 370,885 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 10,102 | 349,897 | SH | DFND | 0 | 349,897 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 446 | 110,000 | SH | Put | DFND | 0 | 110,000 | 0 | |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 15,821 | 156,258 | SH | DFND | 0 | 156,258 | 0 | ||
TW TELECOM INC | COM | 87311L104 | 7,906 | 190,003 | SH | DFND | 0 | 190,003 | 0 | ||
UNITED STATES CELLULAR CORP | COM | 911684108 | 603 | 16,999 | SH | DFND | 0 | 16,999 | 0 | ||
URS CORP NEW | COM | 903236107 | 1,152 | 20,001 | SH | DFND | 0 | 20,001 | 0 | ||
VAIL RESORTS INC | COM | 91879Q109 | 11,017 | 126,979 | SH | DFND | 0 | 126,979 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 3,074 | 23,428 | SH | DFND | 0 | 23,428 | 0 | ||
WHITING PETE CORP NEW | COM | 966387102 | 1,534 | 19,776 | SH | DFND | 0 | 19,776 | 0 | ||
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 78 | 283,400 | SH | Put | DFND | 0 | 283,400 | 0 | |
XRS CORP | COM | 983845108 | 125 | 22,543 | SH | DFND | 0 | 22,543 | 0 | ||
ZAGG INC | COM | 98884U108 | 946 | 169,564 | SH | DFND | 0 | 169,564 | 0 | ||
ZILLOW INC | CL A | 98954A107 | 2,521 | 21,732 | SH | DFND | 0 | 21,732 | 0 |