The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 205 | 6,190 | SH | DFND | 0 | 6 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 2,663 | 59,542 | SH | DFND | 0 | 60 | 0 | ||
ACELRX PHARMACEUTICALS INC | COM | 00444T100 | 166 | 15,404 | SH | DFND | 0 | 15 | 0 | ||
ACTAVIS INC | COM | 00507K103 | 4,739 | 32,911 | SH | DFND | 0 | 33 | 0 | ||
ACTAVIS INC | COM | 00507K103 | 6 | 10,000 | SH | Put | DFND | 0 | 10 | 0 | |
ADMINISTRADORA FONDOS PENSIO | SPONSORED ADR | 00709P108 | 5,455 | 59,160 | SH | DFND | 0 | 59 | 0 | ||
ALCO STORES INC | COM | 001600105 | 708 | 50,748 | SH | DFND | 0 | 51 | 0 | ||
ALICO INC | COM | 016230104 | 2,052 | 49,836 | SH | DFND | 0 | 50 | 0 | ||
ALLERGAN INC | COM | 018490102 | 289 | 3,192 | SH | DFND | 0 | 3 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 1,437 | 227,386 | SH | DFND | 0 | 227 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 9 | 7,800 | SH | Call | DFND | 0 | 0 | 0 | |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 449 | 24,727 | SH | DFND | 0 | 25 | 0 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 61 | 275,400 | SH | Put | DFND | 0 | 275 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 3,808 | 78,311 | SH | DFND | 0 | 78 | 0 | ||
AMGEN INC | COM | 031162100 | 323 | 2,883 | SH | DFND | 0 | 3 | 0 | ||
ANALYSTS INTL CORP | COM NEW | 032681207 | 354 | 55,000 | SH | DFND | 0 | 55 | 0 | ||
ANAREN INC | COM | 032744104 | 2,402 | 94,196 | SH | DFND | 0 | 94 | 0 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 1 | 51,000 | SH | Call | DFND | 0 | 0 | 0 | |
ANNALY CAP MGMT INC | COM | 035710409 | 3 | 115,200 | SH | Put | DFND | 0 | 115 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 124 | 30,544 | SH | DFND | 0 | 31 | 0 | ||
ARMOUR RESIDENTIAL REIT INC | COM | 042315101 | 2 | 48,000 | SH | Put | DFND | 0 | 48 | 0 | |
ASIAINFO-LINKAGE INC | COM | 04518A104 | 595 | 51,581 | SH | DFND | 0 | 52 | 0 | ||
ASTEX PHARMACEUTICALS INC | COM | 04624B103 | 2,085 | 245,570 | SH | DFND | 0 | 246 | 0 | ||
ASTORIA FINL CORP | COM | 046265104 | 6,456 | 518,949 | SH | DFND | 0 | 519 | 0 | ||
ASTORIA FINL CORP | COM | 046265104 | 142 | 268,000 | SH | Call | DFND | 0 | 0 | 0 | |
BAKER MICHAEL CORP | COM | 057149106 | 435 | 10,755 | SH | DFND | 0 | 11 | 0 | ||
BANK OF AMERICA CORPORATION | 7.25%CNV PFD L | 060505682 | 2,314 | 2,140 | SH | DFND | 0 | 2 | 0 | ||
BARRY R G CORP OHIO | COM | 068798107 | 677 | 35,792 | SH | DFND | 0 | 36 | 0 | ||
BELO CORP | COM SER A | 080555105 | 1,238 | 90,380 | SH | DFND | 0 | 90 | 0 | ||
BGC PARTNERS INC | CL A | 05541T101 | 1,779 | 315,379 | SH | DFND | 0 | 315 | 0 | ||
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 872 | 160,580 | SH | DFND | 0 | 161 | 0 | ||
BIOGEN IDEC INC | COM | 09062X103 | 271 | 1,125 | SH | DFND | 0 | 1 | 0 | ||
BLACKBERRY LTD | COM | 09228F103 | 1,409 | 177,400 | SH | DFND | 0 | 177 | 0 | ||
BLACKBERRY LTD | COM | 09228F103 | 53 | 205,400 | SH | Call | DFND | 0 | 0 | 0 | |
BLACKROCK MUNIYIELD PA QLTY | COM | 09255G107 | 406 | 30,248 | SH | DFND | 0 | 30 | 0 | ||
BLYTH INC | COM NEW | 09643P207 | 729 | 52,700 | SH | DFND | 0 | 53 | 0 | ||
BOISE INC | COM | 09746Y105 | 1,731 | 137,354 | SH | DFND | 0 | 137 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 1,083 | 25,766 | SH | DFND | 0 | 26 | 0 | ||
BRE PROPERTIES INC | CL A | 05564E106 | 2,507 | 49,395 | SH | DFND | 0 | 49 | 0 | ||
BROOKDALE SR LIVING INC | COM | 112463104 | 271 | 10,296 | SH | DFND | 0 | 10 | 0 | ||
BROOKFIELD OFFICE PPTYS INC | COM | 112900105 | 968 | 50,754 | SH | DFND | 0 | 51 | 0 | ||
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 11 | 117,200 | SH | Call | DFND | 0 | 0 | 0 | |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 1,735 | 103,048 | SH | DFND | 0 | 103 | 0 | ||
CAMELOT INFORMATION SYS INC | ADS RP ORD SHS | 13322V105 | 190 | 99,999 | SH | DFND | 0 | 100 | 0 | ||
CAPITAL SR LIVING CORP | COM | 140475104 | 218 | 10,297 | SH | DFND | 0 | 10 | 0 | ||
CAPITALSOURCE INC | COM | 14055X102 | 4,241 | 356,957 | SH | DFND | 0 | 357 | 0 | ||
CAPLEASE INC | COM | 140288101 | 3,059 | 360,345 | SH | DFND | 0 | 360 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 327 | 6,269 | SH | DFND | 0 | 6 | 0 | ||
CELGENE CORP | COM | 151020104 | 369 | 2,393 | SH | DFND | 0 | 2 | 0 | ||
CEMPRA INC | COM | 15130J109 | 153 | 13,293 | SH | DFND | 0 | 13 | 0 | ||
CENTRAL GARDEN & PET CO | COM | 153527106 | 165 | 23,466 | SH | DFND | 0 | 23 | 0 | ||
CFS BANCORP INC | COM | 12525D102 | 1,439 | 129,852 | SH | DFND | 0 | 130 | 0 | ||
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 1,248 | 22,071 | SH | DFND | 0 | 22 | 0 | ||
CHICOS FAS INC | COM | 168615102 | 858 | 51,529 | SH | DFND | 0 | 52 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 400 | 5,210 | SH | DFND | 0 | 5 | 0 | ||
COLONIAL PPTYS TR | COM SH BEN INT | 195872106 | 5,660 | 251,647 | SH | DFND | 0 | 252 | 0 | ||
COMMONWEALTH REIT | COM SH BEN INT | 203233101 | 1,008 | 46,017 | SH | DFND | 0 | 46 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 642 | 15,460 | SH | DFND | 0 | 15 | 0 | ||
COMPUWARE CORP | COM | 205638109 | 2,575 | 230,088 | SH | DFND | 0 | 230 | 0 | ||
COMSCORE INC | COM | 20564W105 | 1,040 | 35,902 | SH | DFND | 0 | 36 | 0 | ||
CORNERSTONE THERAPEUTICS INC | COM | 21924P103 | 2,254 | 239,534 | SH | DFND | 0 | 240 | 0 | ||
COVIDIEN PLC | SHS | G2554F113 | 450 | 7,384 | SH | DFND | 0 | 7 | 0 | ||
CST BRANDS INC | COM | 12646R105 | 1,913 | 64,211 | SH | DFND | 0 | 64 | 0 | ||
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 231 | 3,633 | SH | DFND | 0 | 4 | 0 | ||
CURRENCYSHS JAPANESE YEN TR | JAPANESE YEN | 23130A102 | 3 | 26,500 | SH | Put | DFND | 0 | 27 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 963 | 103,065 | SH | DFND | 0 | 103 | 0 | ||
DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | 231 | 4,060 | SH | DFND | 0 | 4 | 0 | ||
DELL INC | COM | 24702R101 | 4,966 | 361,130 | SH | DFND | 0 | 361 | 0 | ||
DIEBOLD INC | COM | 253651103 | 3,328 | 113,354 | SH | DFND | 0 | 113 | 0 | ||
DIGITAL GENERATION INC | COM | 25400B108 | 678 | 52,461 | SH | DFND | 0 | 52 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 3,726 | 82,774 | SH | DFND | 0 | 83 | 0 | ||
DOLE FOOD CO INC NEW | COM | 256603101 | 3,159 | 231,912 | SH | DFND | 0 | 232 | 0 | ||
DURATA THERAPEUTICS INC | COM | 26658A107 | 177 | 19,621 | SH | DFND | 0 | 20 | 0 | ||
EDWARDS GROUP LTD | SPONSORED ADR | 281736108 | 1,989 | 201,893 | SH | DFND | 0 | 202 | 0 | ||
ELAN PLC | ADR | 284131208 | 5,539 | 355,492 | SH | DFND | 0 | 355 | 0 | ||
ELLIE MAE INC | COM | 28849P100 | 832 | 25,996 | SH | DFND | 0 | 26 | 0 | ||
ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 209 | 9,104 | SH | DFND | 0 | 9 | 0 | ||
EXELON CORP | COM | 30161N101 | 916 | 30,914 | SH | DFND | 0 | 31 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 414 | 6,704 | SH | DFND | 0 | 7 | 0 | ||
FAIRPOINT COMMUNICATIONS INC | COM NEW | 305560302 | 722 | 75,620 | SH | DFND | 0 | 76 | 0 | ||
FIFTH & PAC COS INC | COM | 316645100 | 2,454 | 97,639 | SH | DFND | 0 | 98 | 0 | ||
FIRSTENERGY CORP | COM | 337932107 | 1,127 | 30,914 | SH | DFND | 0 | 31 | 0 | ||
FLOW INTL CORP | COM | 343468104 | 1,457 | 365,141 | SH | DFND | 0 | 365 | 0 | ||
FOX CHASE BANCORP INC NEW | COM | 35137T108 | 1,262 | 72,543 | SH | DFND | 0 | 73 | 0 | ||
FURIEX PHARMACEUTICALS INC | COM | 36106P101 | 205 | 4,661 | SH | DFND | 0 | 5 | 0 | ||
FUSION-IO INC | COM | 36112J107 | 1,246 | 93,048 | SH | DFND | 0 | 93 | 0 | ||
GANNETT INC | COM | 364730101 | 1,632 | 60,931 | SH | DFND | 0 | 61 | 0 | ||
GANNETT INC | COM | 364730101 | 2 | 15,000 | SH | Put | DFND | 0 | 15 | 0 | |
GARMIN LTD | SHS | H2906T109 | 2,983 | 66,016 | SH | DFND | 0 | 66 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,743 | 27,724 | SH | DFND | 0 | 28 | 0 | ||
GLOBECOMM SYSTEMS INC | COM | 37956X103 | 1,583 | 113,019 | SH | DFND | 0 | 113 | 0 | ||
GRAY TELEVISION INC | COM | 389375106 | 1,311 | 167,031 | SH | DFND | 0 | 167 | 0 | ||
GRIFOLS S A | SP ADR REP B NVT | 398438408 | 257 | 8,500 | SH | DFND | 0 | 9 | 0 | ||
HARRIS TEETER SUPERMARKETS I | COM | 414585109 | 4,494 | 91,363 | SH | DFND | 0 | 91 | 0 | ||
HARVEST NATURAL RESOURCES IN | COM | 41754V103 | 761 | 142,197 | SH | DFND | 0 | 142 | 0 | ||
HCA HOLDINGS INC | COM | 40412C101 | 451 | 10,558 | SH | DFND | 0 | 11 | 0 | ||
HEALTH MGMT ASSOC INC NEW | CL A | 421933102 | 1,991 | 155,512 | SH | DFND | 0 | 156 | 0 | ||
HERITAGE OAKS BANCORP | COM | 42724R107 | 235 | 36,700 | SH | DFND | 0 | 37 | 0 | ||
HUDSON CITY BANCORP | COM | 443683107 | 2,221 | 245,640 | SH | DFND | 0 | 246 | 0 | ||
ICU MED INC | COM | 44930G107 | 2,549 | 37,524 | SH | DFND | 0 | 38 | 0 | ||
IRON MTN INC | COM | 462846106 | 2,924 | 108,198 | SH | DFND | 0 | 108 | 0 | ||
IRON MTN INC | COM | 462846106 | 67 | 103,100 | SH | Put | DFND | 0 | 103 | 0 | |
ISOFTSTONE HLDGS LTD | SPONSORED ADS | 46489B108 | 270 | 54,910 | SH | DFND | 0 | 55 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 246 | 2,673 | SH | DFND | 0 | 3 | 0 | ||
JETBLUE AIRWAYS CORP | COM | 477143101 | 2,747 | 412,195 | SH | DFND | 0 | 412 | 0 | ||
JETPAY CORP | COM | 477177109 | 46 | 13,330 | SH | DFND | 0 | 13 | 0 | ||
JONES GROUP INC | COM | 48020T101 | 2,282 | 152,000 | SH | DFND | 0 | 152 | 0 | ||
KALOBIOS PHARMACEUTICALS INC | COM | 48344T100 | 69 | 15,227 | SH | DFND | 0 | 15 | 0 | ||
KAYDON CORP | COM | 486587108 | 2,184 | 61,479 | SH | DFND | 0 | 61 | 0 | ||
KERYX BIOPHARMACEUTICALS INC | COM | 492515101 | 196 | 19,431 | SH | DFND | 0 | 19 | 0 | ||
KULICKE & SOFFA INDS INC | COM | 501242101 | 3,273 | 283,384 | SH | DFND | 0 | 283 | 0 | ||
LEAP WIRELESS INTL INC | COM NEW | 521863308 | 6,430 | 406,944 | SH | DFND | 0 | 407 | 0 | ||
LEAR CORP | COM NEW | 521865204 | 390 | 5,449 | SH | DFND | 0 | 5 | 0 | ||
LEARNING TREE INTL INC | COM | 522015106 | 730 | 185,758 | SH | DFND | 0 | 186 | 0 | ||
LENDER PROCESSING SVCS INC | COM | 52602E102 | 3,458 | 103,927 | SH | DFND | 0 | 104 | 0 | ||
LIFE TECHNOLOGIES CORP | COM | 53217V109 | 6,631 | 88,612 | SH | DFND | 0 | 89 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 255 | 5,075 | SH | DFND | 0 | 5 | 0 | ||
LSI CORPORATION | COM | 502161102 | 1,879 | 240,168 | SH | DFND | 0 | 240 | 0 | ||
MAIDENFORM BRANDS INC | COM | 560305104 | 2,102 | 89,494 | SH | DFND | 0 | 89 | 0 | ||
MAKO SURGICAL CORP | COM | 560879108 | 3,002 | 101,744 | SH | DFND | 0 | 102 | 0 | ||
MBIA INC | COM | 55262C100 | 335 | 32,767 | SH | DFND | 0 | 33 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 206 | 1,609 | SH | DFND | 0 | 2 | 0 | ||
MEDALLION FINL CORP | COM | 583928106 | 372 | 24,988 | SH | DFND | 0 | 25 | 0 | ||
MEDICINES CO | COM | 584688105 | 207 | 6,161 | SH | DFND | 0 | 6 | 0 | ||
MEDIVATION INC | COM | 58501N101 | 272 | 4,539 | SH | DFND | 0 | 5 | 0 | ||
MENS WEARHOUSE INC | COM | 587118100 | 740 | 21,729 | SH | DFND | 0 | 22 | 0 | ||
MERGE HEALTHCARE INC | COM | 589499102 | 186 | 71,270 | SH | DFND | 0 | 71 | 0 | ||
MERRIMACK PHARMACEUTICALS IN | COM | 590328100 | 39 | 10,180 | SH | DFND | 0 | 10 | 0 | ||
METLIFE INC | COM | 59156R108 | 9,454 | 201,356 | SH | DFND | 0 | 201 | 0 | ||
METROCORP BANCSHARES INC | COM | 591650106 | 2,096 | 152,557 | SH | DFND | 0 | 153 | 0 | ||
MOLEX INC | CL A | 608554200 | 2,364 | 61,747 | SH | DFND | 0 | 62 | 0 | ||
MORGANS HOTEL GROUP CO | COM | 61748W108 | 1,214 | 158,300 | SH | DFND | 0 | 158 | 0 | ||
MPG OFFICE TR INC | COM | 553274101 | 1,380 | 440,941 | SH | DFND | 0 | 441 | 0 | ||
MYLAN INC | COM | 628530107 | 269 | 7,050 | SH | DFND | 0 | 7 | 0 | ||
NATIONAL TECHNICAL SYS INC | COM | 638104109 | 1,782 | 77,991 | SH | DFND | 0 | 78 | 0 | ||
NAVISTAR INTL CORP NEW | COM | 63934E108 | 1,818 | 49,832 | SH | DFND | 0 | 50 | 0 | ||
NGP CAP RES CO | COM | 62912R107 | 754 | 101,497 | SH | DFND | 0 | 101 | 0 | ||
NICHOLAS FINANCIAL INC | COM NEW | 65373J209 | 1,048 | 64,356 | SH | DFND | 0 | 64 | 0 | ||
NII HLDGS INC | CL B NEW | 62913F201 | 1,200 | 197,760 | SH | DFND | 0 | 198 | 0 | ||
NII HLDGS INC | CL B NEW | 62913F201 | 33 | 234,700 | SH | Call | DFND | 0 | 0 | 0 | |
NOBLE CORPORATION BAAR | NAMEN -AKT | H5833N103 | 1,946 | 51,526 | SH | DFND | 0 | 52 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 5,198 | 798,629 | SH | DFND | 0 | 799 | 0 | ||
NPS PHARMACEUTICALS INC | COM | 62936P103 | 205 | 6,434 | SH | DFND | 0 | 6 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 1,925 | 103,047 | SH | DFND | 0 | 103 | 0 | ||
NUVEEN OHIO QUALITY INCOME M | COM | 670980101 | 408 | 29,033 | SH | DFND | 0 | 29 | 0 | ||
NV ENERGY INC | COM | 67073Y106 | 5,287 | 223,943 | SH | DFND | 0 | 224 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,782 | 47,893 | SH | DFND | 0 | 48 | 0 | ||
OFFICIAL PMTS HLDGS INC | COM | 67623R106 | 676 | 81,198 | SH | DFND | 0 | 81 | 0 | ||
OMNICARE INC | COM | 681904108 | 234 | 4,217 | SH | DFND | 0 | 4 | 0 | ||
OMNICOM GROUP INC | COM | 681919106 | 1,903 | 30,000 | SH | DFND | 0 | 30 | 0 | ||
ONE LIBERTY PPTYS INC | COM | 682406103 | 1,375 | 67,800 | SH | DFND | 0 | 68 | 0 | ||
ONYX PHARMACEUTICALS INC | COM | 683399109 | 5,658 | 45,373 | SH | DFND | 0 | 45 | 0 | ||
OREXIGEN THERAPEUTICS INC | COM | 686164104 | 183 | 29,827 | SH | DFND | 0 | 30 | 0 | ||
PENN WEST PETE LTD NEW | COM | 707887105 | 1,745 | 156,797 | SH | DFND | 0 | 157 | 0 | ||
PENN WEST PETE LTD NEW | COM | 707887105 | 14 | 185,500 | SH | Call | DFND | 0 | 0 | 0 | |
PEOPLES FED BANCSHARES INC | COM | 711037101 | 589 | 33,790 | SH | DFND | 0 | 34 | 0 | ||
PERION NETWORK LTD | SHS | M78673106 | 403 | 30,629 | SH | DFND | 0 | 31 | 0 | ||
PFIZER INC | COM | 717081103 | 328 | 11,417 | SH | DFND | 0 | 11 | 0 | ||
PHARMACYCLICS INC | COM | 716933106 | 273 | 1,974 | SH | DFND | 0 | 2 | 0 | ||
PITNEY BOWES INC | COM | 724479100 | 3,143 | 172,780 | SH | DFND | 0 | 173 | 0 | ||
PROSHARES TR | SHRT 20+YR TRE | 74347X849 | 2,551 | 79,638 | SH | DFND | 0 | 80 | 0 | ||
PROVIDENT NEW YORK BANCORP | COM | 744028101 | 1,018 | 74,169 | SH | DFND | 0 | 74 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 239 | 4,460 | SH | DFND | 0 | 4 | 0 | ||
PVF CAPITAL CORP | COM | 693654105 | 1,761 | 427,508 | SH | DFND | 0 | 428 | 0 | ||
QLOGIC CORP | COM | 747277101 | 568 | 51,894 | SH | DFND | 0 | 52 | 0 | ||
QLT INC | COM | 746927102 | 222 | 47,927 | SH | DFND | 0 | 48 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 264 | 845 | SH | DFND | 0 | 1 | 0 | ||
RUCKUS WIRELESS INC | COM | 781220108 | 1,127 | 66,980 | SH | DFND | 0 | 67 | 0 | ||
SAFEWAY INC | COM NEW | 786514208 | 1,302 | 40,697 | SH | DFND | 0 | 41 | 0 | ||
SAKS INC | COM | 79377W108 | 4,903 | 307,567 | SH | DFND | 0 | 308 | 0 | ||
SALIX PHARMACEUTICALS INC | COM | 795435106 | 238 | 3,553 | SH | DFND | 0 | 4 | 0 | ||
SANOFI | RIGHT 12/31/2020 | 80105N113 | 976 | 483,140 | SH | DFND | 0 | 483 | 0 | ||
SANTARUS INC | COM | 802817304 | 253 | 11,198 | SH | DFND | 0 | 11 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 359 | 7,598 | SH | DFND | 0 | 8 | 0 | ||
SHFL ENTMT INC | COM | 78423R105 | 3,033 | 132,034 | SH | DFND | 0 | 132 | 0 | ||
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 679 | 52,000 | SH | DFND | 0 | 52 | 0 | ||
SOLITARIO EXPL & RTY CORP | COM | 8342EP107 | 696 | 805,201 | SH | DFND | 0 | 805 | 0 | ||
SOLTA MED INC | COM | 83438K103 | 652 | 314,917 | SH | DFND | 0 | 315 | 0 | ||
SOURCEFIRE INC | COM | 83616T108 | 2,070 | 27,261 | SH | DFND | 0 | 27 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 227 | 30,400 | SH | Put | DFND | 0 | 30 | 0 | |
SPREADTRUM COMMUNICATIONS IN | ADR | 849415203 | 946 | 31,067 | SH | DFND | 0 | 31 | 0 | ||
STEINWAY MUSICAL INSTRS INC | COM | 858495104 | 600 | 15,000 | SH | DFND | 0 | 15 | 0 | ||
STERLING FINL CORP WASH | COM NEW | 859319303 | 1,182 | 41,255 | SH | DFND | 0 | 41 | 0 | ||
STEWART ENTERPRISES INC | CL A | 860370105 | 1,391 | 105,796 | SH | DFND | 0 | 106 | 0 | ||
SUCAMPO PHARMACEUTICALS INC | CL A | 864909106 | 221 | 35,489 | SH | DFND | 0 | 35 | 0 | ||
SUNSHINE HEART INC | COM | 86782U106 | 118 | 10,151 | SH | DFND | 0 | 10 | 0 | ||
SYNOVUS FINL CORP | COM | 87161C105 | 23 | 178,200 | SH | Call | DFND | 0 | 0 | 0 | |
SYNOVUS FINL CORP | COM | 87161C105 | 1,953 | 591,769 | SH | DFND | 0 | 592 | 0 | ||
TEKMIRA PHARMACEUTICALS CORP | COM NEW | 87911B209 | 70 | 10,000 | SH | DFND | 0 | 10 | 0 | ||
TELEPHONE & DATA SYS INC | COM NEW | 879433829 | 4,097 | 138,644 | SH | DFND | 0 | 139 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 943 | 22,885 | SH | DFND | 0 | 23 | 0 | ||
TEREX CORP NEW | COM | 880779103 | 346 | 10,283 | SH | DFND | 0 | 10 | 0 | ||
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 155 | 13,603 | SH | DFND | 0 | 14 | 0 | ||
TG THERAPEUTICS INC | COM | 88322Q108 | 82 | 16,242 | SH | DFND | 0 | 16 | 0 | ||
THERAGENICS CORP | COM | 883375107 | 858 | 393,547 | SH | DFND | 0 | 394 | 0 | ||
THERAVANCE INC | COM | 88338T104 | 210 | 5,134 | SH | DFND | 0 | 5 | 0 | ||
THRESHOLD PHARMACEUTICAL INC | COM NEW | 885807206 | 215 | 46,282 | SH | DFND | 0 | 46 | 0 | ||
TITAN INTL INC ILL | COM | 88830M102 | 375 | 25,647 | SH | DFND | 0 | 26 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 2,585 | 99,554 | SH | DFND | 0 | 100 | 0 | ||
TRANSCEPT PHARMACEUTICALS IN | COM | 89354M106 | 321 | 101,000 | SH | DFND | 0 | 101 | 0 | ||
TREDEGAR CORP | COM | 894650100 | 1,587 | 61,048 | SH | DFND | 0 | 61 | 0 | ||
TRINITY BIOTECH PLC | SPON ADR NEW | 896438306 | 264 | 12,147 | SH | DFND | 0 | 12 | 0 | ||
U S AIRWAYS GROUP INC | COM | 90341W108 | 3,853 | 203,196 | SH | DFND | 0 | 203 | 0 | ||
UCP INC | CL A | 90265Y106 | 1,692 | 114,028 | SH | DFND | 0 | 114 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 2,321 | 39,826 | SH | DFND | 0 | 40 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,275 | 17,806 | SH | DFND | 0 | 18 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 193 | 75,000 | SH | Call | DFND | 0 | 0 | 0 | |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 382 | 5,093 | SH | DFND | 0 | 5 | 0 | ||
USA TRUCK INC | COM | 902925106 | 682 | 76,123 | SH | DFND | 0 | 76 | 0 | ||
VALLEY NATL BANCORP | COM | 919794107 | 4,252 | 427,351 | SH | DFND | 0 | 427 | 0 | ||
VALLEY NATL BANCORP | COM | 919794107 | 16 | 160,300 | SH | Call | DFND | 0 | 0 | 0 | |
VERIFONE SYS INC | COM | 92342Y109 | 2,808 | 122,834 | SH | DFND | 0 | 123 | 0 | ||
VERIFONE SYS INC | COM | 92342Y109 | 1 | 26,500 | SH | Put | DFND | 0 | 27 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 279 | 3,683 | SH | DFND | 0 | 4 | 0 | ||
VIACOM INC NEW | CL B | 92553P201 | 2,533 | 30,305 | SH | DFND | 0 | 30 | 0 | ||
VIRGINIA COMM BANCORP INC | COM | 92778Q109 | 3,241 | 208,139 | SH | DFND | 0 | 208 | 0 | ||
VIROPHARMA INC | COM | 928241108 | 18 | 50,000 | SH | Put | DFND | 0 | 50 | 0 | |
VIROPHARMA INC | COM | 928241108 | 1,194 | 30,400 | SH | DFND | 0 | 30 | 0 | ||
VODAFONE GROUP PLC NEW | SPONS ADR NEW | 92857W209 | 6,132 | 174,300 | SH | DFND | 0 | 174 | 0 | ||
VODAFONE GROUP PLC NEW | SPONS ADR NEW | 92857W209 | 102 | 62,900 | SH | Call | DFND | 0 | 0 | 0 | |
VOLTERRA SEMICONDUCTOR CORP | COM | 928708106 | 1,798 | 78,163 | SH | DFND | 0 | 78 | 0 | ||
WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 2,212 | 144,268 | SH | DFND | 0 | 144 | 0 | ||
WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 34 | 114,900 | SH | Call | DFND | 0 | 0 | 0 | |
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 2,131 | 57,031 | SH | DFND | 0 | 57 | 0 | ||
WELLS FARGO & CO NEW | PERP PFD CNV A | 949746804 | 1,553 | 1,365 | SH | DFND | 0 | 1 | 0 | ||
WESTERN REFNG INC | COM | 959319104 | 300 | 10,000 | SH | DFND | 0 | 10 | 0 | ||
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 159 | 369,000 | SH | Put | DFND | 0 | 370 | 0 | |
WMS INDS INC | COM | 929297109 | 1,232 | 47,459 | SH | DFND | 0 | 47 | 0 | ||
ZIMMER HLDGS INC | COM | 98956P102 | 292 | 3,553 | SH | DFND | 0 | 4 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 205 | 6,598 | SH | DFND | 0 | 7 | 0 | ||
ZOLTEK COS INC | COM | 98975W104 | 849 | 50,897 | SH | DFND | 0 | 51 | 0 | ||
ZYNGA INC | CL A | 98986T108 | 118 | 550,100 | SH | Call | DFND | 0 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 3,071 | 836,452 | SH | DFND | 0 | 836 | 0 |